"Enforcement Orders Data","Updated:  07/31/2025"
"NMLS ID","Name","Description","Title of Order","Order Signed","Status"
374994,"(EMC) EQUITY MORTGAGE CONSULTING SERVICES, INC.","Exam Deficiency","Agreed Order to Take Affirmative Action",4/17/2017,"Compliant"
,", ","Unlicensed Activity","Order to Cease and Desist",8/1/2016,"Compliant"
,", ","Unlicensed Activity","Agreed Order to Cease and Desist",7/11/2016,"Complete"
,", ","Unlicensed Activity","Agreed Order to Cease and Desist",8/22/2018,"Compliant"
,", ","Unlicensed Activity","Order to Cease and Desist",3/20/2020,"Noncompliant"
,", ","Unlicensed Activity","Agreed Order to Cease and Desist",8/4/2020,"Compliant"
1939654,"2020 PROCESSING LLC","Unlicensed Activity","Order to Take Affirmative Action",8/5/2021,"Compliant"
266484,"360 Lending Group LLC","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",2/1/2013,"Compliant"
138858,"Aapex Financial Solutions, Inc.","Unlicensed Activity","AO to C&D, TAA & Ass'ng Adm. Pen.",7/31/2012,"Noncompliant"
275971,"AAXY L.L.C.","Exam Deficiency","Order to Take Affirmative Action",8/12/2016,"Compliant"
275971,"AAXY L.L.C.","Unlicensed Activity","Order to Cease and Desist",7/26/2021,"Compliant"
305211,"ABEL, CHRISTIE","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",8/24/2006,"Complete"
,"Abili, Raphael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
1494707,"ABM Funding Inc.","Inadequate Disclosures","Order to Cease and Desist",8/4/2017,"Compliant"
294354,"ABRAHAM, ASH","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
294354,"ABRAHAM, ASH","Exam Deficiency","Order to Suspend & Admin Penalty",4/10/2008,"Complete"
294354,"ABRAHAM, ASH","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
359592,"Abraham, Pavnouty","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Abrahamson, Debra","Violation of State and/or Federal Law; Misleading Practices","Agreed Order to Surrender License",4/1/2009,"Surrendered in Lieu of Disciplinary Action"
370619,"ABREGO-TREVINO, GRACE","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
343828,"Absolute Lending Group, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",8/16/2013,"Compliant"
1641305,"Access Loans & Financing LLC","Unlicensed Activity","Order to Take Affirmative Action",3/27/2020,"Compliant"
229378,"Access Loans, Inc.","Exam Deficiency","Order to Take Affirmative Action",1/19/2017,"Compliant"
339008,"Accurate Fidelity Mortgage Corporation","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/11/2013,"Compliant"
1414392,"Ace Mortgage Processing Inc","Unlicensed Activity","Amended Order to Take Affirmative Action",9/27/2018,"Compliant"
,"Acee, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Final - Incomplete"
,"Acevedo, Fernando","Unlicensed Activity","Order to Cease and Desist",7/22/2004,"Final"
849587,"Achieva Mortgage Funding, LLC","Exam Deficiency","Order to TAA & Assessing Admin Penalty",5/23/2013,"Compliant"
,"Acosta, Alex","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/16/2010,"Compliant"
,"Acosta, David","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Rescinded"
343993,"Acosta, Rosa","Unlicensed Activity","Order to Take Affirmative Action",2/26/2013,"Compliant"
,"Acquisto, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/23/2004,"Complete"
,"Acuner, Andrew","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
1966902,"Acute Loan Processing, LLC","Exam Deficiency","Order to Take Affirmative Action",9/18/2020,"Compliant"
198314,"Adam-Ahued, Jorge","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
198314,"Adam-Ahued, Jorge","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
278485,"Adams, Dorothy","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/19/2011,"Compliant"
309585,"Adams, Jeffrey","Inadequate Disclosures","Order to Take Affirmative Action",11/15/2017,"Compliant"
,"Adams, Sharita","Unlicensed Activity","Order to Cease and Desist",1/8/2014,"Compliant"
,"Adams, Tommy","Failure to Cooperate or Respond","Agreed Order",6/3/2008,"Compliant"
,"Adejokun, AdeSunmbo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
247212,"Adeniran, Olufunke","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
247212,"Adeniran, Olufunke","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Adesola, Rilwan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/17/2005,"Complete"
221922,"Adewole, Christopher","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Adeyeye, Adekunle","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
282846,"Adkins, Hector","Exam Inadequacy","Amended Order to Take Affirmative Action",5/26/2006,"Complete"
282846,"Adkins, Hector","Failure to Cooperate or Respond","Agreed Order",6/5/2007,"Compliant"
282846,"Adkins, Hector","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",5/10/2011,"Compliant"
282846,"Adkins, Hector","Unlicensed Activity","Order to Cease and Desist",3/19/2014,"Noncompliant"
,"Adkins, Michelle","Exam Failure","Agreed Order",5/26/2005,"License Surrendered"
1207414,"Advanced Lending Solutions Company LLC","Exam Deficiency","Order to Take Affirmative Action",5/20/2015,"Compliant"
1207414,"Advanced Lending Solutions Company LLC","Unlicensed Activity","Order to Cease and Desist",3/29/2017,"Compliant"
3034,"Advantage Mortgage","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/24/2016,"Compliant"
1209177,"AdvantageFirst Lending Inc.","Exam Deficiency","Order to Take Affirmative Action",9/16/2022,"Compliant"
286155,"Advent Mortgage Corporation",,"Order to Take Affirmative Action",8/27/2014,"Noncompliant"
157935,"AEGEAN FINANCIAL","Exam Inadequacy","Order to Take Affirmative Action",1/29/2015,"Compliant"
2579,"Affinity Mortgage, L.L.C.","Inadequate Disclosures","Agreed Order to Take Affirmative Action",12/19/2018,"Compliant"
346848,"Affordable Homes of South Texas, Inc.","Exam Inadequacy","Agreed Order to Take Affirmative Action",5/29/2014,"Compliant"
1183417,"AFFORDABLE LENDING, LLC","Unlicensed Activity","Order to Take Affirmative Action",2/9/2015,"Compliant"
351774,"Agboola, Alexander","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",4/23/2007,"Complete"
351774,"Agboola, Alexander","Unlicensed Activity","Agreed Order to Take Affirmative Action",1/2/2020,"Compliant"
,"Agbuduta, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
,"Agudelo, Omario","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
,"Agunbiade, Olufemi","Unlicensed Activity","Order to Cease and Desist",6/14/2007,"Final"
,"Agunbiade, Sabitu","Exam Failure","C&D, TAA, Pay Admin Penalty",8/18/2006,"Final - Incomplete"
,"Agunbiade, Sabitu","Exam Failure","C&D, TAA, Pay Admin Penalty",8/18/2006,"Final - Incomplete"
,"Ahluwalia, Raman","Exam Failure","Agreed Order to Surrender License",7/10/2008,"Surrendered in Lieu of Disciplinary Action"
357366,"Ahmad, Syed","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",8/12/2010,"Noncompliant"
,"Aidonmiyi, Anthony","Failure To Respond","Order of Suspension",4/20/2011,"Compliant"
336152,"AIDONMIYI, ANTHONY","Exam Deficiency","Amended Order (by Agreement) to TAA",2/29/2012,"Compliant"
,"Akbar, Sally","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Noncompliant"
,"Akbar, Shezad","Fraud; Misleading Practices","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",3/15/2010,"Noncompliant"
,"Akere, Shola","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/30/2008,"Complete"
1234160,"AKHILE, OMO","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
,"Akinwale, Kehinde","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",10/5/2009,"Complete"
224650,"ALABI, CYNTHIA","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
291561,"Alam, Sheikh","Failure To Respond","Order Lifting Suspension",1/30/2012,"Suspension Lifted"
295901,"ALATAN, OLOTIN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
232853,"Albee, Catherine","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",8/22/2011,"Order Vacated By Commissioner"
,"Alberts, Janus","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/15/2005,"Complete"
,"Alcala, Paula","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
,"Alcorn, Rosie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Final - Incomplete"
40508,"Alcova Mortgage LLC","Failure To Respond","Order of Suspension",4/20/2011,"Compliant"
271561,"Aldridge, Anthony","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
350441,"Alexander, Calvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Alexander, Karen","Unlicensed Activity","Agreed Order to Cease and Desist",5/17/2021,"Compliant"
336087,"Alexander, Mark","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
225882,"Ali, Dan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/7/2011,"Compliant"
,"Ali, Syed","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2010,"Final - Incomplete"
,"Aliperti, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Final - Incomplete"
,"Aliperti, Richard","Exam Deficiency","Order of Suspension",10/17/2006,"License Suspended"
,"Alkebulan, Cranston","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2006,"Complete"
3740,"All Island Mortgage & Funding Corporation","Exam Deficiency","Order to Cease and Desist",6/1/2018,"Compliant"
13999,"All Reverse Mortgage, Inc.","Unlicensed Activity","Order to Take Affirmative Action",1/29/2015,"Compliant"
,"Allday, Stephen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/25/2007,"Final - Incomplete"
,"Allday, Stephen","Exam Inadequacy","Final Order",3/28/2008,"Previous Order Affirmed"
232859,"Allee, A","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
66021,"Allee, Pam","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
2438103,"Allen, Bobby","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Final - Incomplete"
2438103,"Allen, Bobby","Exam Deficiency","Order to Suspend & Admin Penalty",1/29/2009,"License Suspended"
327374,"Allen, James","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
327374,"Allen, James","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Allen, Kenneth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/9/2006,"Complete"
313591,"Allen, Larry","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
232756,"Allen, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Allen, Stephanie","Exam Inadequacy","Agreed Order to Inactivate License",12/11/2008,"License Inactivated"
,"Allen, Stephanie","Inadequate Disclosures; Failure To Cooperate Or Respond","AO to C&D, TAA & Ass'ng Adm. Pen.",1/30/2009,"Compliant"
,"Allers, Hasmig","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
925521,"Alliance Bankers And Mortgage Group, Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
343195,"Almega Financial, Inc.","Exam Inadequacy","Order to Take Affirmative Action",7/18/2016,"Compliant"
,"Alonzo, Brenda","Exam Deficiency","Order to Suspend & Admin Penalty",1/15/2008,"License Suspended"
,"Alpert, Marc","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
,"Alpert, Marc","Exam Failure","Final Order",10/26/2009,"Affirmed by Final Order"
,"Alpert, Marc","Exam Failure","C&D, TAA, Pay Admin Penalty",6/3/2009,"Affirmed by Final Order"
308086,"Alrashed, Khalid","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
251833,"Altic, Kelly","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Altuna, Carmen","Unlicensed Activity","Order to Cease and Desist",2/10/2023,"Final"
,"Alvarado, Anibal","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
262270,"Alvarado, Ariana","NMLS NSF","Order of Suspension",6/17/2024,"Final"
313018,"Alvarez, Cirilo","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
1397136,"Alvarez, Ruby","Unlicensed Activity","Agreed Order",11/5/2018,"Compliant"
247461,"Amaro, John","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Amaya, Albert","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/12/2012,"Compliant"
,"Amechi, Aretta","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/17/2005,"Complete"
226068,"American Financial Mortgage Services, Inc.","Exam Inadequacy","Agreed Order",11/18/2019,"Compliant"
1206029,"American Intermutual Agency, Inc.","Unlicensed Activity","Agreed Order",6/3/2019,"Compliant"
227251,"American Property Financial, Inc.","Advertising Violation","Order to Take Affirmative Action",3/14/2019,"Compliant"
69331,"American South Financial Services, L.L.C.","Exam Deficiency","Order to Take Affirmative Action",4/19/2023,"Compliant"
166964,"Americas Mortgage Professionals, LLC","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",6/19/2013,"Compliant"
133946,"Ameriloan Mortgage Corporation","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/18/2011,"Compliant"
133946,"Ameriloan Mortgage Corporation","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/12/2013,"Compliant"
373404,"Amini, Parastoo",,"Final Order",7/30/2015,"Compliant"
1806446,"Amos Equity Holdings, LLC","Unlicensed Activity","Order to Take Affirmative Action",7/6/2020,"Compliant"
1359704,"Amres Corporation","Exam Deficiency","Agreed Order to Take Affirmative Action",9/16/2016,"Compliant"
847184,"Anatsu Enterprises, Inc.","Unlicensed Activity","Agreed Order to Cease and Desist",7/2/2018,"Compliant"
,"Anchondo, David","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",3/11/2011,"Noncompliant"
328879,"Anderle, Melynda","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
339997,"Anders, Angela","Misleading Practices","Agreed Order",1/4/2006,"Compliant"
,"Anders, Brady","Violation of State and/or Federal Law","Agreed Order",1/17/2006,"Compliant"
299854,"Andersen, Todd","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/29/2014,"Compliant"
,"Anderson, Amy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/9/2009,"Compliant"
346902,"ANDERSON, ANN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/29/2009,"Complete"
,"Anderson, Anthony","Criminal Conviction or Indictment","Agreed Order",8/24/2007,"Noncompliant"
,"Anderson, Anthony","Fraud","Final Order",6/23/2008,"License Revoked"
,"Anderson, Bryant","Unlicensed Activity","Order to Cease and Desist",5/21/2007,"Final"
346888,"Anderson, Dennis","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",11/30/2009,"Complete"
382024,"Anderson, Gary","Unlicensed Activity","Agreed Order to Take Affirmative Action",6/10/2014,"Compliant"
273018,"Anderson, Michael","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",6/1/2009,"Complete"
273018,"Anderson, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Anderson, Peter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Anderson, Reginald","Failure To Cooperate Or Respond; Misleading Practices","Final Order",7/15/2008,"License Revoked; Administrative Penalty"
2498453,"Anderson, Ronnie","Failure To Respond","Order to Suspend & Admin Penalty",11/9/2009,"License Suspended"
,"Andresen, Ted","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Final - Incomplete"
,"Andrews, Diane","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
358468,"Andrews, Leigha","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/2/2009,"Complete"
259879,"Andrews, Samuel","Misleading Practices; Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",8/8/2013,"Compliant"
,"Angelle, Marilyn","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",12/18/2007,"License Suspended"
300462,"Ansari, Aghil","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
300462,"Ansari, Aghil","Exam Deficiency","Agreed Order to Pay Restitution and Administrative Penalty",10/19/2010,"Complete"
281151,"Anson Financial, Inc.","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
281151,"Anson Financial, Inc.","Unlicensed Activity","Order to Take Affirmative Action",4/26/2017,"Compliant"
,"Anthony, Keith","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/17/2013,"Noncompliant"
,"Anyatonwu, Allwell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
354123,"A-OK Mortgage Inc.","Unlicensed Activity","Agreed Order to Take Affirmative Action",8/12/2015,"Compliant"
354123,"A-OK Mortgage Inc.","Unlicensed Activity","Order to Take Affirmative Action",4/4/2016,"Compliant"
354123,"A-OK Mortgage Inc.","Exam Deficiency","Agreed Order to Cease and Desist",12/17/2019,"Compliant"
354123,"A-OK Mortgage Inc.","Unlicensed Activity","Order to Take Affirmative Action",2/3/2023,"Compliant"
,"Aqqad, Sami","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
311902,"Arceneaux, Charles","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
326912,"Archer, Benjamin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Arellano-Valencia, Victor","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2008,"Complete"
,"Arenales, Leonardo","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/22/2008,"Complete"
,"Arizmendi, Gerald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
312807,"Armendariz, Ricardo","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
485530,"Arms, Jason","Unlicensed Activity","Order to Cease and Desist",9/25/2018,"Noncompliant"
1441439,"Arnett, Patrick","Exam Inadequacy","Amended Order to Take Affirmative Action",9/5/2006,"Complete"
303698,"arp, jody","Misleading Practices","Order to C&D & Assessing Administrative Penalty",1/10/2013,"Compliant"
224960,"ARRAY CAPITAL INVESTMENT COMPANY LLC","Unlicensed Activity; Exam Failure","Amended Order to Take Affirmative Action",9/28/2011,"Compliant"
224960,"ARRAY CAPITAL INVESTMENT COMPANY LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",7/2/2013,"Compliant"
224960,"ARRAY CAPITAL INVESTMENT COMPANY LLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",5/11/2015,"Compliant"
224960,"ARRAY CAPITAL INVESTMENT COMPANY LLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",2/14/2018,"Compliant"
266254,"Arreola, Debbie","Misleading Practices","Order to Cease and Desist",2/12/2015,"Compliant"
1277155,"Arroyo, Francisco","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Final - Incomplete"
1277155,"Arroyo, Francisco","Exam Deficiency","Order to Suspend & Admin Penalty",4/6/2009,"License Suspended"
314375,"Arthur, Tracy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/22/2013,"Noncompliant"
,"Asaduddin, Mohammad","Exam Failure","C&D, TAA, Pay Admin Penalty",6/14/2006,"Complete"
,"Aschalew, Getye","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",10/3/2005,"Complete"
,"Ashley, Keith","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Askew, Julian","Exam Failure","Agreed Order",10/26/2005,"Surrendered in Lieu of Disciplinary Action"
818108,"Assent Mortgage, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",3/23/2016,"Compliant"
818108,"Assent Mortgage, LLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",4/11/2018,"Compliant"
,"Atilano, Eric","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",8/9/2011,"Noncompliant"
,"Atkins, Eugene","Exam Inadequacy","Agreed Order to Surrender License",9/6/2007,"Surrendered in Lieu of Disciplinary Action"
317268,"Atrich, LLC",,"Final Order",5/22/2015,"Compliant"
89357,"Atterstrom, James","Consumer Restitution Required","Agreed Order",1/3/2008,"Compliant"
1620799,"ATW Investments Inc","Violation of State and/or Federal Law","Agreed Settlement",8/13/2018,"Compliant"
83896,"Atwell, William","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
312181,"Aucoin, Edward","Exam Inadequacy","Order to Take Affirmative Action",7/18/2016,"Compliant"
151940,"Auger, Mark","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Augustine, Barbara","Fraud","C&D, TAA, Pay Admin Penalty",4/1/2004,"Noncompliant"
272980,"AUSTIN HOME MORTGAGE LLC","Exam Deficiency","Order to Take Affirmative Action",4/13/2017,"Compliant"
,"Austin, Thomas","Unlicensed Activity; Fraud","C&D, TAA, Pay Restitution, Assess Admin Penalty",7/24/2013,"Noncompliant"
,"Austin, Thomas","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",9/17/2013,"Final - Incomplete"
1521271,"Avalos, Mayra","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
297705,"Avant, Daniel","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1310861,"Avelar Holdings, LLC","Unlicensed Activity","Order to Take Affirmative Action",6/3/2016,"Compliant"
332890,"Avery, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
342413,"Avocet Ventures L.P.","Exam Deficiency","Order to Take Affirmative Action",7/16/2013,"Compliant"
359993,"Ayala, Jason","Failure To Respond","Order Lifting Suspension",1/20/2012,"Suspension Lifted"
324286,"B2 Funding Corporation","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",6/1/2011,"Compliant"
324286,"B2 Funding Corporation","Exam Inadequacy","Order to Take Affirmative Action",3/3/2016,"Compliant"
324286,"B2 Funding Corporation","Inadequate Disclosures","Order to Cease and Desist",7/31/2018,"Compliant"
237530,"Babik, Kristin","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/11/2012,"Compliant"
360019,"Baby, Johnson","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
251001,"Baca, Jennifer","Unlicensed Activity","Order to Take Affirmative Action",3/11/2016,"Compliant"
376402,"Bacon, Erika","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
376402,"Bacon, Erika","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
284266,"Badeaux, Tammy","Inadequate Disclosures","Order to Take Affirmative Action",5/11/2015,"Compliant"
274496,"Baellow, Joshua","Unlicensed Activity; Exam Failure","Agreed Order",8/30/2011,"Noncompliant"
,"Baes, Rosa","Failure to Cooperate or Respond","Final Order",7/10/2008,"License Revoked"
274525,"Bagacean, Jennifer","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1201117,"Bahr, Brandon","Exam Failure","C&D, TAA, Pay Admin Penalty",12/11/2007,"Final - Incomplete"
1201117,"Bahr, Brandon","Exam Failure","Final Order",5/27/2008,"License Revoked"
,"Bailey, Mark","Unlicensed Activity","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",5/11/2010,"Final"
300656,"bailey, Melanie","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/17/2012,"Noncompliant"
,"Bailey, T.D.","Unlicensed Activity","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",5/11/2010,"Final"
,"Baker, Bradley","Exam Failure","C&D, TAA, Pay Admin Penalty",11/7/2008,"Surrendered in Lieu of Disciplinary Action"
,"Baker, Bradley","Exam Failure","Agreed Order to Surrender License",5/7/2009,"License Surrendered"
329451,"Baker, Chad","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
307828,"BAKER, SONNY","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
94877,"Baker, Steven","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
265667,"Baker, William","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
326359,"Bales, Garry","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
326359,"Bales, Garry","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Ballard, Darrell","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",11/13/2007,"Complete"
325606,"Ballard, David","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",3/3/2010,"Complete"
1342441,"Ballmaier, Matthew","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
272011,"Ballon, Rodrigo","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Balogun, Abayomi","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2008,"Final - Incomplete"
,"Balser, Amberly","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/24/2013,"Noncompliant"
,"Baltes, Mark","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",5/21/2012,"Compliant"
232570,"Banda, Maria","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",5/7/2013,"Compliant"
314888,"Bankett, Stephani","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
,"Barabin, Marlon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
1781814,"barakat, baudwan","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
343359,"Barclay, Angela","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
357964,"Barina, Ngamnit","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
320393,"Barker, Toby","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
171233,"BARLOW, ISAIAH","Fraud; Misleading Practices; Failure to Cooperate or Respond","Order of Suspension of Loan Officer License",3/2/2011,"Final"
308964,"Barneck, Jacob","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
294518,"Barnes, Toussaint","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",1/9/2012,"Compliant"
140779,"Barnett, Brent","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
140779,"Barnett, Brent","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
233834,"Barnett, Timothy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
204597,"Barney, Keith","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
181106,"Barrett Financial Group, L.L.C.","Unlicensed Activity","Order to Take Affirmative Action",8/10/2021,"Compliant"
325477,"Barrios, Michael","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Barron-Solis, Armando","Unlicensed Activity","Order Directing Payment from Recovery Fund",2/2/2024,"Final"
,"Barron-Solis, Armando","Unlicensed Activity","Order Directing Payment from Recovery Fund",12/12/2023,"Final"
514502,"Barry, Kevin","Unlicensed Activity","Order to Take Affirmative Action",3/19/2014,"Order Vacated By Commissioner"
91987,"Barry, Timothy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
260922,"Bartolo, Michelee","Misleading Practices","Order to Cease and Desist",5/20/2016,"Compliant"
5446,"Bartolomeo, Joseph","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
5446,"Bartolomeo, Joseph","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
374547,"BARTON, PATTY","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",10/14/2008,"Complete"
,"Barton, Rita","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/27/2011,"Noncompliant"
317340,"Barton, Wendy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
276880,"Bashaw, Francis","Unlicensed Activity","Order to Cease and Desist",10/31/2019,"Final"
276880,"Bashaw, Francis","Unlicensed Activity","Order to Cease and Desist",12/6/2019,"Noncompliant"
276880,"Bashaw, Francis","Unlicensed Activity","Order to Cease and Desist",5/18/2021,"Final"
,"Bashford, Kristen","Failure To Respond","Order to Suspend & Admin Penalty",11/9/2009,"License Suspended"
,"Bass, Kenneth","Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2009,"Final - Incomplete"
,"Bass, Kenneth","Exam Failure","Final Order Revoking Mortgage Broker License",5/27/2009,"Final"
311718,"bassett, thomas","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Bassham, Boyd","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",2/17/2005,"Complete"
291753,"Bates, Christopher","Misleading Practices; Unlicensed Activity","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",9/18/2009,"Compliant"
302672,"Bates, Deviolanda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
317738,"Battle, Forrest","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
257835,"Baugh, Alan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
,"Baxter, David","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",11/12/2007,"Final - Incomplete"
329809,"Bayard, Ronda","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Bazan, Lorenzo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Final - Incomplete"
,"Bazan, Lorenzo","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",7/19/2005,"Final - Incomplete"
211715,"Bazan, Sergio","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Beacham, Lendell","Exam Failure","Agreed Order to Surrender License",2/6/2007,"Surrendered in Lieu of Disciplinary Action"
326499,"Beal, Stephen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/10/2010,"Complete"
326499,"Beal, Stephen","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
326499,"Beal, Stephen","Unlicensed Activity","Order to Cease and Desist",6/5/2020,"Compliant"
261829,"Beam Mortgage, Inc","Misleading Practices; Unlicensed Activity","Order to Cease and Desist",10/25/2013,"Compliant"
,"Bearce, Kenneth","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",9/28/2011,"Noncompliant"
,"Beathard, Trey","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
317410,"Becerra, Joe","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1790802,"Becerril, Mary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Final - Incomplete"
267513,"Beckett, Toby","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Beguerisse, Eduardo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
450649,"Beland, Brian","Criminal Conviction or Indictment","Order of Suspension",11/20/2019,"License Suspended"
,"Bell, Bob","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
210434,"BELL, WILLIAM","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Bello, Maru","Unlicensed Activity","Order to Cease and Desist",3/9/2017,"Noncompliant"
,"Belsito, Floyd","Unlicensed Activity","Order to Cease and Desist",3/31/2014,"Noncompliant"
356941,"Benavides, Christina","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
336367,"Benavidez, Leticia","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
328309,"Benavidez, Norma","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Bengochea, Maria","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Final - Incomplete"
1177528,"Bennett, Gilbert","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
254580,"Bennett, Victoria","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Berenson, Alex","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/2/2006,"Final - Incomplete"
320642,"BERLANGA, MICHAEL","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",11/13/2007,"Complete"
320642,"BERLANGA, MICHAEL","Exam Failure","C&D, TAA, Pay Admin Penalty",4/15/2010,"Replaced by Agreed Order"
320642,"BERLANGA, MICHAEL","Exam Failure","AO to TAA, & Ass'ng Adm. Pen.",11/30/2010,"Noncompliant"
268597,"BERMUDEZ, GREGORIO","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
217601,"Berndt, Bradley","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",2/13/2012,"Compliant"
282514,"Berry, Sherril","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
216137,"Berte, Michael","Advertising Violation","C&D, TAA, Pay Admin Penalty",6/23/2004,"Compliant"
,"Bertram, Robert","Misleading Practices","Order to Cease and Desist",11/4/2008,"Final"
314604,"Berzat, Lakeysha","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
351453,"Best, Susan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
27700,"Betcher, Jonathon","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
276919,"Bevers, Caroline","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Beyman, Ezra","Unlicensed Activity","Agreed Order",2/26/2007,"Compliant"
1105695,"Bezart, Andrew","Unlicensed Activity","Order to Cease and Desist",7/28/2015,"Compliant"
359967,"Bhuiyan, Jasim","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
1243537,"Bianchi, Blake","Licensing Fraud","Agreed Settlement",1/7/2022,"Final"
1203087,"BIC MORTGAGE COMPANY, LLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",2/24/2017,"Compliant"
,"Bielstein, Sean","Unlicensed Activity","Agreed Order",3/9/2006,"Compliant"
470348,"Biggs, Cecil","Fraud","Agreed Order",8/2/2005,"Compliant"
,"Biggs, Douglas","Exam Failure","C&D, TAA, Pay Admin Penalty",7/15/2008,"Affirmed by Final Order"
,"Biggs, Douglas","Exam Failure","Final Order Revoking Mortgage Broker License",11/25/2008,"License Revoked; Previous Order Affirmed"
291237,"Bigham, Stewart","Unlicensed Activity","Agreed Order to Take Affirmative Action",3/24/2016,"Compliant"
,"Bilbo, James","Exam Failure","C&D, TAA, Pay Admin Penalty",9/12/2006,"Final - Incomplete"
,"Bilbo, James","Failure to Cooperate or Respond","Final Order",10/1/2007,"License Revoked; Administrative Penalty"
350296,"Bingham, Benjamin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
356071,"Bingham, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
356071,"Bingham, David","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",12/30/2010,"Final - Incomplete"
97125,"Birch, Nicholas","Unlicensed Activity","Agreed Order to Cease and Desist",2/2/2017,"Compliant"
232967,"Bird, Nicholas","Unlicensed Activity","Agreed Order to Take Affirmative Action",9/27/2013,"Noncompliant"
,"Biscette, Nasiche","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
235689,"BISSMEYER, GREGORY","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
,"Black, Blair","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/4/2010,"Final - Incomplete"
373930,"black, gregory","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
361193,"Black, James","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
361193,"Black, James","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/26/2011,"Affirmed by Final Order"
361193,"Black, James","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",5/29/2012,"Noncompliant"
,"Black, Oscar","Exam Inadequacy","Agreed Order to Surrender License",5/11/2007,"Surrendered in Lieu of Disciplinary Action"
274289,"Blackburn, Arthur","Misleading Practices","Order to Cease and Desist",1/5/2017,"Compliant"
317704,"BLACKMAN, MICHELLE","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
1286275,"Blaeser, James","Exam Deficiency","Order to Suspend & Admin Penalty",7/10/2008,"Complete"
,"Blake, Calvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
,"Blake, Calvin","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",11/23/2009,"Compliant"
,"Blake, Calvin","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/14/2009,"Replaced by Agreed Order"
244019,"Blancett, Maureen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
306568,"Blanchard, Monica","Unlicensed Activity","Order to Cease and Desist",5/20/2016,"Compliant"
,"Blanco, Jonathan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/23/2012,"Noncompliant"
,"Blanco, Jose","Misleading Practices; Consumer Restitution Required","Agreed Order",8/24/2006,"Compliant"
,"Blanco, Jose","Misleading Practices; Consumer Restitution Required","C&D, TAA",1/31/2006,"Noncompliant"
,"Blanco, Jose","Misleading Practices; Consumer Restitution Required","Agreed Order",12/18/2006,"Noncompliant"
,"Blanco, Jose","Failure to Comply with terms of Order/Agreed Order","Agreed Order",3/21/2008,"Surrendered in Lieu of Disciplinary Action"
,"Bland, Lawrence","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/27/2009,"Complete"
,"Bland, Lawrence","Misleading Practices","NOV, Order to TAA & Ass'ng. Adm. Pen.",3/16/2010,"Noncompliant"
,"Bland, Lawrence","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Noncompliant"
208691,"Blankenship, Mack","Unlicensed Activity","Order to Cease and Desist",3/23/2006,"Compliant"
198274,"Blons, Martin","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",1/25/2012,"Noncompliant"
1096511,"Blue Sky Funding, LLC","Exam Deficiency","Order to Take Affirmative Action",3/29/2017,"Order Rescinded"
1096511,"Blue Sky Funding, LLC","Exam Deficiency","Order to Take Affirmative Action",12/17/2018,"Compliant"
300295,"Blue Star Residential Lending, Inc.","Exam Deficiency","Order to Take Affirmative Action",7/17/2013,"Compliant"
1786138,"Bluebonnet Mortgage, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",12/9/2020,"Compliant"
289106,"BLUESKY LENDING, LC","Misleading Practices; Consumer Restitution Required","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/14/2013,"Compliant"
289106,"BLUESKY LENDING, LC","Unlicensed Activity","Order to Take Affirmative Action",6/8/2016,"Compliant"
289106,"BLUESKY LENDING, LC","Unlicensed Activity","Order to Take Affirmative Action",1/17/2018,"Compliant"
267967,"Blume, Ronald","Unlicensed Activity","Order to Take Affirmative Action",7/3/2013,"Compliant"
236593,"Board, Erik","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Board, Gladys","Failure to Cooperate or Respond","TAA, Assess Admin Penalty",9/21/2000,"Noncompliant"
26828,"Bobbish, Michael","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
2036482,"BobMortgage LLC","Exam Deficiency","Order to Take Affirmative Action",4/29/2022,"Compliant"
,"Bocanegra, Gilberto","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",3/22/2007,"Complete"
,"Bocanegra, Gilberto","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",4/23/2009,"Complete"
337249,"boehck, richard","Unlicensed Activity","Agreed Order to Take Affirmative Action",8/12/2015,"Compliant"
337249,"boehck, richard","Unlicensed Activity","Order to Take Affirmative Action",4/4/2016,"Compliant"
337249,"boehck, richard","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
337249,"boehck, richard","Unlicensed Activity","Order to Cease and Desist",3/7/2018,"Compliant"
279270,"Boethel, Linda","Fraud","Agreed Order to Pay Administrative Penalty",6/27/2012,"Compliant"
,"Bohne, Vincent","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/6/2012,"Compliant"
328614,"Bokal, Beth","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
261416,"Bokhari, Zafar","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/20/2008,"Complete"
344334,"Bolin, Brandon","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/14/2011,"Noncompliant"
,"Bomar, Brant","Exam Inadequacy","Agreed Order",10/5/2007,"Complete"
291174,"Bomar, Jack","Exam Deficiency","Order to TAA & Assessing Admin Penalty",7/27/2011,"Compliant"
358778,"Bonilla, Maria","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
240710,"Bonin, Chris","Misleading Practices","Order to Cease and Desist",10/8/2013,"Compliant"
346682,"Bonney, Paula","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",8/10/2011,"Noncompliant"
354806,"Boone, Darren","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
323644,"BOOTH, JORDAN","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1084139,"Borazjani, Ali","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
331483,"Borkouski, Joseph","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
346086,"Boudreaux, Felicia","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
336719,"Boulton, Stephen","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
86276,"Bourgeois, Wardell","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2008,"Complete"
218700,"Bowersock-Scott, Arien","Fraud","Agreed Order",10/28/2019,"Compliant"
,"Bowie, Kawana","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/5/2006,"Complete"
327445,"Bowling, Gartrell","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Bowman, Ella","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Bowman, Michael","Unlicensed Activity","Order to Cease and Desist",11/10/2022,"Compliant"
219007,"Boyd, Justin","Unauthorized Activity","Agreed Order",10/15/2019,"Compliant"
,"Boyd, Michael","Consumer Restitution Required","Order to C&D & Assessing Administrative Penalty",10/13/2011,"Noncompliant"
248379,"Boyd, Thomas","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",3/30/2009,"Complete"
,"Boyle, Ronald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
291367,"BP-Residential, LLC","Unlicensed Activity","Order to Cease and Desist",6/5/2020,"Compliant"
313379,"BRADBURN, JEFFERY","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
313379,"BRADBURN, JEFFERY","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
,"Bradford, Larry","Exam Inadequacy","Agreed Order to Take Affirmative Action",5/1/2002,"Final"
290126,"Bradham, Charles","Inadequate Disclosures","Order to Cease and Desist",5/1/2017,"Compliant"
,"Brady, Sharon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
,"Braggs, Kevin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Final - Incomplete"
,"Braggs, Kevin","Exam Deficiency","Order to Suspend & Admin Penalty",5/13/2008,"License Suspended"
183470,"Bramer, Robert","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
283469,"Brancato, Christopher","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/26/2012,"Compliant"
,"Brandao, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
,"Brannelly, John","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",2/1/2013,"Noncompliant"
279173,"Bransford, Lou Ann","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/24/2010,"Complete"
2094884,"Bratcher, Richard","NSF Check","NSF Letter",12/30/2009,"Compliant"
2094884,"Bratcher, Richard","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Compliant"
2023264,"Braud, Morgan","Exam Deficiency","Order to Take Affirmative Action",4/19/2023,"Compliant"
330945,"Braun, Robert","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
334189,"BRAZOS VALLEY AFFORDABLE HOUSING CORPORATION",,"Order to Take Affirmative Action",8/22/2014,"Compliant"
330950,"Brennan, Darren Mitchell","Exam Deficiency","Order to TAA & Assessing Admin Penalty",5/23/2013,"Compliant"
323193,"Brenner, Bruce","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
258211,"Brents, Scarlet","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
190570,"Bressman, Craig","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
142857,"Brewer, Jerry","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",6/4/2009,"Complete"
336472,"Brewer, Thomas","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",12/4/2009,"Complete"
336472,"Brewer, Thomas","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/2/2009,"Final"
,"Bridges, Alicia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
315777,"Briggs, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
171371,"Briggs, Robert","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/10/2010,"Complete"
1839866,"BRIGHTDOOR LLC","Exam Deficiency","Order to Take Affirmative Action",5/15/2023,"Compliant"
229976,"Briones, Katherine","Negligent Supervision/Failure to Supervise","C&D, TAA, Pay Admin Penalty",10/7/2008,"Replaced by Agreed Order"
229976,"Briones, Katherine","Negligent Supervision/Failure to Supervise","AO to C&D & Ass'g. Adm. Pen.",11/20/2008,"Compliant"
316407,"Bristol Financial, Inc","Failure To Respond","Order of Suspension",5/3/2011,"Suspension Lifted"
,"Brock, Joe","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
358437,"Brock, Mona Lisa","Unlicensed Activity","Agreed Amend. Order to C&D & Pay Adm. Pen.",4/5/2007,"Compliant"
358437,"Brock, Mona Lisa","Misleading Practices","Order to Cease and Desist",2/26/2019,"Noncompliant"
299863,"Brodd, Matthew","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
299863,"Brodd, Matthew","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
342334,"Brogdon, Rita","Violation of State and/or Federal Law","Agreed Order to Cease and Desist",10/5/2016,"Final"
216235,"Bromley, Rebecca","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
228532,"Bronson, Angela","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
307525,"Brooker, Julia","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Brooks, Cedric","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Complete"
,"Brooks, Cedric","Fraud","Agreed Order to Surrender License",4/20/2007,"Surrendered in Lieu of Disciplinary Action"
326881,"Brooks, Joe","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Brooks, Joshua","Unlicensed Activity","Agreed Order",7/16/2008,"Compliant"
,"Brooks, Joshua","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",7/10/2013,"Noncompliant"
321208,"Brooks, Pamela","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
321208,"Brooks, Pamela","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Brooks, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/23/2005,"Complete"
,"Brooks, Robert","Negligent Supervision; Failure to Cooperate or Respond","Order to C&D & Assessing Administrative Penalty",8/29/2008,"Noncompliant"
,"Brooks, Robert","Negligent Supervision; Failure to Cooperate or Respond","Agreed Order",11/12/2008,"Surrendered in Lieu of Disciplinary Action"
,"Brown Phelps, Chekelah","Fraud","Agreed Order",12/28/2006,"Surrendered in Lieu of Disciplinary Action"
225597,"Brown, Donald","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",12/20/2012,"Compliant"
225597,"Brown, Donald","Misleading Practices","Agreed Order to Take Affirmative Action",1/20/2015,"Compliant"
1051261,"Brown, Eldon","Unlicensed Activity","Order to Take Affirmative Action",11/20/2013,"Compliant"
326530,"Brown, Ezell","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
326530,"Brown, Ezell","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
,"Brown, Gladstone","Unlicensed Activity","Order Directing Payment from Recovery Fund",2/2/2024,"Final"
,"Brown, Henry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Brown, James","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
231260,"BROWN, JOHN","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/29/2009,"Compliant"
,"Brown, Lawrence","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
,"Brown, Lawrence","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Brown, Salem","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Complete"
139581,"Brown, Spencer","Unlicensed Activity","Order to Take Affirmative Action",7/31/2018,"Compliant"
,"Brown, Stephen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/22/2007,"Final - Incomplete"
366860,"Brown, Thomas","Licensing Fraud","Order of Revocation",12/19/2022,"License Revoked"
,"Brown, Tonya","Misleading Practices","Agreed Order to Surrender License",7/21/2010,"License Surrendered"
,"Brown-McKnight, Pamela","Exam Inadequacy","Agreed Order",7/24/2006,"Noncompliant"
,"Brown-McKnight, Pamela","Exam Inadequacy","Final Order",10/5/2007,"License Revoked"
1068284,"Browns Mortgage Gallery","Exam Inadequacy","Agreed Order to Take Affirmative Action",9/4/2014,"Compliant"
316315,"Broxson, Glenda","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
316315,"Broxson, Glenda","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
359059,"Broyles, David","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Brueggen, Carol","Unlicensed Activity","Agreed Order to Cease and Desist",3/9/2022,"Final"
,"Bruening, Colleen","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/4/2013,"Replaced by Agreed Order"
,"Bruening, Colleen","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/28/2013,"Compliant"
,"Brumbaugh, Harold","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
,"Brundrett, Jack","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Brunt, Kelton","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
328705,"Brush, Meredith","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
,"Bryant, Robert","Exam Inadequacy","TAA, Assess Admin Penalty",3/8/2005,"Final - Incomplete"
,"Bryant, Robert","Misleading Practices","Agreed Order",5/22/2006,"Probationary License Granted"
,"Bryant, Robert","Exam Inadequacy","Final Order",5/7/2007,"License Revoked"
232139,"Bueche, Julia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
837519,"Buell, Terrence","Exam Failure","C&D, TAA, Pay Admin Penalty",5/7/2007,"Complete"
837519,"Buell, Terrence","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/23/2008,"Compliant"
837519,"Buell, Terrence","Unlicensed Activity; Advertising Violation","Order to C&D & Assessing Administrative Penalty",10/6/2009,"Compliant"
51041,"Bueno, Raul","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
51041,"Bueno, Raul","Failure To Respond","Order Lifting Suspension",3/12/2012,"Suspension Lifted"
315768,"BUI, CORBY","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/8/2008,"Complete"
336479,"BUI, TERESA THANH HAI","Exam Deficiency","Order to Take Affirmative Action",4/18/2017,"Compliant"
318802,"Bull, Melody","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
318802,"Bull, Melody","Unlicensed Activity","Agreed Order to Take Affirmative Action",10/15/2015,"Compliant"
,"Bullard, Ronoldron","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
343167,"burcham, leslie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
131678,"Burford, Timothy","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/22/2007,"Complete"
420574,"burger, brian","Unlicensed Activity","Order to Take Affirmative Action",2/12/2015,"Compliant"
315255,"Burger, John","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
284480,"Burnaman, Terry","Fraud","C&D, TAA, Pay Admin Penalty",10/13/2009,"Compliant"
67003,"Burnham, Brian","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
290018,"Burnside, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Burrell, Jeff","Misleading Practices","Agreed Order to Cease and Desist",10/5/2009,"Compliant"
329925,"Burris, Anthony","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
335055,"burris, tommy","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",6/25/2007,"Final"
1859961,"Burrow, Glenn","Unlicensed Activity","Order to Take Affirmative Action",7/13/2020,"Compliant"
274298,"Bush, Aaron","Failure To Respond","Order to C&D & Assessing Administrative Penalty",1/14/2010,"Compliant"
1114924,"Business and Community Lenders of Texas","Unlicensed Activity","Order to Cease and Desist",5/4/2020,"Compliant"
1396652,"Buther-Jones, Robert","Licensing Fraud","Agreed Settlement",1/11/2022,"Final"
351233,"Butler, Brian","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/31/2007,"Complete"
261006,"Butler, Chaddrick","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
281560,"Butler, Woody","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
281560,"Butler, Woody","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
318399,"Buttram, Stephen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
296529,"Buttross, David","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",7/15/2010,"Complete"
,"Byrd, Patrick","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/6/2012,"Noncompliant"
202670,"C F Funding Corporation","Exam Deficiency","Order to Take Affirmative Action",8/24/2015,"Compliant"
135622,"C2 Financial Corporation","Unlicensed Activity","Order to Take Affirmative Action",11/17/2017,"Compliant"
,"Caballero, Alexander","Misleading Practices; Negligent Supervision/Failure to Supervise; Unlicensed Activity","C&D, TAA, Pay Admin Penalty",9/3/2009,"Final - Incomplete"
,"Caballero, Jose","Criminal Conviction or Indictment; Fraud","Order to Cease and Desist",1/20/2006,"Final"
,"Caballero, Jose","Criminal Conviction or Indictment","Agreed Order",6/4/2007,"Surrendered in Lieu of Disciplinary Action"
339077,"Caceres, Clara","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Cady, Roxanne","Exam Failure","Amended Order (agreed) to C&D & TAA",3/6/2008,"Surrendered in Lieu of Disciplinary Action"
224120,"Cagle, David","Unlicensed Activity","Agreed Order to Cease and Desist",5/13/2014,"Compliant"
,"Caine, Deanna","Unlicensed Activity","Order to Cease and Desist",5/18/2021,"Compliant"
,"Caldwell, Christopher","Unlicensed Activity","Order to Cease and Desist",11/20/2019,"Compliant"
,"Caldwell, Rhonda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Final - Incomplete"
,"Caleb, Joshua","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
98819,"Calk, Stephen","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
213554,"calkins, william","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Call, Darryn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
381487,"Callahan, Scott","Exam Inadequacy","Amended Order to Take Affirmative Action",4/1/2010,"Complete"
,"Callins, Anthony","Unlicensed Activity; Advertising Violation","Order to Cease and Desist",11/6/2008,"Final"
,"Calvert, Wayne","Unlicensed Activity","Order to Cease and Desist",5/25/2006,"Final"
,"Calvillo, Mario","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Final - Incomplete"
,"Calvillo, Mario","Exam Deficiency","Order to Suspend & Admin Penalty",11/16/2006,"Final - Incomplete"
2035595,"CALYX MORTGAGE INC","Unlicensed Activity","Order to Take Affirmative Action",2/10/2023,"Compliant"
209919,"Camacho, Michael","Criminal Conviction or Indictment","Agreed Order of Suspension",2/21/2008,"License Suspended"
209919,"Camacho, Michael","Criminal Conviction or Indictment","Final Order",8/6/2008,"License Revoked"
,"Cambell, Jason","Unlicensed Activity","Order to Cease and Desist",2/14/2019,"Noncompliant"
841952,"Cambria Mortgage, LLC","Advertising Violation","Order to Take Affirmative Action",3/18/2019,"Compliant"
1286045,"Camerer, Coby","Unlicensed Activity","Order to Take Affirmative Action",1/4/2018,"Compliant"
,"Camit, Belen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
261233,"Cammack, Sam","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",6/16/2005,"Complete"
,"Campa, Laura","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
262444,"Campbell, Amy","Misleading Practices","Agreed Order",10/9/2007,"License Suspended"
,"Campbell, Barbara","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
,"Campbell, Ornela","Unlicensed Activity","Order to Cease and Desist",2/19/2025,"Compliant"
,"Campbell, Ornela","Unlicensed Activity","Order to Cease and Desist",2/28/2025,"Compliant"
,"Campbell, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
339341,"Campos, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
339341,"Campos, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
,"Canas, Joe","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/4/2006,"Complete"
,"Candelario, Amparo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
311265,"Cano, Hermelinda","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
311265,"Cano, Hermelinda","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",1/24/2013,"Compliant"
1440190,"Canonico, Jacob","Violation of State and/or Federal Law","AO to C&D & Ass'g. Adm. Pen.",6/23/2008,"Compliant"
261525,"Cantrell, Carolyn","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Cantu, Carlos","Fraud","Agreed Order",11/8/2004,"License Revoked"
,"Cantu, Martin","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Noncompliant"
,"Cantu, Sandra","Fraud","Agreed Order",11/8/2004,"License Revoked"
1124658,"Cantu's Financial Solutions, LLC","Exam Deficiency","Order to Take Affirmative Action",7/28/2015,"Compliant"
,"Cao, Luu","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/25/2005,"Complete"
,"Cao, Thien","Unlicensed Activity","Order to Take Affirmative Action",10/29/2014,"Noncompliant"
,"Cao, Thien","Unlicensed Activity","Order to Cease and Desist",10/1/2014,"Final"
291594,"Capra, David","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
346524,"Cardenas, Apolinaria","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
333833,"cardenas, robert","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
286676,"Cardinal Mortgage, PLLC",,"Order to Take Affirmative Action",8/27/2014,"Compliant"
286676,"Cardinal Mortgage, PLLC","Exam Deficiency","Agreed Order to Take Affirmative Action",4/19/2016,"Compliant"
286676,"Cardinal Mortgage, PLLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",4/16/2018,"Compliant"
,"Cardwell, Barbara","Exam Failure","Order to C&D & Assessing Administrative Penalty",2/15/2008,"Compliant"
,"Cardwell, Barbara","Exam Failure","Final Order",6/26/2008,"Order Rescinded"
176704,"Carlton, Vernon","Failure to Cooperate or Respond","Agreed Order to Surrender License",11/9/2009,"Surrendered in Lieu of Disciplinary Action"
176704,"Carlton, Vernon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/5/2009,"Complete"
,"Carol, Brueggen","Unlicensed Activity","Agreed Order to Cease and Desist",3/9/2022,"Final"
315295,"Carothers, Ricky","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
197957,"Carr, Gregory","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/17/2012,"Compliant"
,"Carr, Lincoln","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
,"Carr, Michelle","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Complete"
106501,"Carr, Phillip","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/3/2013,"Compliant"
,"Carrasco, Sergio","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
1199129,"Carrero Mortgage & Associates, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",5/21/2015,"Compliant"
,"Carriker, Scott","Fraud","Agreed Order",11/30/2007,"Surrendered in Lieu of Disciplinary Action"
246081,"Carrillo, Judith","Unlicensed Activity","Agreed Order to Take Affirmative Action",7/29/2016,"Compliant"
216867,"Carrillo, Lydia","Exam Deficiency","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/7/2010,"Complete"
,"Carson, Davina","Unlicensed Activity","Order to Cease and Desist",12/1/2022,"Noncompliant"
133614,"Carson, Milous","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
133614,"Carson, Milous","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Compliant"
269949,"Carter, Merry","Unlicensed Activity","Order to Take Affirmative Action",10/29/2018,"Compliant"
291221,"Carter, Piper","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",1/11/2012,"Compliant"
,"Cartwright, William","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/4/2010,"Complete"
,"Carvin, Shawn","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",9/11/2012,"Compliant"
349395,"Casa Robles, LLC","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
279952,"Case, Peggy","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
317216,"Castaneda, Ana","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Castano, Ivan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/19/2010,"Compliant"
232092,"Castillo, Alejandro","Unlicensed Activity","Order to Cease and Desist",1/30/2008,"Compliant"
305975,"CASTILLO, MILAGROS","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Castillo, Roberto","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
,"Castillo, Starr","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/6/2012,"Compliant"
,"Castillo, Veronica","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",6/18/2013,"Compliant"
317898,"Castro, Denise","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Castro, Frank","Exam Failure","Agreed Order",8/26/2005,"Compliant"
314144,"Catalina Hernandez Corp.","Failure To Respond","Order of Suspension",5/3/2011,"Compliant"
40972,"Catechis, Emanuel","Inadequate Disclosures","Order to Take Affirmative Action",9/29/2015,"Compliant"
338008,"CATTELL, LARRY","Failure to Cooperate or Respond","Agreed Order",3/29/2007,"Compliant"
338008,"CATTELL, LARRY","Failure to Cooperate or Respond","C&D, TAA",4/24/2003,"Compliant"
,"Caughern, Tim","Unlicensed Activity; Advertising Violation","Order to C&D & Assessing Administrative Penalty",1/25/2010,"Complete"
1471655,"Cavalli, Kaelen","Unlicensed Activity","Order to Take Affirmative Action",2/21/2019,"Compliant"
219083,"Cavanaugh, Matthew","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
396399,"Cave, Jonathan","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
1667528,"Cayetano Development, LLC","Unlicensed Activity","Order to Take Affirmative Action",11/20/2019,"Compliant"
323873,"CeBallos, Russel","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
316376,"Cecilia L Wilson","Exam Inadequacy","Order to Take Affirmative Action",3/14/2017,"Compliant"
316376,"Cecilia L Wilson",,"Amended Order to Take Affirmative Action",3/31/2017,"Compliant"
,"Celis, Roland","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
215932,"CENO, CLAUDIA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
215932,"CENO, CLAUDIA","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
327239,"CENTURY 20/20 COMMERCIAL AND RESIDENTIAL MORTGAGE INC",,"Final Order",6/8/2015,"Compliant"
871030,"CEO LENDING LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",8/24/2015,"Compliant"
871030,"CEO LENDING LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",8/9/2016,"Compliant"
871030,"CEO LENDING LLC","Unlicensed Activity","Agreed Order",12/27/2018,"Compliant"
258160,"CFN HOLDINGS LLC","Exam Deficiency","Order to Take Affirmative Action",7/3/2013,"Affirmed by Final Order"
258160,"CFN HOLDINGS LLC","Exam Deficiency","Final Order",5/20/2014,"Compliant"
,"Cha, Brian","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",1/16/2008,"Final - Incomplete"
,"Cha, Brian","Exam Inadequacy","Final Order",6/19/2008,"License Revoked"
,"Chae, Jennifer","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
1197473,"Champions Mortgage, LLC","Unauthorized Activity","Order to Take Affirmative Action",3/4/2021,"Compliant"
,"Chan, Oriana","Unlicensed Activity","Order to Cease and Desist",10/11/2024,"Compliant"
353948,"Chan, Ruben","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
356876,"Chan, Veronica","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Chandler, Ronald","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",8/11/2006,"Complete"
330198,"CHANG, JANE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2008,"Complete"
330198,"CHANG, JANE","Exam Deficiency","Order to TAA & Assessing Admin Penalty",2/28/2012,"Compliant"
,"Chang, Sung","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
,"Chang, Sung","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
1655544,"Chaos Home Loans LLC","Unlicensed Activity","Order to Cease and Desist",4/5/2019,"Compliant"
,"Chapa, Amando","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Final - Incomplete"
279814,"Chapa, Robie","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/26/2011,"Noncompliant"
324485,"Chatman, Arthur","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
323822,"Chaudhary, Hassan",,"Order to Take Affirmative Action",10/20/2017,"Compliant"
,"Chavana, Ricardo","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",2/17/2005,"Complete"
,"Chavana, Ricardo","Consumer Restitution Required","TAA, Assess Admin Penalty",4/13/2007,"Compliant"
,"Chavarria, Jorge","Violation of State and/or Federal Law; Misleading Practices","Agreed Order",9/12/2008,"Noncompliant"
,"Chavarria, Jorge","Violation of State and/or Federal Law; Misleading Practices","Order to Cease and Desist",5/27/2008,"Noncompliant"
,"Chavarria, Jorge","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/29/2009,"Noncompliant"
539036,"Chavez, Cynthia","Unlicensed Activity","Agreed Order to Take Affirmative Action",9/11/2015,"Compliant"
316769,"Chavez, Joel","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",9/24/2010,"Final - Incomplete"
316769,"Chavez, Joel","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",6/12/2012,"Compliant"
271632,"Chavez, Kelly","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Chaw, Leticia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Surrendered in Lieu of Disciplinary Action"
,"Chen, I-Tzu","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
,"Chen, Jerry","Unlicensed Activity","Order to Cease and Desist",2/23/2022,"Final"
119528,"Chen, Menghui","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
119528,"Chen, Menghui","Fraud; Misleading Practices","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/9/2011,"Compliant"
316118,"chen, minnie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
119905,"Chen, Si","Fraud; Misleading Practices","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/9/2011,"Compliant"
343230,"Chen, Wendy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
317846,"Chen, Xin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
299475,"cheng, adam","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
,"Cherrington, Cynthia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Cherrington, Cynthia","Exam Failure","C&D, TAA, Pay Admin Penalty",5/28/2009,"Final - Incomplete"
,"Cherrington, Cynthia","Exam Failure","Final Order Revoking Mortgage Broker License",9/18/2009,"Final - Incomplete"
,"Cherry, Carrie","Consumer Restitution Required","Agreed Order",7/24/2006,"Compliant"
,"Cherry, Carrie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/21/2004,"Complete"
,"Cherry, Carrie","Fraud","Final Order",12/18/2007,"License Revoked"
,"Cho, Kevin","Exam Failure","Order to C&D & Assessing Administrative Penalty",3/10/2008,"Final - Incomplete"
,"Cho, Kevin","Exam Failure","Final Order",7/15/2008,"License Revoked"
313486,"Choate, Christopher","Unlicensed Activity; Fraud","Agreed Order",8/30/2011,"Compliant"
1049484,"Chou Team Realty, LLC","Inadequate Disclosures","Order to Take Affirmative Action",9/25/2018,"Compliant"
,"Chou, Ching-yang","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
323902,"Choudhri, Naeem","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/5/2008,"Complete"
323902,"Choudhri, Naeem","Exam Inadequacy","Agreed Order to Pay Administrative Penalty",4/22/2010,"Complete"
603459,"choudhury, sharif","Exam Inadequacy","Amended Order to Take Affirmative Action",8/6/2008,"Complete"
318888,"Christian, Cleoma","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
358165,"CHRISTIE, JOHN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Christopher, Stephen","Unlicensed Activity","Order to Cease and Desist",3/12/2008,"Noncompliant"
262244,"Chu, Joon","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/17/2007,"Compliant"
262244,"Chu, Joon","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",1/30/2012,"Order Rescinded"
361412,"CHUKWU, STEPHEN","Failure to Provide Bond","Order to TAA; Provide Surety Bond",6/25/2008,"Compliant"
,"Chukwueke, Noel","Unlicensed Activity","Order to Cease and Desist",6/18/2008,"Final"
270067,"Chung, Ki-ho","Unlicensed Activity","Agreed Order to Take Affirmative Action",9/7/2016,"Compliant"
227097,"Cius, Nadine","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/9/2006,"Complete"
1846034,"CL Partners LLC","Exam Inadequacy","Order to Take Affirmative Action",2/23/2022,"Compliant"
344250,"Clakley, Samuel","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
344250,"Clakley, Samuel","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
834340,"Clarity Funds LP",,"Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",7/10/2013,"Noncompliant"
,"Clark, Cantres","Unlicensed Activity","Order to Cease and Desist",5/22/2006,"Compliant"
,"Clark, LaToya","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",7/28/2011,"Noncompliant"
,"Clark, Louis","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
,"Clark, Louis","Violation of State and/or Federal Law","Agreed Order",3/29/2006,"Surrendered in Lieu of Disciplinary Action"
1561075,"Clark, Marshall","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
297009,"Classic Financial Services","Exam Deficiency","Order to Take Affirmative Action",5/15/2013,"Compliant"
,"Clay, Marvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Final - Incomplete"
309653,"Clayton, Jack","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Clayton, Kathryn","Unlicensed Activity","Agreed Order to Cease and Desist",3/7/2016,"Compliant"
144529,"Clevenger, Steven","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
144529,"Clevenger, Steven","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
386732,"Clifford L. Brown, III","Exam Deficiency","Agreed Order to Pay Administrative Penalty",4/12/2013,"Compliant"
869020,"Clinton, Larry","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
936215,"Cloud Lenders, LLC","Exam Deficiency","Order to Take Affirmative Action",7/16/2013,"Compliant"
103781,"CMI Mortgage, Inc","Exam Deficiency","Agreed Order to Take Affirmative Action",8/21/2015,"Compliant"
306299,"Cobbs, Travis","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
254011,"Cochran, Sherrie","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/6/2012,"Compliant"
,"Code, Catherine","Criminal Conviction or Indictment","Final Order",7/17/2007,"License Revoked"
,"Coe, Morris","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/31/2007,"Final - Incomplete"
,"Coe, Morris","Exam Inadequacy","Final Order",5/27/2008,"License Revoked"
1589470,"Cohen, Gregory",,"Agreed Order",2/13/2019,"Compliant"
141159,"Coker, Jacob","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",6/6/2012,"Replaced by Agreed Order"
141159,"Coker, Jacob","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",7/31/2012,"Compliant"
141159,"Coker, Jacob","Fraud","Notice of Pending Revocation",4/18/2019,"Compliant"
336497,"Coker, Troy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
,"Colbert, Alejandro","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Colbert, Anthony","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2008,"Final - Incomplete"
270429,"Cole, Erik","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
633188,"Cole, Matthew","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Colegrove, Milton","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
667753,"Coleman, Cody","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Coleman, James","Unlicensed Activity","Order to Cease and Desist",4/4/2016,"Noncompliant"
,"Coleman, Sandra","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Surrendered in Lieu of Disciplinary Action"
356116,"Coleman, Tommy","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Coleman, Tyron","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/2/2006,"Complete"
343250,"Collazo, Mario","Unlicensed Activity","Order to Take Affirmative Action",8/20/2014,"Noncompliant"
233825,"Collins, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
233825,"Collins, Christopher","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",10/9/2012,"Compliant"
,"Collyar, Allen","Unlicensed Activity","Order to Cease and Desist",5/22/2006,"Compliant"
1078793,"Coltate Capital, L.L.C.","Unlicensed Activity","Order to Cease and Desist",8/21/2013,"Compliant"
1113257,"Comeau, Kathy","Unlicensed Activity","Agreed Order to Cease and Desist",8/21/2018,"Compliant"
,"Common, John","Fraud; Misleading Practices","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/20/2011,"Noncompliant"
288930,"Conley, Daniel","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
128553,"Conley, Jennifer","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Connell, Jeffrey","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/9/2013,"Noncompliant"
104621,"Consumer Real Estate Finance Co.","Inadequate Disclosures","Order to Take Affirmative Action",8/28/2017,"Compliant"
104621,"Consumer Real Estate Finance Co.","Inadequate Disclosures","Agreed Order",7/9/2019,"Compliant"
294661,"Contrasto, Geroldine","Unlicensed Activity","Agreed Order",11/18/2019,"Compliant"
357210,"Convenant Lending Corporation","Failure To Respond","Order of Suspension",4/20/2011,"License Suspended"
,"Conway, Shane","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/1/2011,"Noncompliant"
,"Cook, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Complete"
398171,"Cook-Toeller, Tammy","Unlicensed Activity","Agreed Order to Take Affirmative Action",12/15/2017,"Compliant"
318321,"Cooney Stephen Edward","Failure To Respond","Order of Suspension",4/26/2011,"Compliant"
219792,"Cooper, John","Fraud; Misleading Practices","Agreed Order to Surrender License",11/27/2017,"License Surrendered"
288039,"Cooper, Lola","Unlicensed Activity; Exam Failure","Amended Order to Take Affirmative Action",5/1/2012,"Noncompliant"
,"Cooper, Sean","Unlicensed Activity","Order to Cease and Desist",3/20/2020,"Noncompliant"
,"Coplin, Marlon","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",12/30/2010,"Complete"
,"Corbaley, David","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/5/2010,"Compliant"
245874,"Cordeau, Wesley","Misleading Practices","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/12/2010,"Compliant"
245874,"Cordeau, Wesley","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/3/2009,"Complete"
316426,"CoreLogic Services, LLC","Failure To Respond","Order of Suspension",5/3/2011,"Compliant"
317434,"Corley, Bruce","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
357285,"Cornelius, Mary","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/10/2010,"Complete"
347103,"Cornerstone Mortgage Providers, LP","Failure To Respond","Order of Suspension",5/3/2011,"Compliant"
347103,"Cornerstone Mortgage Providers, LP","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",12/5/2011,"Compliant"
,"Correa, Jenny","Fraud","Agreed Order to Surrender License",8/7/2009,"Final"
321547,"Corry, Yan","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/25/2012,"Complete"
225306,"Cortes, Edward","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
204820,"Cortes, Pablo","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Cortese, Frank","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",1/20/2010,"Final"
,"Cortese, Frank","Misleading Practices","Agreed Order",10/6/2008,"Compliant"
284690,"Cortez, Dalia","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
312797,"Cortez, James","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",6/16/2010,"Complete"
270267,"Cortez, Pamela","Unlicensed Activity","Order to Take Affirmative Action",4/27/2016,"Compliant"
338411,"Cotton, Vincent","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
315824,"Cox, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
335329,"Cox, James","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
348375,"Cox, Libby","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
293723,"Crafts, William","Exam Inadequacy","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",5/7/2007,"Final - Incomplete"
,"Craine, Edelano","Unlicensed Activity","Order to Cease and Desist",5/22/2006,"Compliant"
878490,"Credence Funding Corporation","Unlicensed Activity","Agreed Order to Cease and Desist",2/2/2017,"Compliant"
878490,"Credence Funding Corporation","Exam Deficiency","Order to Take Affirmative Action",7/5/2017,"Compliant"
878490,"Credence Funding Corporation","Unlicensed Activity","Order to Take Affirmative Action",7/1/2019,"Compliant"
,"Creevy, Ngoc-Anh","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Final - Incomplete"
,"Creevy, Ngoc-Anh","Exam Deficiency","Order to Suspend & Admin Penalty",3/26/2008,"License Suspended"
203041,"Creighton, John","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",10/4/2012,"Compliant"
349972,"Critical Connection Mortgage Lending, LLC","Failure To Respond","Order of Suspension",5/3/2011,"License Suspended"
246437,"Croker, John","Fraud","Agreed Order",1/29/2008,"Surrendered in Lieu of Disciplinary Action"
246437,"Croker, John","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
246638,"Croker, Marc","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1922855,"Cross, Sheila","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/6/2009,"Complete"
3507,"Crossline Capital Inc.","Unlicensed Activity","Order to Cease and Desist",2/22/2010,"Compliant"
312785,"Crossno, Jime","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
56921,"Crosspoint Financial, Inc.","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",12/1/2011,"Compliant"
56921,"Crosspoint Financial, Inc.","Inadequate Disclosures","Order to Take Affirmative Action",3/3/2016,"Compliant"
56921,"Crosspoint Financial, Inc.","Exam Inadequacy","Order to Take Affirmative Action",5/18/2018,"Compliant"
,"Cruise, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Cruseturner, Gary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
1565474,"Cruz, Beatriz","Unlicensed Activity","Order to Take Affirmative Action",2/25/2022,"Compliant"
1171573,"cruz, delia","Unlicensed Activity","Order to Take Affirmative Action",4/19/2017,"Compliant"
125621,"Cuellar, Manuel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
187884,"Culliton, Jason","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/5/2012,"Compliant"
,"Culpepper, Paul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
,"Cummings, William","Unlicensed Activity","Order to Cease and Desist",4/18/2007,"Compliant"
4414,"Cunliffe, Eric","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",9/25/2008,"Surrendered in Lieu of Disciplinary Action"
,"Cunningham, Sheila","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Final - Incomplete"
,"Cunningham, Sheila","Exam Deficiency","Order to Suspend & Admin Penalty",5/21/2007,"License Suspended"
342995,"Curphy, Gena","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1306112,"CURRAN MORTGAGE INC","Exam Deficiency","Order to Cease and Desist",9/23/2019,"Compliant"
1306112,"CURRAN MORTGAGE INC","Exam Inadequacy","Order to Take Affirmative Action",9/9/2022,"Noncompliant"
248863,"Curran, Gary","Negligent Supervision/Failure to Supervise","Order to Cease and Desist",12/12/2019,"Compliant"
,"Curtis, Stacy","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/23/2009,"Complete"
,"Cyphers, Darin","Failure to Cooperate or Respond","Final Order",11/8/2002,"License Revoked"
120094,"Czechanski, Eileen","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
311812,"D & L Mortgage Inc","Exam Inadequacy","Order to Take Affirmative Action",2/25/2015,"Compliant"
348108,"DAGHER, MIKE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
,"Dahl, Craig","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/29/2010,"Noncompliant"
321905,"DAI, ZHIQIN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
307278,"Daley, Laura","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Dalton, Sharon","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2008,"Final - Incomplete"
308668,"Dalton, Suzanne","Unlicensed Activity","Order to Take Affirmative Action",3/16/2016,"Compliant"
,"Danbert, JeanAnn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
291477,"DANESHGAR, SHAHLA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Complete"
,"Dang, Linh","Exam Inadequacy","Order to Suspend & Admin Penalty",2/8/2010,"License Suspended"
,"Dang, Linh","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/9/2009,"Final - Incomplete"
258801,"Dang, Linh","Inadequate Disclosures","Order to Take Affirmative Action",2/25/2015,"Compliant"
216631,"DANIEL, CODY","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
169163,"Daniel, Denise","NSF Check","Order of Suspension",6/30/2023,"License Suspended"
301546,"DANIELS, GINA","Unlicensed Activity","Order to Cease and Desist",1/13/2017,"Compliant"
312327,"Daniels, Raj","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1468241,"Dannheim, Chad","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
315841,"DANSBY-RUSSELL, ANITA","Failure To Respond","Order of Suspension",5/3/2011,"License Suspended"
315841,"DANSBY-RUSSELL, ANITA","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
386007,"Dao, charles","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
314988,"Daprile, David","Misleading Practices","C&D, TAA",4/30/2007,"Compliant"
314988,"Daprile, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/30/2009,"Complete"
,"Dasgupta, Rana","Exam Inadequacy","Amended Order (agreed) to C&D & TAA",3/26/2008,"Surrendered in Lieu of Disciplinary Action"
947781,"Dash Home Mortgage Corporation","Exam Deficiency","Order to TAA & Assessing Admin Penalty",6/5/2013,"Compliant"
,"Daugherty, James","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
,"Daugherty, James","Exam Failure","C&D, TAA, Pay Admin Penalty",1/28/2009,"Final - Incomplete"
,"Daugherty, James","Exam Failure","Final Order Revoking Mortgage Broker License",8/26/2009,"License Revoked"
,"Daugherty, James","Exam Failure","Agreed Order to Pay Administrative Penalty",5/2/2011,"Noncompliant"
,"Daughtry, James","Exam Failure","C&D, TAA, Pay Admin Penalty",2/26/2009,"Amended"
,"Daughtry, James","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",3/19/2009,"Final - Incomplete"
,"Daughtry, James","Exam Inadequacy","Amended Order (agreed) to C&D & TAA",5/4/2009,"Surrendered in Lieu of Disciplinary Action"
292250,"DAULAT RAM AGGARWAL","Exam Deficiency","Order to Take Affirmative Action",7/16/2013,"Compliant"
,"Davila, Edmundo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Final - Incomplete"
1111339,"DAVIS, BRADON","Unlicensed Activity","Order to Take Affirmative Action",6/8/2016,"Compliant"
1142956,"Davis, Bradon Debrae","Unlicensed Activity","Order to Take Affirmative Action",6/8/2016,"Compliant"
1142956,"Davis, Bradon Debrae","Unlicensed Activity","Order to Take Affirmative Action",1/17/2018,"Compliant"
,"Davis, Dana","Criminal Conviction or Indictment; Fraud","Order of Suspension of Loan Officer License",1/14/2009,"Affirmed by Final Order"
,"Davis, Dana","Criminal Conviction or Indictment","Final Order Suspending Loan Officer License",3/13/2009,"License Suspended"
,"Davis, Edward","Unlicensed Activity; Fraud","Agreed Order to Surrender License",7/20/2009,"Surrendered in Lieu of Disciplinary Action"
,"Davis, Efrain","Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",3/4/2010,"Noncompliant"
195909,"Davis, John","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",12/12/2008,"Final - Incomplete"
828946,"Davis, Julia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/23/2004,"Complete"
134893,"Davis, Marisa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1076657,"Davis, Marla","Fraud","Agreed Order",11/4/2005,"Compliant"
1076657,"Davis, Marla","Fraud","Amended Agreed Order",3/28/2006,"Compliant"
1076657,"Davis, Marla","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Davis, Matthew","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
,"Davis, Matthew","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",8/19/2009,"Affirmed by Final Order"
,"Davis, Matthew","Exam Inadequacy","Final Order Affirming Previous Order",1/29/2010,"Final"
,"Davis, Meshawn","Unlicensed Activity","Order to Cease and Desist",7/6/2018,"Compliant"
356281,"Davis, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
288089,"DAVIS, TERRI","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
,"Davis-Wilson, Cheryl","Exam Failure","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
339108,"De aquino, Jose","Unlicensed Activity","Agreed Order to Cease and Desist",4/22/2014,"Compliant"
318955,"DE LA CANAL, ABRAM","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",9/24/2010,"Complete"
,"De La Rosa, Baudelio","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/24/2006,"Complete"
344347,"de la Vega, Eduardo","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",4/9/2013,"Order Rescinded"
362431,"De Leon, Dario","Unlicensed Activity; Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",4/12/2012,"Compliant"
249101,"De Los Santos, Thomas","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
227603,"Dean, Matthew","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
344926,"DeBerardino, Marc","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
344926,"DeBerardino, Marc","Failure To Respond","Order Lifting Suspension",6/17/2011,"Suspension Lifted"
307084,"Deculus, Ramona","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Deen, Hollis","Unlicensed Activity","Agreed Order",7/22/2008,"Compliant"
1528529,"Deghi, Matthew","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
240494,"DeGood, Connie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
292837,"Del Giudice, Aldo","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",12/30/2011,"Compliant"
324462,"DEL HOME LENDING, INC","Exam Deficiency","Order to TAA & Assessing Admin Penalty",6/5/2013,"Compliant"
177080,"DeLaPaz, Margot","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/28/2013,"Compliant"
,"DeLeon, Rudy","Exam Failure","Amended Order (by Agreement)",8/15/2007,"Surrendered in Lieu of Disciplinary Action"
,"Delgadillo, Lorraine","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",7/28/2011,"Noncompliant"
235178,"Delgado, Carlos","NSF Check","NSF Letter",10/29/2014,"Compliant"
,"Delgado, Celia","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/20/2010,"Final - Incomplete"
19868,"Delgado, Robert","Misleading Practices; Negligent Supervision/Failure to Supervise; Unlicensed Activity","Agreed Order",11/19/2008,"Compliant"
,"Delgado, Yolanda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
184155,"Dell'Abate, Austin","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/12/2011,"Compliant"
342476,"Delta 8 Properties, LLC","Failure To Respond","Order Lifting Suspension",6/22/2011,"Suspension Lifted"
1019768,"Denney, Lane","Unlicensed Activity","Order to Cease and Desist",4/21/2015,"Noncompliant"
384097,"Dennis, Barney","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
384097,"Dennis, Barney","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
324085,"Dennis, Clayton","Failure To Respond","Order of Suspension",2/1/2011,"Order Rescinded"
,"Dennis, Edric","Exam Deficiency","Agreed Order",4/24/2006,"Complete"
,"Dennis, Edric","Exam Deficiency","Order to TAA & Assessing Admin Penalty",2/1/2005,"Final - Incomplete"
1271708,"Dennis, Gary","Misleading Practices","Agreed Order to Surrender License",8/1/2016,"Surrendered in Lieu of Disciplinary Action"
,"Dennis, Harry","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Noncompliant"
,"Dennis, Todd","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",12/9/2010,"Compliant"
,"Dennis, Victor","Unlicensed Activity","Order to Cease and Desist",7/6/2016,"Compliant"
,"Dennis, Victor","Unlicensed Activity","Order to Cease and Desist",7/6/2016,"Compliant"
330434,"Denson, Tracey","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Denton, Chad","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/20/2009,"Compliant"
,"Denton, Roshonda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
220972,"Deras, Ricardo","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Derosby, Shannon","Unlicensed Activity","Order to Cease and Desist",11/5/2014,"Compliant"
,"Desai, Gautam","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
314491,"Desai, Nischal","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
318800,"Desai, Sameer","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
93142,"Deshotels, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
13161,"DeVoe, Matthew","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
260453,"DeWitt, Joshua","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
422790,"Diamond, Jami","Unlicensed Activity","Order to Take Affirmative Action",11/20/2019,"Compliant"
,"Diamond, Jami","Unlicensed Activity","Agreed Order to Cease and Desist",12/27/2019,"Noncompliant"
,"Diaz, Alvin","Unlicensed Activity","Agreed Order",3/5/2012,"Compliant"
300007,"Diaz, Gerardo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2010,"Complete"
312500,"Diaz, Patricia","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
351906,"diaz, sergio","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
224033,"DiCristofalo, John","Unlicensed Activity","Agreed Order",1/31/2008,"Compliant"
224033,"DiCristofalo, John","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
224033,"DiCristofalo, John","Unlicensed Activity","Agreed Order to Cease and Desist",2/28/2014,"Noncompliant"
,"DiCristofalo, Josephine","Unlicensed Activity","Order to Cease and Desist",10/5/2007,"Compliant"
,"DiCristofalo, Josephine","Unlicensed Activity","Agreed Order to Cease and Desist",2/28/2014,"Compliant"
,"Dietrich, Heidi","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
279394,"DiFerdinand, Peter","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
1450969,"Dillon, John","Unlicensed Activity","Order to Take Affirmative Action",1/5/2018,"Compliant"
1638482,"DiLucchio, Michael","Unlicensed Activity","Order to Take Affirmative Action",3/4/2021,"Compliant"
362224,"Dinh, Chi","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/9/2009,"Complete"
,"Dinh, Henry","Exam Inadequacy","Agreed Order to Surrender License",5/23/2008,"Complete"
,"Dinh, Nancy","Exam Deficiency","Order to Suspend & Admin Penalty",1/20/2010,"License Suspended"
,"Dinh, Nancy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/14/2009,"Final - Incomplete"
,"Dinh, Nancy","Exam Deficiency","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",10/25/2010,"License Surrendered"
355634,"Diomande, Ladji","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
184122,"Diorio, Anthony","Failure to Cooperate or Respond","Agreed Order to Surrender License",10/14/2009,"Surrendered in Lieu of Disciplinary Action"
322645,"DiPietro, Michael","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Dismore, Matthew","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",7/19/2005,"Noncompliant"
229930,"Distefano, Joseph","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
229930,"Distefano, Joseph","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
13002,"DiToma, Anthony","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1483210,"Diversified Home Mortgage Inc","Unlicensed Activity","Order to Take Affirmative Action",5/22/2018,"Compliant"
1763351,"Diversified Real Estate Holdings LLC","Unlicensed Activity","Order to Take Affirmative Action",8/5/2021,"Compliant"
337468,"DiversiFund texas, LP","Inadequate Disclosures","Order to Take Affirmative Action",7/5/2017,"Compliant"
344371,"DIXON, CEDRIC","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Dixon, Orville","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/27/2011,"Noncompliant"
30056,"Dizeo, Keith","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Doan, Lynda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Final - Incomplete"
,"Doan, Lynda","Exam Deficiency","Order to Suspend & Admin Penalty",7/2/2009,"License Suspended"
364589,"DOAN, THANH (JOHN)","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
285744,"Doan, Them","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
292023,"Dockens, Bobby","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
317222,"DODD, JOHN","Unlicensed Activity","Agreed Order to Cease and Desist and Take Affirmative Action",4/26/2006,"Compliant"
336050,"Dodson, Sherman","Misleading Practices","Order Directing Payment from Recovery Fund",2/12/2020,"Compliant"
219676,"Doll, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
206767,"Doll, Jeremy","Unlicensed Activity","Agreed Order",11/12/2018,"Compliant"
,"Dominguez, Alfredo","Unlicensed Activity","Order to Cease and Desist",2/16/2017,"Final"
,"Dominguez, Armando","Exam Failure","Final Order Revoking Mortgage Broker License",9/26/2009,"License Revoked"
,"Dominguez, Armando","Exam Failure","C&D, TAA, Pay Admin Penalty",2/23/2009,"Final - Incomplete"
1577499,"Dominguez, Jackie","Unlicensed Activity","Order to Take Affirmative Action",2/8/2019,"Compliant"
342351,"Donnelly, Craig","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
513250,"Donoghue, Denise","Unlicensed Activity","Order to Take Affirmative Action",3/11/2016,"Compliant"
299450,"Donohoe, Seamus","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",6/12/2005,"Complete"
287064,"Dooley, Heath","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",1/17/2012,"Noncompliant"
953806,"DORADO REALTY and INVESTMENTS LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",10/13/2015,"Compliant"
,"Dotson, Denise","Unlicensed Activity","Order to Cease and Desist",10/28/2008,"Final"
,"Douglas, Demetri","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",12/4/2006,"Complete"
5056,"Douglas, Jeffrey","Exam Failure","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",12/22/2009,"Complete"
329851,"Dowdell, Charles","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/6/2012,"Compliant"
,"Dowdell, Michael","Consumer Restitution Required","AO to TAA, & Ass'ng Adm. Pen.",9/6/2007,"Noncompliant"
,"Dowdell, Michael","Violation of State and/or Federal Law; Misleading Practices","TAA, Pay Restitution, Assess Admin Penalty",7/23/2007,"Noncompliant"
,"Dowdell, Michael","Failure to Cooperate or Respond","Final Order",7/10/2008,"License Revoked"
,"Downs, Michael","Exam Inadequacy","Agreed Order to Surrender License",1/27/2006,"Complete"
5320,"Downs, Shiloe","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",12/30/2010,"Complete"
,"Doyle, Bobby","Unlicensed Activity","Order to Cease and Desist",6/29/2007,"Compliant"
258291,"Draper, Ericka","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
241324,"Drenk, Robert","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Drescher, Michelle","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/25/2013,"Noncompliant"
48913,"Dror, Eliyahu","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/5/2013,"Compliant"
265303,"Duane, Robert","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
265303,"Duane, Robert","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/3/2011,"Compliant"
265438,"Duarte, Freddy","Misleading Practices","AO to C&D & Ass'g. Adm. Pen.",7/14/2008,"Compliant"
2301158,"Duarte, Homero","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
1480014,"Duboe, Ian","Unlicensed Activity","Order to Cease and Desist",4/5/2019,"Compliant"
913074,"Dumas, Mason","Engaging in Conduct Which Constitutes Improper and Deceptive/Dishonest Dealings","Agreed Order",12/8/2020,"Final"
239354,"DUNKIN, HOUSTON","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1161286,"Dunn, Jeffrey","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
174307,"Dunn, John","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",10/2/2012,"Compliant"
,"Dupree, Andrea","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Complete"
,"Dupree, Andrea","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/14/2009,"Complete"
1135906,"Durieu, Matthew","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/1/2017,"Compliant"
315493,"Durr, Ronald","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
315493,"Durr, Ronald","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",12/14/2011,"Compliant"
387616,"DYNAMIC MORTGAGE COMPANY","Exam Deficiency","Agreed Order to Take Affirmative Action",1/27/2017,"Compliant"
,"Dziga, Stanley","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
1163035,"E 3 Mortgage Corp",,"Agreed Order to Take Affirmative Action",8/28/2015,"Compliant"
179903,"Eaglin, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
275909,"Earnest, Chadwicke","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Eason, DonTrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2005,"Final - Incomplete"
,"Ebrey, James","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
,"Ector, Mark","Unlicensed Activity","Order to Cease and Desist",9/24/2008,"Compliant"
1071847,"eCu Mortgage, LLC",,"Order to Take Affirmative Action",4/28/2017,"Compliant"
,"Edet, Augustus","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Final - Incomplete"
338734,"Edge, John","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
1054717,"Eduardo's Collection Service, LLC","Unlicensed Activity","Order to Cease and Desist",5/4/2020,"Compliant"
,"Edwards, Toni","Unlicensed Activity","Order to Cease and Desist",3/4/2010,"Final"
1043983,"Efinity Financial, LLC","Exam Deficiency","Order to Take Affirmative Action",5/24/2017,"Compliant"
,"Eisenberg, Clifford","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
,"Ejereonyeoku, Best","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/11/2010,"Final - Incomplete"
,"Ekibolaji, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Final - Incomplete"
,"Ekibolaji, Richard","Exam Deficiency","Order to Suspend & Admin Penalty",1/17/2008,"Final - Incomplete"
829679,"EL PASO CREDIT UNION HOAP, INC","Unlicensed Activity","Agreed Order",11/5/2018,"Compliant"
320976,"Elder, Mark","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
378543,"Elder, Tonia Marie",,"Final Order",5/22/2015,"Compliant"
318962,"Eldridge, Regina","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Elias, John","Exam Failure","C&D, TAA, Pay Admin Penalty",11/12/2007,"Noncompliant"
,"Elias, John","Exam Failure","Order to Suspend & Admin Penalty",12/13/2007,"Noncompliant"
295688,"Elias, Juan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
268818,"Elite Lending Group, LLC","Unlicensed Activity","Order to Take Affirmative Action",12/5/2014,"Compliant"
,"Elizalde, Francisco","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",2/5/2008,"Final - Incomplete"
327546,"Elizalde, Robert","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Elkhay, Thomas","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",3/2/2010,"Noncompliant"
,"Ellis, Briggette","Fraud","Agreed Order to Surrender License",8/28/2008,"Surrendered in Lieu of Disciplinary Action"
292336,"Ellis, Robert","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/12/2013,"Compliant"
209046,"Ellison, Karen","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Ellison, Maurice","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Final - Incomplete"
,"Ellison, Maurice","Exam Deficiency","Order to Suspend & Admin Penalty",11/16/2006,"License Suspended"
1468840,"Elshabba, Awad","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
212022,"Empire Consulting, Inc.","Exam Deficiency","Agreed Order to Surrender License",4/20/2020,"Surrendered in Lieu of Disciplinary Action"
212022,"Empire Consulting, Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",10/7/2021,"Compliant"
341136,"Endicott, Gordon","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",6/9/2011,"Compliant"
277660,"England, Marcus","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
277660,"England, Marcus","Failure To Respond","Order Lifting Suspension",2/13/2012,"Suspension Lifted"
,"Engquist, Robert","Exam Failure","C&D, TAA, Pay Admin Penalty",8/14/2006,"Final"
,"Engquist, Robert","Exam Failure","Final Order",5/30/2007,"License Revoked"
335085,"Eni, Joseph","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
320955,"ENRIQUEZ, ENRIQUE","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1432878,"Entregar Solutions Corp.","Unlicensed Activity","Consent Order",2/28/2019,"Compliant"
1432878,"Entregar Solutions Corp.","Unlicensed Activity","Consent Order",2/28/2019,"Compliant"
1178602,"Entrust Mortgage Holdings LLC","Exam Deficiency","Order to Take Affirmative Action",5/26/2015,"Compliant"
1178602,"Entrust Mortgage Holdings LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",7/9/2015,"Compliant"
353723,"Epic Mortgage, LLC","Failure To Respond","Order of Suspension",5/3/2011,"License Suspended"
1212805,"Equinox Home Financing, Inc.","Exam Deficiency","Agreed Order",1/31/2019,"Compliant"
,"Erazo, Sonia","Unlicensed Activity","Order to Cease and Desist",1/30/2008,"Compliant"
301704,"Eriksson, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
276819,"ERO LENDING,LLC","Exam Deficiency","Order to Take Affirmative Action",10/22/2014,"Compliant"
276819,"ERO LENDING,LLC","Exam Deficiency","Order to Take Affirmative Action",5/5/2016,"Compliant"
276819,"ERO LENDING,LLC","Unlicensed Activity","Agreed Order to Cease and Desist",7/5/2018,"Compliant"
223921,"Escamilla, Hugo","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
223921,"Escamilla, Hugo","Misleading Practices","Agreed Order to Take Affirmative Action",6/16/2014,"Compliant"
,"Escobedo, Luis","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Escobedo, Luis","Fraud; Failure to Cooperate or Respond","Final Order",8/30/2007,"License Revoked"
1242265,"Escrow Inc","Unlicensed Activity","Order to Cease and Desist",6/11/2021,"Final"
,"Ese, Taiwo","NSF Check","Order to C&D & Assessing Administrative Penalty",8/31/2000,"License Expired; No Jurisdiction"
311510,"Eskridge, Mary","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Espinoza, Edna","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
,"Espinoza, Hector","Unlicensed Activity","Order to Cease and Desist",5/22/2006,"Compliant"
,"Espitia, Martin","Exam Inadequacy","Agreed Order to Surrender License",8/14/2008,"Surrendered in Lieu of Disciplinary Action"
239084,"Esquivel, John","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",12/19/2011,"Compliant"
,"Esrey, Carl","Exam Inadequacy","Agreed Order",4/6/2006,"Complete"
,"Estapa, Joe","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/4/2008,"Final"
,"Estapa, Joe","Unlicensed Activity","Final Order",7/10/2008,"Previous Order Affirmed"
188345,"Estes, Brian","Unlicensed Activity; Exam Failure","Order to Cease and Desist",10/9/2012,"Compliant"
,"Estrada, Alberto","Criminal Conviction or Indictment","Final Order",6/26/2008,"License Revoked"
209814,"Estrada, Crystal","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
250222,"Estrada, Hector","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",8/7/2012,"Compliant"
,"Etuk, Leonard","Exam Failure","Final Order Affirming Previous Order",10/15/2009,"Final - Incomplete"
,"Etuk, Leonard","Exam Failure","C&D, TAA, Pay Admin Penalty",9/16/2008,"Affirmed by Final Order"
,"Etuk, Rowland","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",8/15/2008,"Final - Incomplete"
,"Etuk, Rowland","Exam Inadequacy","Final Order Revoking Mortgage Broker License",1/16/2009,"License Revoked"
,"Evans, Collin","Fraud","Order to Take Affirmative Action",8/18/2010,"Final - Incomplete"
,"Evans, Jeffrey","Unlicensed Activity","Order to Cease and Desist",3/7/2016,"Compliant"
292873,"Evans, Joseph","Failure to Comply with terms of Order/Agreed Order","Agreed Order",3/30/2007,"Compliant"
292873,"Evans, Joseph","Failure to Cooperate or Respond","Agreed Order",9/18/2006,"Compliant"
292873,"Evans, Joseph","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Evans, Thomas","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",4/17/2012,"Noncompliant"
,"Evans, Willie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
305373,"Everett, Joe","Fraud","Agreed Amend. Order to C&D & Pay Adm. Pen.",2/15/2010,"Compliant"
305373,"Everett, Joe","Fraud","Order to C&D & Assessing Administrative Penalty",1/14/2010,"Replaced by Agreed Order"
334522,"Everist, Michael","Misleading Practices","Agreed Order to Surrender License",5/17/2019,"License Surrendered"
,"Ewing, Bryan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Ewing, Linda","Unlicensed Activity","Order to Cease and Desist",8/24/2015,"Noncompliant"
1707063,"Experience Financial Group, LLC","Exam Deficiency","Order to Take Affirmative Action",6/13/2023,"Noncompliant"
1872950,"Ez HomeLoans, LLC","Exam Deficiency","Order to Take Affirmative Action",5/3/2023,"Compliant"
1950748,"EZ Mortgage Processing LLC","Exam Deficiency","Order to Take Affirmative Action",5/3/2023,"Compliant"
300857,"Ezell, James","Misleading Practices","Order to Take Affirmative Action",2/20/2019,"Compliant"
,"Fabre, Anthony","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",11/15/2011,"Noncompliant"
356859,"Fajardo, Eduardo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
356859,"Fajardo, Eduardo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
3598,"Fajkowski, Peter","Exam Deficiency","Agreed Order to Take Affirmative Action",11/27/2017,"Compliant"
110317,"Family First Mortgage, Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
,"Fann, Donald","Failure to Cooperate or Respond","TAA, Assess Admin Penalty",9/21/2000,"Compliant"
,"Fann, Terry","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",4/28/2005,"Final - Incomplete"
,"Fann, Terry","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",5/16/2005,"License Suspended"
,"Farah, Scott","Exam Failure","C&D, TAA, Pay Admin Penalty",2/4/2010,"Final - Incomplete"
,"Farah, Scott","Exam Failure","Agreed Order to Surrender License",5/19/2010,"Surrendered in Lieu of Disciplinary Action"
249031,"Farmer, Jimmy","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",8/13/2012,"Final - Incomplete"
,"Farnen, Vince","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",7/24/2013,"Noncompliant"
31799,"Farneth, Stacey","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Farrington, Eric","Fraud","Order to Cease and Desist",8/24/2005,"Compliant"
,"Fasoro, Ayokunle","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
311184,"FATH, KIM","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Faulkner, Damion","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",10/15/2008,"License Suspended"
88244,"Fay Servicing, LLC","Failure To Respond","Order Lifting Suspension",6/22/2011,"Suspension Lifted"
342591,"FC Lending, Ltd.","Failure To Respond","Order of Suspension",5/3/2011,"Suspension Lifted"
321781,"Featherstone, Stephanie","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
315635,"Feldman, Seth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
325461,"Feng, Ting","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
79541,"Fernandes, Walker","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
219915,"Fernandez, Guillermo","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Fernandez, Jose","Fraud","Agreed Order to Surrender License",10/19/2009,"Surrendered in Lieu of Disciplinary Action"
228399,"Ferrell, Matthew","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",11/21/2011,"Compliant"
,"Ferrell, Nancy","Exam Failure","Amended Order (agreed) to C&D & TAA",2/7/2008,"Surrendered in Lieu of Disciplinary Action"
,"Ferrero, Sean","Unlicensed Activity","Order to Cease and Desist",5/7/2019,"Replaced by Agreed Order"
,"Ferrero, Sean","Unlicensed Activity","Agreed Order to Cease and Desist",6/18/2020,"Final"
,"Ferris, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
280492,"Ferris, Stephen","Unlicensed Activity; Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",5/8/2012,"Compliant"
218909,"Fetters, Brent","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2009,"Complete"
256530,"FIDELITY ONE MORTGAGE, INC.","Exam Deficiency","Order to TAA & Assessing Admin Penalty",2/1/2013,"Compliant"
,"Filler, Fong","Exam Deficiency","Order to Suspend & Admin Penalty",1/29/2010,"License Suspended"
,"Filler, Fong","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/29/2009,"Final - Incomplete"
1558901,"Financial Consultants Network LLC","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
303125,"Financial Triangle, Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",12/30/2019,"Compliant"
89577,"Finite Mortgage Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",3/24/2016,"Compliant"
274483,"Finley, William","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/2/2009,"Complete"
274483,"Finley, William","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Finney, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
,"Finney, George","Exam Failure","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/1/2010,"Surrendered in Lieu of Disciplinary Action"
355269,"First Choice Lending Group, LP","Failure To Respond","Order of Suspension",4/20/2011,"Compliant"
1017837,"FIRST INTER-CITY MORTGAGE, INC.","Exam Deficiency","Final Order",11/20/2014,"Affirmed by Final Order"
312124,"FIRST INTERNATIONAL MORTGAGE COMPANY","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",2/26/2013,"Compliant"
3722,"First Mortgage Corporation","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",11/20/2012,"Compliant"
658200,"First Rate Financial, LLC","Exam Deficiency","Order to Take Affirmative Action",1/10/2013,"Compliant"
165952,"First Southern Capital Development Corporation","Failure To Respond","Order of Suspension",4/19/2011,"License Suspended"
823000,"First Texas Mortgage, LLC","Exam Deficiency","Order to TAA & Assessing Admin Penalty",5/31/2013,"Compliant"
187509,"FirstSouth Mortgage, LLC","Failure To Respond","Order to Take Affirmative Action",10/29/2024,"Noncompliant"
,"Fisher, Norris","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",1/24/2006,"Final - Incomplete"
,"Fisher, Norris","Fraud","Final Order",8/20/2007,"License Revoked"
369926,"Fisher, Ryan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
370006,"Fisher, Ryan Lane","Unlicensed Activity","Order to Take Affirmative Action",5/22/2019,"Compliant"
186000,"Fisher, William","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
212508,"Fisicaro, Brian","Unlicensed Activity","Agreed Order to Cease and Desist",3/9/2017,"Compliant"
265894,"Fitch, Patricia","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/16/2008,"Complete"
,"Fitts, Bryant","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
286926,"Flad, Carole","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Fletcher, Juanisha","Criminal Conviction or Indictment","Order of Suspension",7/15/2008,"Affirmed by Final Order"
,"Fletcher, Juanisha","Criminal Conviction or Indictment","Final Order Revoking License",1/6/2009,"License Revoked"
274037,"Fletcher, Roy","Failure To Respond","Order of Suspension",5/3/2011,"License Suspended"
30994,"Flis, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Flood, Brian","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/8/2011,"Noncompliant"
305642,"Flores, Joanna","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/5/2008,"Complete"
305642,"Flores, Joanna","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Flores, Neftali","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Complete"
319158,"Flores, Sonia","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
844496,"Flores,Bert","Exam Deficiency","AO to TAA, & Ass'ng Adm. Pen.",6/17/2013,"Compliant"
298162,"Flores-Payan, Caroline","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/13/2011,"Compliant"
267313,"Floyd, Jay","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
242698,"Floyd, Todd","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Fogle, Brandon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
327691,"FONG, Emily","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Foote, Neomi","Exam Failure","C&D, TAA",7/10/2003,"Final"
,"Forbes, Torri","Unlicensed Activity","Agreed Order to Take Affirmative Action",12/27/2017,"Noncompliant"
336290,"Ford, Michael","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Foreman, Kimberly","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
,"Formeller, Cheri","Fraud","Agreed Order to Cease and Desist, Revocation of License, and Assessment of Administrative Penalties",8/3/2001,"License Revoked"
315215,"Forrester, Godfrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Complete"
315215,"Forrester, Godfrey","Unlicensed Activity","Agreed Order to Cease and Desist",9/22/2015,"Compliant"
862188,"Forty Acres Lending, LLC","Unlicensed Activity","Order to Take Affirmative Action",4/14/2016,"Compliant"
308414,"foster, douglas","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Foston, Roland","Unlicensed Activity","Agreed Order",8/27/2007,"Noncompliant"
,"Foston, Roland","Unlicensed Activity","Agreed Order",3/26/2008,"Surrendered in Lieu of Disciplinary Action"
365179,"Foundation Mortgages, LLC","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
212524,"Founders Group of Nevada, Inc.","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/29/2018,"Compliant"
231789,"Foust, Christopher","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
1269733,"Fouts, Daniel","Unlicensed Activity","Order to Take Affirmative Action",9/16/2022,"Compliant"
1597970,"Fox, Roxanne","Unauthorized Activity","Agreed Order",12/11/2019,"Compliant"
,"Francis, Calvin","Fraud","Final Order",7/31/2006,"License Revoked"
252520,"Frank, Tonius","Misleading Practices","Order to Cease and Desist",9/2/2015,"Compliant"
,"Franklin, Aileen","Unlicensed Activity","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",1/17/2013,"Compliant"
340307,"Franklin, Alfonzo","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
,"Franklin, Larry","Exam Failure","C&D, TAA, Pay Admin Penalty",6/21/2006,"Final - Incomplete"
,"Franklin, Larry","Exam Failure","Final Order",10/5/2007,"License Revoked"
219151,"Frausto, Raul","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1256193,"Fredericks, Mark","Unlicensed Activity","Order to Cease and Desist",1/4/2016,"Noncompliant"
335221,"fredrickson, scott","Unauthorized Activity","Order to Take Affirmative Action",12/6/2019,"Noncompliant"
951368,"Fredstrup, Josephine","Unlicensed Activity","Order to Cease and Desist",8/10/2021,"Compliant"
951368,"Fredstrup, Josephine","Unlicensed Activity","Order to Take Affirmative Action",6/13/2023,"Noncompliant"
,"Freeman, Dale","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
270367,"Freiermuth, Gregg","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
282056,"Frels, John","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",11/20/2009,"Complete"
299059,"Frezek, Daniel","Failure to Cooperate or Respond","Order to Take Affirmative Action",6/10/2020,"Compliant"
234125,"Friend, Daniel","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
314925,"Frisk, Erik","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
360689,"FROST, JILL","Failure To Respond","Order Lifting Suspension",9/19/2011,"Suspension Lifted"
356306,"Fry, Kristofor","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1120512,"Fuelleman, Jennifer","Unlicensed Activity","Order to Take Affirmative Action",1/31/2018,"Compliant"
,"Fuentes, Celia","Misleading Practices","Order to C&D & Assessing Administrative Penalty",6/10/2008,"Noncompliant"
,"Fuentes, Celia","Misleading Practices","Final Order Revoking License",10/23/2008,"License Revoked"
,"Fulcher, Ramon","Unlicensed Activity; Fraud","Order to Cease and Desist",5/29/2008,"Noncompliant"
318958,"Fulenwider, Lance","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1590574,"Fulgham, Cheryl","Failure to Provide Bond","Order of Suspension",7/21/2008,"License Suspended"
293175,"Fulton, Craig","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1202262,"FundLoans Capital","Exam Deficiency","Order to Take Affirmative Action",10/20/2015,"Compliant"
199823,"Furgione, William","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
331181,"Fusilier, Yolanda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
329400,"Galloway, Lane","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Gamboa, Cayetano","Consumer Restitution Required","Agreed Order",1/29/2008,"Compliant"
68641,"Gandhi, Rajeev","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",8/19/2009,"Complete"
318843,"gant, eddie","Failure to Cooperate or Respond","Agreed Order to Take Affirmative Action",8/14/2008,"Compliant"
318843,"gant, eddie","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
318843,"gant, eddie","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
313806,"Garcia, Alfredo","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",2/17/2010,"Final - Incomplete"
313806,"Garcia, Alfredo","Exam Deficiency","Final Order Revoking Mortgage Broker License and Affirming Previously Assessed Penalty",11/28/2010,"Noncompliant"
313806,"Garcia, Alfredo","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",2/14/2012,"Affirmed by Final Order"
313806,"Garcia, Alfredo","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",8/22/2012,"Noncompliant"
227556,"Garcia, Alison","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",4/3/2013,"Compliant"
,"Garcia, Blanche","Failure to Cooperate or Respond","TAA, Assess Admin Penalty",9/21/2000,"Final"
314897,"Garcia, Edith","Failure To Respond","Order Lifting Suspension",12/6/2011,"Suspension Lifted"
,"Garcia, Hilda","Misleading Practices","Final Order Revoking License",7/21/2009,"Noncompliant"
372341,"Garcia, Homero","Consumer Restitution Required","C&D, TAA, Pay Restitution, Assess Admin Penalty",10/13/2009,"Noncompliant"
,"Garcia, Javier","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/25/2012,"Noncompliant"
,"Garcia, Julio","Exam Inadequacy","Agreed Order to Surrender License",7/20/2009,"Surrendered in Lieu of Disciplinary Action"
,"Garcia, Julio","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/6/2009,"Surrendered in Lieu of Disciplinary Action"
310046,"Garcia, Ma Guadalupe","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
110925,"GARCIA, MARCOS","Misleading Practices","Order to Cease and Desist",9/23/2015,"Compliant"
286339,"Garcia, Marina","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",5/10/2011,"Noncompliant"
,"Garcia, Mario","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
1840524,"Garcia, Roger","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
357669,"Garcia, Ross Omar","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Garcia, Sergio","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
,"Garcia, Victor","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Garcia, Wendy","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",6/18/2013,"Compliant"
361090,"Gardner, Gregory","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
303450,"Garibay juarez, Irma","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
824774,"Garrett, Marcus","Misleading Practices","Order Directing Payment from Recovery Fund",10/1/2019,"Final"
249370,"Garza, Bonnie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/4/2006,"Complete"
218858,"Garza, Cleofas","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Garza, Criselda","Violation of State and/or Federal Law","C&D, TAA, Pay Admin Penalty",6/21/2004,"Noncompliant"
260730,"Garza, Daniel","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1112241,"Garza, Gabriel","Unlicensed Activity","Order to Take Affirmative Action",7/6/2020,"Compliant"
,"Garza, Irma","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
282285,"Garza, Jose","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
208054,"Garza, Leonard","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
309352,"Garza, Lupita","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
309352,"Garza, Lupita","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
215517,"GARZA, MELISSA","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Garza, Rafael","Fraud","Final Order",7/21/2008,"License Revoked"
336356,"Garza, Sobeida","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",12/7/2012,"Compliant"
327592,"Gascey, Uzomg","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
,"Gauthier, Felecia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/2/2006,"Complete"
,"Gauthier, Felecia","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Noncompliant"
,"Gbodjor, Korsi","Exam Failure","Agreed Order to Surrender License",11/14/2007,"Surrendered in Lieu of Disciplinary Action"
,"Gbolabo, Moses","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2010,"Complete"
266415,"Gee Lending and Realty GP, LLC","Misleading Practices","TAA, Pay Restitution, Assess Admin Penalty",5/17/2011,"Compliant"
266415,"Gee Lending and Realty GP, LLC","Exam Failure","Agreed Order to Surrender License",4/16/2015,"License Surrendered"
314874,"Gee, Judy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
314874,"Gee, Judy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2010,"Complete"
2236,"GenEquity Mortgage, Inc.","Exam Deficiency","Order to Take Affirmative Action",2/12/2015,"Compliant"
42056,"Geneva Financial, LLC","Exam Deficiency","Order to Take Affirmative Action",3/17/2015,"Order Rescinded"
681937,"George, Andrew","Unlicensed Activity","Order to Cease and Desist",5/10/2023,"Compliant"
365643,"Georgiefski, Michael","Exam Failure","Agreed Order to Surrender License",7/30/2015,"License Surrendered"
1060489,"Georgiefski, Michael Terence","Exam Failure","Agreed Order to Surrender License",7/30/2015,"License Surrendered"
1990354,"Gerard Mortgage LLC","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
218426,"Gertler, Gary","Failure to Provide Bond","Order to TAA; Provide Surety Bond",8/22/2008,"Surrendered in Lieu of Disciplinary Action"
325753,"Gervais, Steve","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
325753,"Gervais, Steve","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Noncompliant"
,"Gibbons, Tim",,"Order to TAA & Assessing Admin Penalty",1/17/2012,"Noncompliant"
,"Gibbons, Tim","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",1/17/2012,"Noncompliant"
281952,"Gibbs, Ford","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",3/6/2006,"Complete"
,"Gibbs, Fritzie","Unlicensed Activity","Agreed Order to Take Affirmative Action",4/30/2020,"Compliant"
390792,"Gibbs, Patrick Henry",,"Order to Take Affirmative Action",8/26/2014,"Compliant"
390792,"Gibbs, Patrick Henry","Exam Deficiency","Agreed Order to Take Affirmative Action",10/14/2014,"Compliant"
,"Giberson, John","Exam Failure","C&D, TAA, Pay Admin Penalty",10/13/2006,"Final - Incomplete"
273057,"Gibson, Scotty","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/8/2011,"Compliant"
,"Giddings, Sydney","Unlicensed Activity","Agreed Order",6/2/2021,"Compliant"
,"Giddings, Sydney","Unlicensed Activity","Order to Cease and Desist",9/9/2022,"Compliant"
379847,"Gilani, Shane","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Gilbert, Lawrence","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Gill, George","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",10/24/2005,"Complete"
,"Gill, George","Failure to Cooperate or Respond","Agreed Order",12/20/2006,"Compliant"
,"Gill, George","Fraud; Misleading Practices; Failure to Cooperate or Respond","Order to C&D, Pay Rest, & Assessing Adm Pnlty",9/16/2008,"Noncompliant"
,"Gill, George","Exam Failure","C&D, TAA, Pay Admin Penalty",9/16/2008,"Final - Incomplete"
,"Gill, George","Failure to Comply with terms of Order/Agreed Order","Agreed Order",5/29/2007,"Compliant"
226669,"Gilliam, Sonja","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
226669,"Gilliam, Sonja","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
226669,"Gilliam, Sonja","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Gilliam, Sylvia","Fraud","Agreed Order to Surrender License",11/12/2008,"Surrendered in Lieu of Disciplinary Action"
1267297,"Gillies Eberhart, Karen","Recovery Fund Payout","Order Directing Payment from Recovery Fund",7/19/2022,"Compliant"
,"Gillis, Thomas","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
925516,"Ginther, Edmond Lee","Exam Inadequacy","Agreed Order to Take Affirmative Action",3/28/2014,"Compliant"
,"Giwa-Salvador, Norris","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
61034,"Glanz, Harry","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
325892,"Glaze, Russ","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Gless, Greg","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/26/2007,"Complete"
357724,"Global  Financial Network, Inc","Inadequate Disclosures","Order to Take Affirmative Action",6/26/2014,"Compliant"
357724,"Global  Financial Network, Inc","Exam Inadequacy","Amended Order to Take Affirmative Action",4/5/2016,"Compliant"
288776,"Global Mortgage","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2013,"Compliant"
288776,"Global Mortgage","Exam Inadequacy","Order to Take Affirmative Action",7/9/2018,"Compliant"
214792,"Godec, Gerald","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Godson, Ngozi","Fraud","Final Order Revoking Loan Officer License",5/4/2009,"License Revoked"
212990,"Gold Quest Group, LLC","Misleading Practices","Agreed Order to Cease and Desist",2/25/2014,"Compliant"
212990,"Gold Quest Group, LLC","Misleading Practices","Agreed Order to Cease and Desist",2/25/2014,"Compliant"
3446,"Gold Star Mortgage Financial Group, Corporation","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/28/2011,"Compliant"
276745,"Gold, David","Misleading Practices; Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",2/11/2009,"Compliant"
284021,"GOLDEN BEAR CAPITAL INC.","Exam Failure","Order to TAA & Assessing Admin Penalty",2/6/2013,"Compliant"
284021,"GOLDEN BEAR CAPITAL INC.","Exam Failure","Agreed Order to Surrender License",7/9/2015,"License Surrendered"
1437002,"Golden Star, Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/23/2020,"Compliant"
1437002,"Golden Star, Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/11/2024,"Compliant"
1925746,"Golden State Mortgage Group LLC","Exam Deficiency","Order to Take Affirmative Action",9/28/2023,"Compliant"
298127,"Goldman, Matthew","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
204335,"Goldman, Michael","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",8/16/2004,"Compliant"
,"Goldstein, Mark","Unlicensed Activity","Order to Cease and Desist",6/26/2014,"Noncompliant"
,"Gomez, Aaron","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/23/2012,"Compliant"
339868,"Gomez, Daniel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2009,"Compliant"
,"Gomez, Francis","Misleading Practices","Final Order",2/22/2007,"License Revoked"
,"Gomez, Juan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/23/2012,"Noncompliant"
513234,"Gomez, Susana","Exam Deficiency","Order to Take Affirmative Action",4/28/2017,"Compliant"
314631,"Gonzales, Augustine","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
313172,"Gonzales, Filiberto","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
621690,"Gonzales, Lucy","Consumer Restitution Required","Agreed Settlement",5/27/2020,"Compliant"
326488,"Gonzalez, Aaron","Failure To Respond","Order of Suspension",2/1/2011,"Suspension Lifted"
,"Gonzalez, Arnold","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",11/13/2009,"Noncompliant"
,"Gonzalez, Arnold","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",5/10/2011,"Final - Incomplete"
268960,"Gonzalez, Beatriz","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Gonzalez, David","Unlicensed Activity","Order to Cease and Desist",4/28/2016,"Final"
,"Gonzalez, Gerardo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
,"Gonzalez, Marithza","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/19/2013,"Noncompliant"
,"Gonzalez, Marithza","Unlicensed Activity","Agreed Order to Cease and Desist",6/5/2015,"Compliant"
,"Gonzalez, Vanessa","Unlicensed Activity","Agreed Order to Cease and Desist",5/15/2014,"Compliant"
1898122,"Goodman, Brian","Exam Deficiency","Agreed Order to Surrender License",1/10/2008,"Surrendered in Lieu of Disciplinary Action"
,"Goodrich, William","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2013,"Noncompliant"
302478,"Goodwin, Christopher","Inadequate Disclosures","Order to Cease and Desist",2/3/2020,"Compliant"
,"Gossett, Ronnie","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/29/2010,"Final"
329785,"goude, richard","Misleading Practices; Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/29/2010,"Replaced by Agreed Order"
329785,"goude, richard","Misleading Practices; Consumer Restitution Required","AO to C&D, TAA & Ass'ng Adm. Pen.",2/22/2011,"Compliant"
1378097,"Gould, Linda","Exam Deficiency","Order to Take Affirmative Action",9/18/2020,"Compliant"
,"Grace, Charles","Exam Inadequacy","Amended Order to Take Affirmative Action",4/24/2008,"Complete"
,"Grace, Ojay","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2010,"Complete"
995999,"Gracia, Diana","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",6/18/2013,"Compliant"
192028,"Gradient Home Mortgage, LLC","Unlicensed Activity","Order to Take Affirmative Action",11/20/2013,"Compliant"
192028,"Gradient Home Mortgage, LLC","Exam Deficiency","Order to Take Affirmative Action",9/23/2015,"Noncompliant"
,"Grady, Charles","Exam Inadequacy","Agreed Order",1/8/2007,"Final - Incomplete"
,"Grady, Charles","Exam Deficiency","Agreed Order",4/11/2007,"Surrendered in Lieu of Disciplinary Action"
250059,"Graff, Alesha","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",10/22/2012,"Compliant"
213978,"Gragg, Carole","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
239667,"Graham, Ann","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",4/3/2013,"Compliant"
2531224,"Graham, Calvin","Exam Failure","C&D, TAA, Pay Admin Penalty",8/26/2008,"Compliant"
2531224,"Graham, Calvin","Exam Failure","Final Order Affirming Previous Order",12/17/2008,"Previous Order Affirmed"
2531224,"Graham, Calvin","Failure to Comply with terms of Order/Agreed Order","Order of Suspension of Mortgage Broker License",2/27/2009,"Affirmed by Final Order"
22151,"Graham, Kelly","Exam Inadequacy","Amended Order to Take Affirmative Action",2/8/2008,"Complete"
1068291,"Grannon North Dallas, LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",6/5/2014,"Compliant"
1068291,"Grannon North Dallas, LLC","Exam Deficiency","Order to Take Affirmative Action",11/30/2015,"Compliant"
,"Grant, Alan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Final - Incomplete"
,"Grant, Alan","Exam Deficiency","Order to Suspend & Admin Penalty",8/26/2008,"Final - Incomplete"
346484,"Grant, Amy","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",8/8/2012,"Compliant"
352450,"Grant, Rachel","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Graves, Bradley","Unlicensed Activity","Order to Cease and Desist",9/9/2022,"Noncompliant"
1145255,"Graves, Jackie","Exam Failure","C&D, TAA, Pay Admin Penalty",8/1/2007,"Compliant"
82156,"Great Western Financial Services, Inc.","Unlicensed Activity","Order to Take Affirmative Action",5/13/2016,"Compliant"
272209,"GREATWALL, INC.","Inadequate Disclosures","Order to Take Affirmative Action",11/20/2019,"Compliant"
,"Greco, Greg","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/25/2012,"Noncompliant"
220939,"Green, Charles","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
258841,"Green, Edward","Misleading Practices","Order to Cease and Desist",6/3/2015,"Compliant"
,"Green, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/5/2009,"Final - Incomplete"
37652,"Green, Todd","Licensing Fraud","Agreed Settlement",1/1/2022,"Final"
465732,"Greenbaum, Arthur","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
283847,"Greenberg, Mary","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
66307,"Greenberg, Michael","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/4/2010,"Final - Incomplete"
66307,"Greenberg, Michael","Exam Inadequacy","Order to Suspend & Admin Penalty",5/3/2010,"Suspension Lifted"
333659,"GreenBox Loans, Inc.","Exam Inadequacy","Order to Take Affirmative Action",9/16/2022,"Compliant"
334493,"Greenman, Roberta","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
116589,"Greenway, Jaylee","Inadequate Disclosures","Agreed Order to Take Affirmative Action",6/16/2015,"Compliant"
259478,"Gregg, Jane","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1100810,"Grella, Mathew","Unlicensed Activity","Order to Take Affirmative Action",9/16/2022,"Compliant"
,"Gribble, Daron","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/24/2006,"Complete"
,"Gribble, Daron","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/26/2009,"Complete"
,"Gribble, Kyle","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/21/2010,"Noncompliant"
1120111,"GRIFFIN FUNDING, INC.","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
,"Griffin, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
326016,"Griffith, Kevin","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/30/2012,"Noncompliant"
,"Grinnell, Michael","Unlicensed Activity","Order to Cease and Desist",10/9/2018,"Noncompliant"
276614,"Gross, Brandi","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Grover, Lemorris","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
1508637,"Groves, Christoffer","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Grubenman, Kirk","Exam Inadequacy","TAA, Assess Admin Penalty",3/8/2005,"Complete"
366172,"Gruene Capital LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/8/2017,"Compliant"
329844,"Grunor, Eric","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
279696,"Guarantee Mortgage, LLC",,"Order to Take Affirmative Action",8/27/2014,"Compliant"
318642,"Guerra, Melissa","Failure To Respond","Order Lifting Suspension",6/21/2011,"Suspension Lifted"
272865,"Gueta, Naomi","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
1322539,"GUIDRY, CASSANDRA","NSF Check","NSF Letter",11/24/2009,"Compliant"
1322539,"GUIDRY, CASSANDRA","Misleading Practices","Final Order Revoking License",11/17/2020,"License Revoked"
216768,"Guillory, Shane","Fraud","Agreed Order",8/24/2006,"Compliant"
,"Gumm, Clayton","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Complete"
300978,"Guo, Shan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
359593,"GUPTA, SEEMA","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
355609,"guthrie, shirley","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
208591,"GUTIERREZ, CLAUDYA","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",7/30/2012,"Compliant"
,"Gutierrez, Jose","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2010,"Complete"
280472,"Gutierrez, Rita","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Gutierrez, Vernon","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/9/2013,"Compliant"
,"Guzman, Jose","Unlicensed Activity","Order to Cease and Desist",11/17/2017,"Compliant"
188938,"Guzman, Robert","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
346024,"Ha, Thien","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Haak, William","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/20/2010,"Incomplete"
661647,"Habib, Yussef","Inadequate Disclosures","Order to Take Affirmative Action",8/1/2017,"Compliant"
352329,"Habitation Investment, Inc.","Exam Inadequacy","Order to Cease and Desist",1/13/2017,"Compliant"
77986,"Hacker, Jeffrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
77986,"Hacker, Jeffrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
355394,"Haddad, Leo","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
261385,"Hadley, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Hadnot, Tavius","Fraud","Agreed Order to Surrender License",12/18/2007,"Surrendered in Lieu of Disciplinary Action"
,"Hadrava, Jason","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",10/1/2008,"Complete"
,"Hainsworth, Charles","Unlicensed Activity","Agreed Order",4/24/2019,"Final"
,"Hainsworth, Elizabeth","Unlicensed Activity","Agreed Order",4/24/2019,"Final"
,"Hale, Percy","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",2/28/2006,"Complete"
,"Hall, Barry","Fraud","C&D, TAA, Pay Restitution, Assess Admin Penalty",10/23/2009,"Final - Incomplete"
,"Hall, Barry","Fraud","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",2/5/2010,"Compliant"
345178,"Hall, Charles","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
345178,"Hall, Charles","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Hall, Devon","Misleading Practices; Consumer Restitution Required","Agreed Order",11/14/2005,"Probationary License Granted"
,"Hall, Devon","Misleading Practices; Consumer Restitution Required","C&D, TAA, Pay Admin Penalty",2/6/2004,"Final"
497519,"Hall, Gemi","Unlicensed Activity","Agreed Order to Take Affirmative Action",3/5/2018,"Compliant"
354151,"Hamalak, Michael","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
304364,"Hamel, Mark","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/30/2012,"Compliant"
,"Hamilton, Melissa","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
,"Hamilton, R.","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Final - Incomplete"
,"Hamilton, R.","Exam Deficiency","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",5/23/2008,"Surrendered in Lieu of Disciplinary Action"
358510,"Hamilton, Robb","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
316231,"Hamilton, Ron","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
316231,"Hamilton, Ron","Criminal Conviction or Indictment","Order of Suspension",12/18/2013,"Suspension Lifted"
262269,"Hamlin, Timothy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
328848,"Hammond, Joel","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/29/2009,"Complete"
,"Hampton, Howard","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/12/2012,"Noncompliant"
,"Hampton, Michael","Unlicensed Activity","Order to Cease and Desist",10/20/2014,"Noncompliant"
341786,"Hance, Andrea","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
2070132,"Hancock, Chad","Unlicensed Activity","Order to Cease and Desist",9/16/2022,"Noncompliant"
1247713,"Hancock, David","Unlicensed Activity","Order to Take Affirmative Action",5/30/2018,"Compliant"
298062,"Hankla, Steven","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
595706,"Hansen, Joel","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Hanson, Trudy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
380407,"harbin, earl","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
380407,"harbin, earl","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
919589,"Harcrow Holdings LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",7/16/2013,"Compliant"
,"Hardin, Gordon","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/22/2013,"Affirmed by Final Order"
,"Hardin, Gordon","Unlicensed Activity","Final Order",6/3/2014,"Noncompliant"
318884,"Harding, Nick","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
319185,"Hardy, Angelia","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Hardy, Holly","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Final - Incomplete"
,"Hardy, Holly","Exam Deficiency","Order to Suspend & Admin Penalty",11/16/2006,"Final - Incomplete"
,"Hardy, Robin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Hardy, Robin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/5/2009,"Complete"
1451867,"Hargest-Daivs, Alisia","Unlicensed Activity","Order to Cease and Desist",3/14/2017,"Noncompliant"
317022,"Harper, Vilma","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
293855,"Harrel, Kimberly","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2008,"Complete"
35721,"Harrell-Brown, Maria","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Harrington, Quincy","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",1/25/2008,"Surrendered in Lieu of Disciplinary Action"
298090,"Harris, Carla","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
70298,"Harris, Cynthia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
69995,"Harris, Cynthia F.,","Unlicensed Activity","Agreed Order to Cease and Desist",7/5/2018,"Compliant"
283826,"Harris, Elizabeth","Misleading Practices","Agreed Order to Take Affirmative Action",2/26/2015,"Compliant"
244501,"Harris, Patrick","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Complete"
339940,"Harris, Robert","Unlicensed Activity; Fraud","C&D, TAA, Pay Admin Penalty",5/17/2011,"Order Rescinded"
1625401,"Harrison Lending Group, Inc.","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
120494,"Harrison, Clyde","Exam Failure","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",10/10/2006,"Complete"
120494,"Harrison, Clyde","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/7/2008,"Compliant"
367424,"Harrison, Sandy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
259568,"Harry, Allen","Violation of State and/or Federal Law","Order to Cease and Desist",5/8/2008,"Compliant"
259568,"Harry, Allen","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/20/2012,"Compliant"
294606,"Hart, Troy","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",7/27/2011,"Noncompliant"
255313,"Hartley, Lucas","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
255313,"Hartley, Lucas","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Compliant"
,"Harvey, Leslie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
,"Haskell, Russell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
254775,"Hasselmeier, Ryan","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Hatfield, Clinton","Unlicensed Activity","Order to Cease and Desist",4/17/2007,"Compliant"
315915,"Hauck, Robin","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",6/10/2009,"Compliant"
,"Hauser, Daniel","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",11/9/2007,"Complete"
,"Hauser, Daniel","Exam Inadequacy","Amended Order (by Agreement) to TAA",11/18/2008,"Final"
,"Hawkins, Sally","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/2/2012,"Affirmed by Final Order"
,"Hawkins, Sally","Unlicensed Activity","Final Order",3/20/2013,"Noncompliant"
293163,"Haws, Nelson","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Hayden, Michael","Unlicensed Activity","Order to Cease and Desist",1/4/2016,"Noncompliant"
233121,"Hays jr, Thaddaus","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/24/2009,"Complete"
291786,"Head, Stephen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/26/2010,"Complete"
328365,"Healey, Paul","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
278768,"Healy, Malinda","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
506642,"Hebeisen, Steven","Unlicensed Activity","Order to Cease and Desist",10/20/2017,"Compliant"
506642,"Hebeisen, Steven","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
,"Hebert, Rose","Exam Failure","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
,"Heck, Robert","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",6/18/2008,"License Suspended"
295477,"Heckel, Matthew","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",6/2/2011,"Compliant"
395719,"Heckemeyer, Kevin","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
256259,"Hedrick, Barbara","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/10/2013,"Compliant"
,"Heggins, Catrina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
323186,"HEILBRUN, THOMAS","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2009,"Complete"
,"Heimsoth, Larry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
362007,"Hemani, Shabana","Unlicensed Activity","Order to Cease and Desist",12/17/2007,"Compliant"
,"Henderson, Bruce","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Complete"
,"Hendrick, Derek","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",7/1/2009,"Complete"
,"Hendricks, Harlan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/31/2008,"Noncompliant"
323741,"Hendrix, Gregory","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
189618,"Henges, Jeani","Misleading Practices","Agreed Order to Surrender License",7/9/2009,"Surrendered in Lieu of Disciplinary Action"
,"Henley, Geoffrey","Exam Inadequacy","Amended Order to Take Affirmative Action",5/20/2008,"Final - Incomplete"
266405,"Henry, Courtney","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
,"Henry, Dwayne","Exam Failure","C&D, TAA, Pay Admin Penalty",3/10/2008,"Final - Incomplete"
,"Henry, Dwayne","Exam Failure","Final Order",7/15/2008,"License Revoked"
312120,"Henry, Gary","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/23/2008,"Complete"
,"Henry, Gregory","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
350135,"Henry, Pamela","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",7/2/2013,"Compliant"
71287,"Hensling, Albert","Unauthorized Activity","Order to Take Affirmative Action",7/8/2019,"Compliant"
315221,"Henson, Billy","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",1/18/2007,"Complete"
315221,"Henson, Billy","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
346680,"Hepburn, Edith","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
346680,"Hepburn, Edith","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Herbert, Kelly","Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/19/2008,"Complete"
321939,"Herbig, Anabella","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Herebia, Candy","Unlicensed Activity","Final Order",3/3/2015,"Affirmed by Final Order"
352657,"HERNANDEZ MICHAEL, RICHARD","Exam Deficiency","Order to Take Affirmative Action",6/5/2013,"Compliant"
308956,"Hernandez, Anna","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
220968,"Hernandez, Catalina","Fraud; Misleading Practices","Agreed Order to Surrender License",10/15/2015,"License Surrendered"
278943,"Hernandez, Daylen","Unlicensed Activity","Order to Take Affirmative Action",7/10/2013,"Compliant"
69444,"Hernandez, Elizabeth","Recovery Fund Payout","Order Directing Payment from Recovery Fund",9/16/2022,"Compliant"
,"Hernandez, Ernest","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
,"Hernandez, Ernest","Recovery Fund Payout","Agreed Order to Cease and Desist",7/6/2018,"Compliant"
,"Hernandez, Ernesto","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/14/2010,"Final - Incomplete"
,"Hernandez, Ernesto","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
,"Hernandez, Ernesto","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2009,"Final - Incomplete"
,"Hernandez, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
,"Hernandez, Gloria","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
310113,"Hernandez, Gregory","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
217927,"Hernandez, Juanita","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/22/2014,"Compliant"
208610,"Hernandez, Lisa","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
208610,"Hernandez, Lisa","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
216982,"Hernandez, Maria","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/12/2014,"Compliant"
,"Hernandez, Mike","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Hernandez, Mike","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",3/16/2009,"Complete"
219618,"Hernandez, Olivia","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
309748,"Herndon, Brandon","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
308913,"Herrera, Luis","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
308913,"Herrera, Luis","Failure to Cooperate or Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
315544,"Herrera, Rafael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
356072,"HERRERO, JORGE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Complete"
356072,"HERRERO, JORGE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
,"Hershey, Jay","Unlicensed Activity","Order to Cease and Desist",7/18/2006,"Final"
317226,"Hettig, Ryan","Failure To Respond","Order Lifting Suspension",2/28/2012,"Suspension Lifted"
216314,"Heyman, James","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/17/2013,"Compliant"
,"Hickman, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
302070,"Hicks, William","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
1228042,"Hideout Texas Land, LLC","Unlicensed Activity","Order to Take Affirmative Action",9/4/2018,"Compliant"
1228042,"Hideout Texas Land, LLC","Unlicensed Activity","Proposed Suspension of License",4/25/2023,"Final"
946776,"Hierl, William","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
326389,"HIGGINS, REGINA","Unlicensed Activity","Agreed Order",12/13/2006,"Compliant"
,"Higgs, Paul","Unlicensed Activity","Final Order",7/14/2015,"Previous Order Affirmed"
1156442,"Highland Mortgage Group LLC",,"Agreed Order to Take Affirmative Action",8/17/2015,"Compliant"
,"Hill, Charlie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Hill, Charlie","Exam Inadequacy","Amended Order to Take Affirmative Action",2/5/2009,"Incomplete"
,"Hill, Charlie","Exam Inadequacy","Final Order Revoking Mortgage Broker License",7/21/2009,"Final - Incomplete"
358270,"HILL, CHERYL","Failure To Respond","Order Lifting Suspension",2/14/2012,"Suspension Lifted"
,"Hill, Gregory","Failure to Cooperate or Respond","Agreed Order",7/31/2006,"Compliant"
237080,"Hill, Heather","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Hill, Matthew","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
,"Hill, Teresa","Fraud","Agreed Order to Surrender License",7/9/2009,"Surrendered in Lieu of Disciplinary Action"
,"Hillebrand, Terrell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
,"Hillebrand, Terrell","Recovery Fund Payout","Agreed Order to Surrender License",2/25/2010,"Surrendered in Lieu of Disciplinary Action"
,"Hilliard, Gary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Complete"
286466,"Hilstad, Eric","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/14/2013,"Compliant"
293133,"Hinestroza, Sylvia","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
346613,"HINOJOSA, ESTHER","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/5/2008,"Complete"
,"Hinson, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
353670,"Hinton, James","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1032279,"Hippensteel-Daily, Anita","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/22/2013,"Compliant"
,"Hirschy, John","Exam Failure","AO to TAA, & Ass'ng Adm. Pen.",10/18/2007,"Complete"
869345,"HIVORAL, VANCE","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
310582,"Ho, Judy","Unlicensed Activity","Order to Take Affirmative Action",4/7/2015,"Compliant"
310582,"Ho, Judy","Consumer Restitution Required","Order to Cease and Desist",9/20/2019,"Compliant"
86768,"Ho, Laurie","Criminal Conviction or Indictment; Fraud","Agreed Order to Surrender License",11/8/2010,"Surrendered in Lieu of Disciplinary Action"
,"Hoang, Khanh","Fraud","Agreed Order to Surrender License",1/13/2010,"Surrendered in Lieu of Disciplinary Action"
,"Hoang, Khanh","Fraud","Order to C&D & Assessing Administrative Penalty",6/10/2008,"Compliant"
329412,"Hobbs, Fredrick","Exam Deficiency","Order to Cease and Desist",11/20/2019,"Compliant"
1849537,"Hodges, David","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/6/2009,"Compliant"
,"Hoffman, Paul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Hogarty, William","Violation of State and/or Federal Law","Order to Modify Previous Order to Cease and Desist, Take Affirmative Action, and Pay Admin. Penalty",4/6/2004,"Compliant"
306572,"Hoggatt, James","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",10/4/2012,"Compliant"
455080,"Hogue, Sonny","Exam Failure","C&D, TAA, Pay Admin Penalty",11/24/2008,"Compliant"
455080,"Hogue, Sonny","Exam Failure","Final Order Revoking Mortgage Broker License",4/17/2009,"Order Rescinded"
,"Holly, H","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
,"Holly, H","Failure to Cooperate or Respond","Order of Suspension",7/3/2008,"License Suspended"
357434,"Holmes, Shannon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
,"Holmgreen, Alan","Consumer Restitution Required","AO to TAA, & Ass'ng Adm. Pen.",1/4/2008,"Noncompliant"
1973696,"Home Key Financial Group LLC","Unlicensed Activity","Order to Cease and Desist",6/16/2025,"Final"
208266,"Home USA Mortgage Inc","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/26/2013,"Compliant"
377115,"HomeBase Texas","Inadequate Disclosures","Order to Take Affirmative Action",8/2/2017,"Compliant"
2919,"HomeFirst Mortgage Corp.","Failure To Respond","Order of Suspension",6/1/2011,"License Suspended"
78669,"Homeplus Corporation","Exam Deficiency","Order to Take Affirmative Action",1/3/2018,"Compliant"
329177,"HomeStart Capital LLC","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/10/2013,"Compliant"
329177,"HomeStart Capital LLC","Exam Deficiency","Order to Take Affirmative Action",10/21/2014,"Compliant"
270504,"HOMETOWN MORTGAGE COMPANY, INC.","Failure to Maintain Physical Office","Order to Take Affirmative Action",2/20/2019,"Compliant"
3984,"Homeward Residential, Inc.","Failure To Respond","Order to TAA & Assessing Admin Penalty",8/12/2011,"Compliant"
3984,"Homeward Residential, Inc.","Failure To Respond","Order to TAA & Assessing Admin Penalty",8/12/2011,"Compliant"
3984,"Homeward Residential, Inc.","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
3984,"Homeward Residential, Inc.","Failure To Respond","Order to TAA & Assessing Admin Penalty",8/12/2011,"Compliant"
,"Hooker, Ronald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Hooker, Ronald","Fraud","Order to C&D & Assessing Administrative Penalty",5/29/2009,"Noncompliant"
1357233,"Hooks, Lawrence","Misleading Practices","Order to Cease and Desist",11/16/2017,"Compliant"
,"Hooks, Steven","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Complete"
316619,"Hooper, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
316619,"Hooper, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Hopgood, Baron","Unlicensed Activity","Order to Cease and Desist",8/5/2005,"Compliant"
256263,"Hoppas, David","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
267356,"Hoppe, Barbara","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",6/30/2009,"Compliant"
,"Hormbecker, Fred","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/17/2008,"Noncompliant"
150074,"Horn, Kenneth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
331316,"Horn, Kurt","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/5/2012,"Compliant"
,"Horton, Steven","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
226719,"Houghton, Edward","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",2/26/2013,"Compliant"
353459,"Houser, Gregory","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/10/2013,"Compliant"
309873,"Housley-McAdams, Sara","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
206277,"Houston Home Loan, Inc.","Unlicensed Activity","Order to Take Affirmative Action",1/25/2017,"Compliant"
315573,"Houston Prime Mortgage LLC","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/5/2011,"Compliant"
256702,"Houston, David","Exam Deficiency","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",1/18/2011,"Complete"
,"Howard, Christopher","Unlicensed Activity","Order to Cease and Desist",4/20/2005,"Final - Incomplete"
349505,"Howard, Deborah","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
349505,"Howard, Deborah","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Howard, Jonathan","Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/14/2013,"Noncompliant"
,"Howard, Stephen","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
1216026,"HOWELL, BRIAN","Unlicensed Activity","Agreed Order to Take Affirmative Action",8/20/2018,"Compliant"
,"Howell, Deborah","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/19/2005,"Complete"
221366,"Howerton, Guy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Hoy, Jennifer","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/26/2013,"Compliant"
209289,"Hoyle, Elizabeth","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Hu, Franklin","Exam Deficiency","Order to Suspend & Admin Penalty",10/30/2008,"License Suspended"
,"Hubbard, Ronald","Unlicensed Activity","Order to Cease and Desist",7/21/2008,"Compliant"
274442,"Huber, Daniel","Exam Inadequacy","Agreed Order",4/5/2005,"Complete"
,"Hudson, Eddie","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",3/9/2005,"Final - Incomplete"
,"Huff, Lawrence","Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",5/2/2006,"Surrendered in Lieu of Disciplinary Action"
121799,"Hughes, Kaleigh","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",5/10/2010,"Compliant"
,"Humber, Phil","Fraud","Agreed Order to Surrender License",2/12/2010,"Surrendered in Lieu of Disciplinary Action"
,"Humphrey, Chevette","Misleading Practices","Final Order",11/29/2007,"License Suspended"
,"Humphries, Larry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2006,"Final - Incomplete"
210889,"Hunke, Timothy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
696107,"Hunt Mortgage Services, Inc.","Exam Deficiency","Agreed Order",11/21/2019,"Compliant"
298531,"Hunt, Lee","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",5/15/2006,"Complete"
,"Hunter, Louis","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/7/2006,"Complete"
215967,"Hunter, Vickie","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Hurlbut, Timothy","Unlicensed Activity","Order to Take Affirmative Action",3/27/2020,"Order Rescinded"
272104,"Hurst, Rhonda","Misleading Practices","Agreed Order to Cease and Desist",5/21/2014,"Compliant"
,"Hussain, Marshall","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",10/5/2005,"Complete"
,"Hussain, Marshall","Exam Failure","C&D, TAA, Pay Admin Penalty",3/26/2009,"Final - Incomplete"
,"Hussain, Marshall","Exam Failure","Final Order Revoking Mortgage Broker License",8/18/2009,"Final - Incomplete"
297141,"Hutchens, John","Fraud; Misleading Practices","Order to C&D & Assessing Administrative Penalty",9/28/2010,"Replaced by Agreed Order"
297141,"Hutchens, John","Fraud; Misleading Practices","AO to C&D & Ass'g. Adm. Pen.",11/28/2010,"Compliant"
267434,"Hutchens, John, Michael","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/11/2011,"Noncompliant"
,"Hutcheson, Mark","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",3/29/2006,"Complete"
,"Huynh, Michael","Misleading Practices","Agreed Order to Cease and Desist",2/21/2008,"Compliant"
,"Hwang, Minyen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/14/2010,"Complete"
,"Hwang, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Final - Incomplete"
1020884,"i3 Lending Inc.","Negligent Supervision/Failure to Supervise","Order to Cease and Desist",4/24/2015,"Compliant"
1020884,"i3 Lending Inc.","Unlicensed Activity","Agreed Order to Cease and Desist",7/31/2017,"Compliant"
,"Ibarra, Osvaldo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Ibrahim, Sanni","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",8/8/2007,"License Revoked"
,"Ibrahim, Sanni","License Denial Appeal","Final Order",11/25/2008,"License Revoked"
,"Ifemedebe, Uche","Exam Failure","C&D, TAA, Pay Admin Penalty",4/27/2007,"Final - Incomplete"
,"Ifemedebe, Uche","Exam Failure","Agreed Order to Surrender License",11/6/2007,"Surrendered in Lieu of Disciplinary Action"
244319,"IGATE GLOBAL SOLUTIONS LIMITED","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
1213796,"Igbaroola, Diran","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
,"Igori, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
,"Igwe, Anthony","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",6/29/2006,"Complete"
,"Igwe, Anthony","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",11/3/2009,"Noncompliant"
,"Igwe, Emmanuel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Final - Incomplete"
,"Igwe, Emmanuel","Exam Deficiency","Order to Suspend & Admin Penalty",8/21/2009,"License Suspended"
,"Ihemeremadu, Johnson","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Complete"
,"Iley, Joe","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",8/19/2009,"Affirmed by Final Order"
,"Iley, Joe","Exam Inadequacy","Final Order Affirming Previous Order",2/5/2010,"Affirmed by Final Order"
,"Imade, Felix","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
1982423,"Imagination Financial, LLC","Unlicensed Activity","Order to Take Affirmative Action",8/5/2021,"Compliant"
,"Incandela, John","Unlicensed Activity","Order to Cease and Desist",4/29/2010,"Noncompliant"
296199,"INDUS LOANS, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",2/25/2016,"Compliant"
296199,"INDUS LOANS, LLC","Exam Deficiency","Order to Take Affirmative Action",10/20/2017,"Replaced by Agreed Order"
296199,"INDUS LOANS, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",1/24/2018,"Compliant"
285382,"Infinity Mortgage Corporation","Exam Deficiency","Order to TAA & Assessing Admin Penalty",2/19/2013,"Compliant"
1444092,"Infinity Mortgage Holdings, LLC","Exam Inadequacy","Order to Take Affirmative Action",1/30/2019,"Compliant"
229509,"Ingalls, Linda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
283499,"Ingram, Elza (EJ)","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
312792,"Inman, Mark","Unlicensed Activity","Agreed Order to Take Affirmative Action",10/26/2010,"Compliant"
1534584,"Innovative Mortgage Solutions, LLC","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
203765,"Insight Financial Services LLC","Exam Deficiency","Order to Take Affirmative Action",11/10/2022,"Compliant"
1035734,"InstaMortgage Inc.","Exam Deficiency","Order to Take Affirmative Action",12/5/2014,"Compliant"
1460350,"INTEGRATED DISCOUNT, INC.","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/26/2021,"Compliant"
1075823,"INTEGRITY CREDIT CORPORATION","Unlicensed Activity","Order to Cease and Desist",7/6/2018,"Compliant"
129777,"Integrity First Financial Group, Inc.","Exam Inadequacy","Order to Take Affirmative Action",8/18/2015,"Compliant"
129777,"Integrity First Financial Group, Inc.","Exam Inadequacy","Order to Take Affirmative Action",4/11/2018,"Compliant"
1094177,"Intelligent Mortgage and Consulting Services LLC","Unlicensed Activity","Order to Take Affirmative Action",6/16/2016,"Compliant"
340676,"Intelty, Inc","Failure to Maintain Physical Office","Order to Take Affirmative Action",11/12/2020,"Compliant"
,"Ipek, James","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",12/4/2007,"Noncompliant"
,"Ipek, James","Failure to Cooperate or Respond","Final Order",8/14/2008,"License Revoked"
,"Irubor, Moses","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
321753,"Isais, Victoria","Fraud","Order to C&D & Assessing Administrative Penalty",10/23/2009,"Final - Incomplete"
282004,"ISBELL, DEBORAH","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
172841,"Isom, Everett","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
,"Istre, Lorraine","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Compliant"
,"Ivory, Antionne","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
,"Izevbigie, Richard","Fraud","Agreed Order",4/23/2006,"Compliant"
823900,"J Martinez Investments LLC","Unlicensed Activity; Exam Failure","AO to TAA, & Ass'ng Adm. Pen.",7/26/2013,"Compliant"
1941145,"J&K Enterprise Custom Homes LLC","Exam Deficiency","Order to Take Affirmative Action",7/29/2021,"Compliant"
217627,"Jackson, Brian","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Jackson, Chinetta","Exam Failure","C&D, TAA, Pay Admin Penalty",8/17/2006,"Final - Incomplete"
67525,"Jackson, Gary","Unlicensed Activity","Order to Cease and Desist",7/28/2015,"Compliant"
,"Jackson, Neshantonia","Fraud","AO to TAA, & Ass'ng Adm. Pen.",4/1/2009,"Compliant"
,"Jackson, Tanya","Unlicensed Activity","Order to Cease and Desist",2/9/2015,"Compliant"
,"Jackson, Tanya","Unlicensed Activity","Order to Cease and Desist",2/9/2015,"Compliant"
,"Jackson, Valerie","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",9/5/2006,"Final - Incomplete"
,"Jacobi, Joel","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",11/15/2011,"Noncompliant"
215044,"Jacobson, Kenneth","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Jades, Tim","Fraud","Order to Cease and Desist",4/25/2014,"Noncompliant"
317736,"JAFRI, SYED","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/28/2010,"Final"
264912,"JAMES JOSEPH OOLUT","Exam Deficiency","Order to TAA & Assessing Admin Penalty",4/24/2013,"Compliant"
,"James, Helga","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",2/16/2010,"Surrendered in Lieu of Disciplinary Action"
,"James, Helga","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2008,"Complete"
,"James, Jean","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
,"James, Lotosha","Failure to Cooperate or Respond","Order to C&D & Assessing Administrative Penalty",8/10/2006,"Noncompliant"
336597,"James, Robert","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
296934,"Jan, Chung-Hua","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
310931,"Jara, Angel","Unlicensed Activity","Agreed Order to Take Affirmative Action",8/27/2013,"Compliant"
320784,"Jaramillo, Frances","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Jarovitz, Bryan","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/7/2012,"Noncompliant"
820465,"Jarvis Financial, LLC","Exam Inadequacy","Order to Take Affirmative Action",5/8/2017,"Noncompliant"
323276,"Jarvis, Newell","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
323276,"Jarvis, Newell","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
307052,"JASMINOY, LUCRECIA","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
261030,"Jasper, Harold","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
275241,"Javier, Boycie","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",5/10/2011,"Noncompliant"
192610,"JD Financial Services, Inc.",,"Agreed Order to Take Affirmative Action",8/21/2015,"Compliant"
,"Jean, Robert","Exam Failure","Agreed Order to Surrender License",2/14/2008,"Surrendered in Lieu of Disciplinary Action"
301048,"JEFFERSON, ACE","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",2/15/2012,"Noncompliant"
361178,"Jefferson, Gary","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Jefferson, Martha","Exam Failure","C&D, TAA, Pay Admin Penalty",8/10/2006,"Final - Incomplete"
,"Jefferson, Martha","Exam Failure","Agreed Order to Surrender License",4/26/2007,"Surrendered in Lieu of Disciplinary Action"
,"Jefferson, Shari","Misleading Practices","Agreed Order",8/25/2006,"Noncompliant"
,"Jeffery, Margaret","Unlicensed Activity","Order to Cease and Desist",3/21/2006,"Final"
279509,"Jemente, Manuel","Exam Failure","Amended Order (by agreement) to C&D, TAA, Pay Restitution and Assessing Administrative Penalty",4/1/2009,"Complete"
,"Jenkins, Jeff","Unlicensed Activity","Order to Cease and Desist",8/5/2005,"Compliant"
,"Jerome, Gary","Exam Inadequacy","Agreed Order",5/5/2005,"Complete"
621558,"Jesse, Frank","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/28/2013,"Compliant"
324033,"Jessen, Elizabeth","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
319087,"Jet Lending, LLC","Failure To Respond","Order of Suspension",5/3/2011,"License Suspended"
319087,"Jet Lending, LLC","Failure To Respond","Order Lifting Suspension",1/23/2012,"Suspension Lifted"
325532,"jett, nelda","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
328480,"Jih, Lan-Shing","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
987726,"Jimenez, Ashley","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
,"Jimenez, Jason","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/20/2007,"Complete"
347149,"Jimenez, Martin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2006,"Complete"
228120,"JIMENEZ, RICHARD","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",11/15/2005,"Complete"
331477,"JIMENEZ, THERESA","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
181343,"Jimerson, Deena","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
313579,"Jin, Sophia P",,"Order to Take Affirmative Action",8/27/2014,"Compliant"
272257,"JMH Financial Group, Inc.","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
219155,"JNC Mortgage Company, Inc.","Failure To Respond","Order Lifting Suspension",9/25/2012,"Suspension Lifted"
219155,"JNC Mortgage Company, Inc.","Failure To Respond","Order of Suspension",4/20/2011,"Order Rescinded"
219155,"JNC Mortgage Company, Inc.","Unlicensed Activity","Order to Take Affirmative Action",4/6/2018,"Compliant"
247048,"Joaquin, Dianne","Criminal Conviction or Indictment; Fraud","Order of Suspension",1/12/2012,"License Suspended"
321210,"Jobs, Garvin","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/21/2009,"Complete"
1250940,"Johnson Compliance and Processing, LLC","Unlicensed Activity","Order to Cease and Desist",3/29/2017,"Compliant"
,"Johnson, Alvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Johnson, Alvin","Exam Inadequacy","Amended Order to Take Affirmative Action",6/4/2007,"Complete"
347289,"JOHNSON, ARLIE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
1576775,"Johnson, Brent","Misleading Practices","Order to Cease and Desist",11/4/2008,"Final"
312837,"Johnson, Charles","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
312837,"Johnson, Charles","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Johnson, Collins","Failure to Cooperate or Respond","Agreed Order to Surrender License",8/28/2008,"Surrendered in Lieu of Disciplinary Action"
,"Johnson, Cynthia","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",6/12/2007,"Complete"
304976,"Johnson, Donald","Violation of State and/or Federal Law","Agreed Order to Surrender License",9/30/2016,"Final"
,"Johnson, Henry","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",1/18/2006,"Complete"
,"Johnson, Ige","Failure to Cooperate or Respond","Agreed Order to Surrender License",4/26/2010,"Final"
563527,"Johnson, Jason","Unlicensed Activity","Order to Take Affirmative Action",5/20/2015,"Compliant"
,"Johnson, John","Exam Inadequacy","Amended Order (agreed) to C&D & TAA",4/10/2008,"Surrendered in Lieu of Disciplinary Action"
121921,"Johnson, Leasha","Inadequate Disclosures","Agreed Order",12/11/2018,"Compliant"
,"Johnson, Ledell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
,"Johnson, Ledell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
271662,"Johnson, Lisa","Fraud","Order to C&D & Assessing Administrative Penalty",2/17/2010,"Compliant"
953242,"Johnson, Marjory","Exam Deficiency","Order to Take Affirmative Action",2/12/2015,"Compliant"
,"Johnson, Michelle","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/23/2004,"Final - Incomplete"
329361,"Johnson, Nellis","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
208259,"JOHNSON, RAVEN","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
309576,"Johnson, Robert","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/27/2011,"Noncompliant"
,"Johnson, Steven","Failure To Respond","Order to Suspend & Admin Penalty",5/7/2009,"Complete"
,"Johnson, Troy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Complete"
,"Johnson, Victor",,"Affirming Order to TAA, Pay Admin Penalty, Pay Res",5/24/2011,"Affirmed by Final Order"
,"Johnson, Willia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2008,"Complete"
308701,"Johnson-Williams, Sibiljean","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
239090,"Johnston, Suzette","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
239090,"Johnston, Suzette","Failure To Respond","Order Lifting Suspension",9/9/2011,"License Suspended"
,"Jones, Andrew","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",11/8/2011,"Affirmed by Final Order"
,"Jones, Caswell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Final - Incomplete"
,"Jones, Caswell","Exam Deficiency","Order to Suspend & Admin Penalty",5/13/2008,"Final - Incomplete"
312894,"Jones, Cedric","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Jones, Gloria","Exam Failure","Amended Order (agreed) to C&D & TAA",7/15/2008,"Surrendered in Lieu of Disciplinary Action"
322444,"Jones, Jacqueline",,"Order to Take Affirmative Action",5/22/2018,"Compliant"
,"Jones, James","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
361269,"Jones, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Jones, Leonard","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",12/9/2005,"Complete"
326722,"jones, monte","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",2/2/2009,"Complete"
,"Jones, Oneida","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
230746,"Jones, Ortwin","Unlicensed Activity","Final Order",3/9/2015,"Affirmed by Final Order"
,"Jones, Ray","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Jones, Roy","Failure to Cooperate or Respond","Final Order",6/1/2007,"License Revoked"
,"Jones, Sam","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/23/2004,"Complete"
313408,"Jones, Troy","Misleading Practices","Order to Cease and Desist",11/3/2016,"Compliant"
,"Jones, William","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",12/5/2006,"Complete"
,"Jordan, Helen","Failure to Cooperate or Respond","Order to C&D & Assessing Administrative Penalty",11/30/2001,"Final - Incomplete"
,"Jordan, Mickey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/15/2005,"Complete"
,"Jordan, R.C.","Criminal Conviction or Indictment","Final Order",3/6/2006,"License Revoked"
,"Jordan, R.C.","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Final - Incomplete"
,"Jordan, Tydris","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",3/23/2011,"Noncompliant"
,"Jordan, William","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Jordan, William","Unlicensed Activity","Agreed Order",3/13/2009,"Compliant"
,"Jordan, William","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/4/2010,"Replaced by Agreed Order"
,"Jordan, William","Unlicensed Activity; Fraud","AO to C&D & Ass'g. Adm. Pen.",7/29/2010,"Compliant"
,"Jorgensen, Ted","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
182785,"Jorissen, Erik","Inadequate Disclosures","Order to Take Affirmative Action",7/28/2017,"Compliant"
,"Joyce, John","Exam Inadequacy","Amended Agreed Order",3/20/2007,"Final - Incomplete"
,"Joyce, John","Exam Inadequacy","Agreed Order",6/25/2007,"Surrendered in Lieu of Disciplinary Action"
374562,"Joyner, Glenn","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1119040,"Jozani, Sam","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
351669,"JP Mortgage Services. Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",7/19/2016,"Compliant"
1558084,"JSB Mortgage Corporation","Failure to Maintain Physical Office","Order to Take Affirmative Action",9/23/2019,"Compliant"
,"Juen, Pamela","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
315947,"JUNAID, MICHAEL","Exam Deficiency","Order to TAA & Assessing Admin Penalty",12/1/2006,"Complete"
,"Junell, Clint","Unlicensed Activity","Order to Cease and Desist",8/5/2005,"Compliant"
1437691,"Kaczmarski, Gregory","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
328623,"Kaczor, Donna","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
327367,"KalbAdvisors Mortgage Solutions LLC","Exam Deficiency","Order to Take Affirmative Action",7/23/2019,"Compliant"
,"Kalu, Barry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
1276471,"Kama'aina Mortgage Group Inc.","Unlicensed Activity","Order to Take Affirmative Action",7/6/2020,"Compliant"
329988,"Kamadia, Abdulrahim","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/27/2010,"Complete"
301888,"kamalipour, majid","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/20/2007,"Complete"
301888,"kamalipour, majid","Misleading Practices","Order to Take Affirmative Action",3/1/2016,"Compliant"
5049,"Kandola, Jitendera","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
859115,"Kane Street, LLC","Unlicensed Activity","Order to Take Affirmative Action",3/16/2016,"Compliant"
224631,"Kanewske, John","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/27/2010,"Complete"
242173,"Karch, Brian","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
,"Karger, William","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/2/2012,"Affirmed by Final Order"
,"Karger, William","Unlicensed Activity","Final Order",3/20/2013,"Noncompliant"
121555,"Karimi, Kayoomars","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
,"Karriem, Abdul","Fraud","Final Order",6/26/2007,"License Revoked"
319405,"Kautsch, Craig","Unlicensed Activity","Order to Take Affirmative Action",7/16/2013,"Compliant"
319405,"Kautsch, Craig","Unlicensed Activity","Order to Take Affirmative Action",10/16/2017,"Compliant"
1442357,"Kayes, Zoya","Unlicensed Activity","Order to Take Affirmative Action",3/24/2025,"Compliant"
353277,"Keenan, Jillian","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
342592,"Keene, Stuart","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1536243,"Keitt, Broderick","Unlicensed Activity","Order to Cease and Desist",8/10/2020,"Final"
1646875,"Keller, Bryan","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Keller, Daniel","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/9/2012,"Final - Incomplete"
,"Kellert, Lucas","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/9/2010,"Complete"
,"Kelley, Oterias","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Kelley, Oterias","Exam Failure","Agreed Order to Cease and Desist and Take Affirmative Action",12/10/2008,"Surrendered in Lieu of Disciplinary Action"
294303,"Kellogg, Colin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
2274108,"Kelly, Shakeida","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",9/3/2008,"Surrendered in Lieu of Disciplinary Action"
357601,"Kensington residential Mortgage Services, LLP","Failure To Respond","Order of Suspension",4/20/2011,"License Suspended"
357601,"Kensington residential Mortgage Services, LLP","Failure To Respond","Order Lifting Suspension",1/23/2012,"Suspension Lifted"
318914,"Kent, Fabian","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
318914,"Kent, Fabian","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
880541,"Kerekes, Thomas","Unlicensed Activity","Order to Take Affirmative Action",2/17/2016,"Compliant"
,"Kergosien, Michael","Misleading Practices","Final Order Revoking License",2/5/2010,"Order Rescinded"
,"Kergosien, Michael","Failure to Comply with terms of Order/Agreed Order","Agreed Order to Pay Administrative Penalty",8/5/2010,"Order Rescinded"
,"Ketaner, Marie","Exam Failure","Amended Order (agreed) to C&D & TAA",11/24/2008,"Surrendered in Lieu of Disciplinary Action"
285973,"Kew, Jeanette","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
285973,"Kew, Jeanette","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
362414,"Key Mortgage LLC","Exam Deficiency","Order to TAA & Assessing Admin Penalty",8/8/2013,"Compliant"
315997,"Keys, Billie","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
315997,"Keys, Billie","Failure To Respond","Order Lifting Suspension",12/12/2011,"Suspension Lifted"
393950,"Keystone Lending Corporation",,"Order to Take Affirmative Action",8/28/2014,"Compliant"
,"Keyt, Catherine","NSF Check","NSF Letter",12/30/2009,"Compliant"
,"Khalid, Rasheed","Exam Deficiency","Agreed Order",9/1/2005,"Surrendered in Lieu of Disciplinary Action"
,"Khan, Attia","Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/14/2013,"Noncompliant"
345418,"Khan, Bernadine","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
184348,"Khan, Eric","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
244004,"KHAN, UMER","Licensing Fraud","Agreed Order to Surrender License",2/3/2023,"License Surrendered"
355290,"Khatoon, Farhat","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Khoraizat, Rosario","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
240339,"KHOSRAVI, KAMRAN","Unlicensed Activity","Order to Take Affirmative Action",2/3/2020,"Compliant"
356509,"Killingsworth, Billy","Unlicensed Activity; Exam Failure","Agreed Order",4/19/2012,"Compliant"
,"Kilway, Leigh","Criminal Conviction or Indictment","Order of Suspension of Mortgage Broker License",12/13/2007,"Suspension Lifted"
316527,"Kim, David","Fraud; Misleading Practices","Final Order Revoking License",12/7/2010,"License Revoked"
,"Kim, Kay","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/24/2005,"Complete"
,"Kim, Kay","Failure To Respond","Order to Suspend & Admin Penalty",1/29/2009,"License Suspended"
1400726,"kim, kiwook","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Noncompliant"
389840,"Kim, Lillian","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2010,"Complete"
260630,"Kimbel, Lisa","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/8/2010,"Compliant"
,"Kimbro, John","Exam Failure","Final Order",5/27/2008,"License Revoked; Administrative Penalty"
,"Kimbrough, Ernest","Exam Failure","C&D, TAA, Pay Admin Penalty",2/6/2008,"Final - Incomplete"
,"Kimbrough, Ernest","Exam Failure","Final Order",6/26/2008,"License Revoked"
329460,"Kincannon, David","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
270308,"King Financial Group, Inc.","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",9/28/2011,"Compliant"
,"King, Kenny","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",9/7/2006,"Noncompliant"
,"King, Kenny","Unlicensed Activity","Order of Suspension of Mortgage Broker License",12/13/2007,"License Suspended"
,"King, Kenny","Unlicensed Activity","C&D, TAA",7/18/2006,"Noncompliant"
,"King, Shelia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/4/2006,"Complete"
292287,"King, Terrall Wayne","Unlicensed Activity","Agreed Order to Take Affirmative Action",3/29/2016,"Compliant"
243049,"King, Terry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Kingsley, Laura","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",9/9/2009,"Surrendered in Lieu of Disciplinary Action"
205098,"Kinney, Roderick","Fraud","Agreed Order",4/21/2008,"Surrendered in Lieu of Disciplinary Action"
355820,"Kirbie, Danny","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Kirch, Camilla","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",4/15/2010,"License Suspended"
327474,"Kirk, Chad","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Kirk, Kimberly","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/16/2005,"Complete"
68686,"Kirkpatrick, Lafe","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",2/8/2012,"Compliant"
242137,"Kiser, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
242137,"Kiser, Kevin","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
,"Kizzee, Christina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
,"Kizzee, Christina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
304153,"Kleck, Johnston","Unlicensed Activity","Agreed Order to Cease and Desist",8/31/2006,"Compliant"
843137,"Klein, Mitchell","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",5/24/2012,"Compliant"
292502,"Kline, James","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
315908,"Knapp, Brant","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/19/2013,"Compliant"
218782,"Knapp, Jeri","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
215171,"Knesek, Terry","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
338971,"Knust, John","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
338966,"Knust, Randall","Unlicensed Activity","Order to Cease and Desist",12/27/2006,"Final"
220399,"Koehn, William","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
,"Kokenes, Michael","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",9/12/2006,"Complete"
1207710,"Kolb, Jaeden","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
219560,"Kolmeier, Cindy","Unlicensed Activity","Order to Cease and Desist",1/30/2008,"Compliant"
343978,"Korngold, JeanPierre","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
226295,"Kothari, Jagdish","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/30/2008,"Complete"
226295,"Kothari, Jagdish","Exam Inadequacy","C&D, TAA",5/29/2003,"Final"
335871,"Kott, James","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
294599,"Kowarsky, Nathan","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Kriezel, Ashley","Unlicensed Activity; Exam Failure","Order to Cease and Desist",4/2/2025,"Final"
237234,"Kronebusch, Katherine","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2010,"Complete"
,"Kruichak, Jeffrey","Fraud","Order Directing Payment from Recovery Fund",2/5/2009,"Final"
268578,"Kuci, Shano","Unlicensed Activity","Order to Take Affirmative Action",12/5/2014,"Compliant"
141184,"Kumar, Pandian","Misleading Practices","Order to TAA & Assessing Admin Penalty",7/17/2013,"Compliant"
286342,"Kumar, Rickinder","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
867170,"Kurth, Kristopher","Unlicensed Activity","Order to Cease and Desist",11/10/2022,"Compliant"
,"Kyles, Brian","Exam Failure","Final Order",11/20/2007,"License Revoked"
,"Kyles, Brian","Exam Failure","C&D, TAA, Pay Admin Penalty",3/15/2007,"Affirmed by Final Order"
375430,"La Center Land Inc.","Failure To Respond","Order of Suspension",6/1/2011,"Compliant"
260569,"LaBarbera, Drew","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2008,"Complete"
,"LaBarre, Tony","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
334544,"Labriola, Janet","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
274834,"LaCour, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
274834,"LaCour, Michael","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"LaFleur, Wilbert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
,"LaFleur, Wilbert","Criminal Conviction or Indictment","Order of Suspension of Mortgage Broker License",12/18/2007,"Suspension Lifted"
,"LaFleur, Wilbert","Criminal Conviction or Indictment","Order Lifting Suspension",5/27/2008,"Suspension Lifted"
,"LaFleur, Wilbert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
,"LaFleur, Wilbert","Misleading Practices","Order to C&D & Assessing Administrative Penalty",8/20/2009,"Compliant"
,"Lai, Danny","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Complete"
302940,"Lair, Chris","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
269635,"lam, Choi","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Lam, Todd","Violation of State and/or Federal Law","Order to C&D & Assessing Administrative Penalty",6/10/2008,"Final"
332909,"Lambright, William","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
54477,"LaMothe, Garrison","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/6/2009,"Compliant"
384239,"Lance, Michael","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",5/10/2011,"Compliant"
,"Landers, Robert","Exam Failure","Final Order",2/22/2006,"License Revoked"
277863,"Landry, Matthew","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",1/29/2010,"Complete"
278054,"Lane, Carolyn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
,"Lang, Jerry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
630095,"Langford Community Management Services, Inc.","Unlicensed Activity","Order to Take Affirmative Action",12/2/2015,"Compliant"
326938,"Lantz Gonzalez, Naomi","Failure To Respond","Order Lifting Suspension",1/20/2012,"Suspension Lifted"
381877,"Lara, Demetrio","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/3/2013,"Compliant"
247418,"Lara, Rogelio","Unlicensed Activity","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",2/10/2012,"Noncompliant"
,"Larken, Wells","Unlicensed Activity","Order to Cease and Desist",5/1/2008,"Noncompliant"
1556562,"Larsen, Blake","Unlicensed Activity","Order to Take Affirmative Action",7/6/2020,"Compliant"
,"Larson, Bob","Misleading Practices; Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",12/3/2009,"Compliant"
,"Laryea, Ishmael","Criminal Conviction or Indictment","Order of Suspension",6/24/2008,"License Suspended"
82105,"Lassere, Tracey","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Lasso, Phanor","Unlicensed Activity","Agreed Order",8/8/2008,"Compliant"
,"Lasso, Phanor","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/29/2008,"Noncompliant"
140024,"Latimer, Joanne","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/6/2005,"Final - Incomplete"
379910,"Laughlin, Sandra","Failure To Respond","Final Order",3/11/2014,"License Revoked"
190743,"Lauterbach, William","Unlicensed Activity","Order to Cease and Desist",9/23/2008,"Complete"
190743,"Lauterbach, William","Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",11/21/2008,"Complete"
190743,"Lauterbach, William","Misleading Practices; Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/14/2009,"Compliant"
,"Lavong, Reggie","Unlicensed Activity","Agreed Order to Cease and Desist",9/8/2016,"Compliant"
342689,"Law, Rachel","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
274101,"Lawler, Bradley","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/17/2009,"Compliant"
311949,"Lawler, Brien","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",2/10/2012,"Compliant"
,"Laws, Yolanda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
,"Lawson, Scheketta","Unlicensed Activity","Agreed Order",12/17/2008,"Final - Incomplete"
380245,"Lawton, Joel","Unlicensed Activity","Agreed Order to Take Affirmative Action",10/6/2016,"Compliant"
,"Layman, Melvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
,"Layman, Melvin","Failure to Comply with terms of Order/Agreed Order","AO to C&D & Ass'g. Adm. Pen.",9/15/2008,"Compliant"
5179,"Le Blanc, Roma","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
323798,"LE, CHAU","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
441154,"Le, Cindy","Misleading Practices; Unlicensed Activity","Order to Cease and Desist",10/17/2017,"Complete"
,"Le, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Final - Incomplete"
,"Le, John","Exam Deficiency","Order to Suspend & Admin Penalty",5/24/2006,"Complete"
174064,"Le, Lynne","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
312744,"Le, Quynh","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
291595,"LE, SCOTT","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/4/2006,"Complete"
291595,"LE, SCOTT","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
291595,"LE, SCOTT","Failure To Respond","Order Lifting Suspension",2/28/2012,"Suspension Lifted"
391102,"LE, THUY","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
299842,"leake, charles","Exam Deficiency","Agreed Order to Pay Administrative Penalty",6/11/2013,"Compliant"
360912,"Leal, Javier","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
315050,"Leal, Marianne","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
178072,"Leal, Mark","Unlicensed Activity","Order to Cease and Desist",1/13/2017,"Compliant"
,"Lee, Bianca","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
,"Lee, Bianca","Failure to Cooperate or Respond","Agreed Order",5/23/2007,"Surrendered in Lieu of Disciplinary Action"
,"Lee, Christopher","Unlicensed Activity","Order to Cease and Desist",4/4/2016,"Noncompliant"
,"Lee, Frank","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
,"Lee, Han","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",9/5/2008,"Final - Incomplete"
,"Lee, Han","Exam Inadequacy","Final Order Revoking Mortgage Broker License",7/21/2009,"Final - Incomplete"
349069,"Lee, James","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
281802,"lee, john","Unlicensed Activity; Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",8/8/2012,"Compliant"
,"Lee, Joong","Violation of State and/or Federal Law","C&D, TAA, Pay Admin Penalty",3/15/2004,"Noncompliant"
188333,"Lee, Leon","Misleading Practices","Agreed Order to Cease and Desist",2/20/2018,"Compliant"
,"Lee, Patrick","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/16/2004,"Final - Incomplete"
285291,"Lee, Sarah","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",7/7/2008,"Complete"
323987,"Lee, Tzay-Rong","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
312092,"LEE, VIVIAN","Failure To Respond","Order Lifting Suspension",3/14/2012,"Suspension Lifted"
337123,"Leenher, Derek","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Complete"
1255982,"Lefebvre, Damien","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
,"Lefler, Reeda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
355940,"Legacy Funding Corporation","Failure To Respond","Order of Suspension",4/20/2011,"License Suspended"
343588,"Legacy Home Lending, LLC","Exam Deficiency","AO to TAA, & Ass'ng Adm. Pen.",5/17/2013,"Compliant"
,"Legler, Donna","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/16/2010,"Compliant"
,"Legree, Bryan","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",7/28/2011,"Noncompliant"
258838,"Lemp, Craig","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
1607,"LenderLive Network, LLC","Misleading Practices","Order to Cease and Desist",1/5/2017,"Compliant"
221869,"LendMoney Mortgage Services, LLC","Inadequate Disclosures","Agreed Order to Take Affirmative Action",9/25/2018,"Compliant"
1426910,"Leos, Jesus","Unlicensed Activity","Agreed Order to Cease and Desist",3/1/2018,"Compliant"
259662,"Leos, Marshall","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
296900,"Lerma, Reynaldo","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
285651,"Lerman, Carlos","Fraud; Misleading Practices","AO to C&D & Ass'g. Adm. Pen.",6/7/2011,"Compliant"
,"Lero, Lori","Exam Inadequacy","Agreed Order",6/5/2007,"Complete"
66661,"Leslie, Jonathan","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
92327,"Leung, Janie","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",3/27/2007,"Complete"
,"Levitin, Michael","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",1/27/2006,"Surrendered in Lieu of Disciplinary Action"
215772,"Lewis, Anthony","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Lewis, Clarence","Failure to Cooperate or Respond","Order of Suspension",4/16/2008,"License Suspended"
,"Lewis, Clarence","Failure to Cooperate or Respond","Final Order",7/10/2008,"Previous Order Affirmed; License Suspended"
,"Lewis, Clarence","Recovery Fund Payout","Final Order",10/9/2008,"License Revoked"
,"Lewis, Consuelo","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",4/30/2009,"Complete"
,"Lewis, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
352878,"Lewis, Furletta","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
352878,"Lewis, Furletta","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Lewis, Jeffrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
,"Lewis, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
188391,"Lewis, Michael","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/26/2011,"Affirmed by Final Order"
188391,"Lewis, Michael","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",8/22/2012,"Compliant"
,"Lewis, Paul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Complete"
283232,"Lewis, Roselin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Lewis, Shiela","Unlicensed Activity","Order to Cease and Desist",10/12/2004,"Final"
318412,"Lezon, Allison","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
16643,"Licare, Richard","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2008,"License Surrendered"
16643,"Licare, Richard","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/30/2010,"Complete"
152588,"Lieberman, Jack","Unlicensed Activity; Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",5/8/2012,"Compliant"
310313,"Liggins, Sylvester","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
310313,"Liggins, Sylvester","Inadequate Disclosures","Agreed Order",11/2/2018,"Compliant"
,"Light, George","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
,"Light, George","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",8/22/2012,"Noncompliant"
,"Liles, William","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2008,"Complete"
,"Limbrick, Christopher","Fraud","Agreed Order to Surrender License",11/9/2009,"Surrendered in Lieu of Disciplinary Action"
,"Limon, Alicia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
317543,"LIN, JANE","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Lin, Ling-Lain","Unlicensed Activity","Order to Cease and Desist",2/23/2022,"Final"
295451,"Lin, Peter","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
260970,"Lindley, Mellony","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",5/25/2006,"Compliant"
295953,"Ling, Jeng Yang","Unlicensed Activity","Order to Take Affirmative Action",4/30/2014,"Compliant"
330465,"Linscott, Jennifer","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Lippincott, Harold","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/2/2009,"Final - Incomplete"
,"Lippincott, Harold","Exam Inadequacy","Agreed Order to Surrender License",7/12/2010,"Surrendered in Lieu of Disciplinary Action"
1495204,"Lippman, Jason","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/30/2008,"Complete"
78940,"Lirette, Brett","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
258836,"Litman, Gary","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Litten, William","Unlicensed Activity","Order to Cease and Desist",1/15/2016,"Compliant"
319676,"Little, Aubrey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2006,"Complete"
322452,"Little, Jarrodd","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
346711,"Liu, Dongmei","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
337322,"Liu, Jenny","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Liu, Yeo","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",8/3/2006,"Complete"
,"Liu, Yeo","Fraud","Final Order Revoking Mortgage Broker License",10/28/2009,"Final - Incomplete"
,"Liu, Yeo","Fraud","Final Order",3/15/2010,"License Revoked"
115964,"Lixey, Eric","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",1/11/2012,"Compliant"
66574,"LLOYD & TAYLOR MORTGAGE, LLC","Exam Deficiency","Order to Take Affirmative Action",2/18/2015,"Compliant"
66574,"LLOYD & TAYLOR MORTGAGE, LLC","Unlicensed Activity","Order to Take Affirmative Action",1/12/2018,"Compliant"
315421,"Lo, Wen-Hsien","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
713827,"Loa, San Juana","Unlicensed Activity","Order to Take Affirmative Action",11/20/2019,"Compliant"
1657322,"Loan Cabin Inc.","Exam Failure","Order to Take Affirmative Action",12/12/2022,"Noncompliant"
320841,"Loan Factory, Inc.","Exam Deficiency","Order to Take Affirmative Action",4/14/2016,"Compliant"
1885339,"Loandrone, Inc.","Exam Deficiency","Agreed Order to Cease and Desist",5/17/2021,"Compliant"
1469915,"loanwise financial LLC","Inadequate Disclosures","Order to Take Affirmative Action",6/9/2017,"Compliant"
202381,"Lobel, Les","Inadequate Disclosures","Order to Cease and Desist",7/9/2021,"Compliant"
355506,"Lockett, Enzekka","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
355506,"Lockett, Enzekka","Failure To Respond","Order Lifting Suspension",12/5/2011,"Suspension Lifted"
274792,"Loera, Disan","Unlicensed Activity","Order to Take Affirmative Action",2/26/2014,"Compliant"
,"Logan, Jon","Exam Failure","Agreed Order to Surrender License",9/16/2008,"Final"
329390,"Loloi, Soussan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
1903465,"Lone Star Wide Capital, Inc.","Unlicensed Activity","Order to Take Affirmative Action",9/9/2022,"Compliant"
,"Long, Edward","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
,"Long, Patrick","Unlicensed Activity","Agreed Order to Cease and Desist",2/28/2014,"Noncompliant"
,"Long, Robert","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",12/27/2007,"Complete"
,"Long, Rosalyn","Unlicensed Activity","Order to Cease and Desist",10/13/2008,"Final"
312671,"Longoria, Aroldo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2005,"Complete"
379340,"Longoria, Belinda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
317005,"Longoria, Valerio","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Final - Incomplete"
317005,"Longoria, Valerio","Exam Deficiency","Order to Suspend & Admin Penalty",1/9/2009,"License Suspended"
257274,"Lonon, Kathleen","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/22/2014,"Compliant"
357340,"Lontos, Dean","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1179433,"Loop, Taylor","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
327118,"Lopez, JoAnn","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
283751,"Lopez, Josie","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",5/22/2012,"Noncompliant"
336444,"Lopez, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Lopez, Richard","Exam Failure","C&D, TAA, Pay Admin Penalty",5/2/2006,"Final - Incomplete"
303634,"Lopez, Richard","Unlicensed Activity","Order to Cease and Desist",4/30/2014,"Compliant"
345610,"LORING, FRED","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
169824,"Love, Saunda","Unlicensed Activity","Order to Cease and Desist",9/23/2015,"Compliant"
319392,"Lovejoy, Doug","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
1458868,"Lovett, Scott","Unauthorized Activity","Order to Take Affirmative Action",7/13/2020,"Compliant"
,"Lowery, Tillyn","Unlicensed Activity","Order to Cease and Desist",10/29/2014,"Compliant"
1374054,"Loya Carranco, Yadira","Fraud","Order of Revocation",5/9/2018,"License Revoked"
340065,"Lucadou, Irma","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
284269,"Lucas, De'Leacia","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",5/10/2011,"Noncompliant"
243072,"Lucido, Ngamta","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
,"Ludwig, Lauren","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
279222,"Luna, Lorena","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Luna, Roel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
350681,"Lund, Brandon","Inadequate Disclosures","Agreed Order to Take Affirmative Action",9/21/2015,"Compliant"
,"Lund, Donna","Unlicensed Activity","Agreed Order",8/28/2018,"Compliant"
,"Luong, Michael","Unlicensed Activity","Final Order",5/26/2016,"Penalty Affirmed by Final Order"
,"Luong, Stephanie","Unlicensed Activity","Agreed Order",1/18/2007,"Compliant"
269371,"Lusk, Lauren","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
263217,"Lutz, Angela","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/29/2013,"Compliant"
,"Lutz, Debra","Unlicensed Activity","Order to Cease and Desist",6/9/2008,"Noncompliant"
,"Lutz, Debra","Unlicensed Activity","Final Order",10/23/2008,"Noncompliant"
264080,"Lutz, Gino","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/29/2013,"Compliant"
315326,"LY, LEON","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2008,"Complete"
315326,"LY, LEON","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1443,"LYC Mortgage, LLC","Exam Deficiency","Order to Take Affirmative Action",8/18/2015,"Compliant"
42691,"LYON SERVICES CORPORATION","Unlicensed Activity","Agreed Order to Take Affirmative Action",2/13/2015,"Compliant"
,"Lyons, Kelton","Criminal Conviction or Indictment; Fraud","Final Order",4/17/2009,"License Revoked"
286980,"M C Barnette Enterprises, Inc",,"Order to Take Affirmative Action",8/27/2014,"Compliant"
430182,"M=ES2 Associates Mortgage Company","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/19/2013,"Compliant"
430182,"M=ES2 Associates Mortgage Company","Exam Deficiency","Order to Take Affirmative Action",2/18/2015,"Noncompliant"
220848,"Mackey, Alecia","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Macone, Chris","Unlicensed Activity","Order to Cease and Desist",11/8/2007,"Final"
315616,"Madison Funding Group, Inc","Exam Deficiency","Order to TAA & Assessing Admin Penalty",1/24/2013,"Compliant"
225547,"Madrid, Gilbert","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",7/26/2013,"Compliant"
357741,"MADUMERE, CHINASA","Exam Inadequacy","Final Order Suspending Mortgage Broker License and Assessing Administrative Penalty",4/17/2009,"Suspension Lifted"
357741,"MADUMERE, CHINASA","Failure to Provide Bond","Final Order Suspending Mortgage Broker License and Assessing Administrative Penalty",4/17/2009,"Suspension Lifted"
357741,"MADUMERE, CHINASA","Failure to Provide Bond","Order Lifting Suspension",11/8/2017,"Suspension Lifted"
357741,"MADUMERE, CHINASA","Exam Inadequacy","Order Lifting Suspension",11/9/2017,"Suspension Lifted"
283857,"Magallan, Maria","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
358300,"Magic Valley Service Originators Inc.","Exam Deficiency","AO to TAA, & Ass'ng Adm. Pen.",8/16/2013,"Compliant"
358300,"Magic Valley Service Originators Inc.","Exam Inadequacy","Agreed Order to Take Affirmative Action",3/23/2016,"Compliant"
315651,"Mahanay, Patrick","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
346250,"mahar, ralph","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
146333,"Mahon, Raymond","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Makukutu, Caleb","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/21/2005,"Complete"
,"Makukutu, Caleb","Exam Failure","Agreed Order",10/27/2008,"Final - Incomplete"
,"Makukutu, Caleb","Exam Failure","Final Order Revoking Mortgage Broker License",4/17/2009,"License Revoked"
259222,"Malagamba, Raul","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Maldonado, Bonnie","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",11/29/2012,"Compliant"
318674,"Maldonado, David","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
338944,"Malik, Muna","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
319381,"Mallett, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Maltman, Craig","Exam Inadequacy","Amended Order to Take Affirmative Action",11/26/2007,"Surrendered in Lieu of Disciplinary Action"
105498,"MANGELS, BRUCE","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",2/6/2013,"Compliant"
105498,"MANGELS, BRUCE","Exam Failure","Agreed Order to Surrender License",7/8/2015,"License Surrendered"
318886,"Manglona, James","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
271004,"Manglona, Sandra","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
271004,"Manglona, Sandra","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
1076454,"Mann, Jordan","Misleading Practices","Agreed Order to Cease and Desist",4/18/2018,"Compliant"
303182,"MANNING, CHRISTOPHER","Fraud; Misleading Practices","Final Order",3/22/2012,"Compliant"
1339769,"Manning, Jon","Exam Failure","Amended Order to Take Affirmative Action",12/27/2007,"Final - Incomplete"
,"Manning, Raynetta","Unlicensed Activity; Fraud","Agreed Order to Surrender License",7/28/2008,"Surrendered in Lieu of Disciplinary Action"
223806,"Manuel, Marlon","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
,"Marchetti, Monica","Misleading Practices","Agreed Order",11/30/2005,"Compliant"
,"Marchetti, Monica","Exam Failure","C&D, TAA, Pay Admin Penalty",4/2/2007,"Final - Incomplete"
,"Marchetti, Monica","Exam Failure","Final Order",9/11/2007,"License Revoked"
,"Marena, Lasana","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Complete"
343934,"Mares, Dolores","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
292651,"Margarini, Jonathan","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
316871,"Marin, Hiran","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
258257,"Marin, Salvador","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
176993,"Marker, Christi","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
244851,"Markoski, Paul","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/23/2009,"Complete"
266942,"Marold, Ronald","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
312196,"Marquardt, Kristin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
220991,"Marquez, Sabino","Exam Failure","Agreed Order to Surrender License",3/1/2018,"Surrendered in Lieu of Disciplinary Action"
209122,"Marquis Lending Inc.","Exam Failure","Agreed Order to Surrender License",3/1/2018,"Surrendered in Lieu of Disciplinary Action"
,"Marrufo, Rey","Exam Failure","C&D, TAA, Pay Admin Penalty",3/1/2006,"Complete"
,"Marshall, Mannaser","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
1441282,"Martaca Enterprises Realty, LLC","Exam Deficiency","Order to Take Affirmative Action",6/21/2017,"Compliant"
323412,"Martel-Heller, Teena","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
323412,"Martel-Heller, Teena","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Martin, Ambro","Unlicensed Activity","Agreed Order to Take Affirmative Action",1/5/2018,"Compliant"
277637,"Martin, Craig","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
211731,"Martin, Raymond","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
377925,"Martinek, John","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Martinez, Abraham","Misleading Practices","Agreed Order",5/27/2008,"Compliant"
318558,"Martinez, Alfred","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
769631,"Martinez, Andrew","Inadequate Disclosures","Order to Take Affirmative Action",5/11/2015,"Compliant"
,"Martinez, Blas","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",4/9/2008,"Surrendered in Lieu of Disciplinary Action"
,"Martinez, Blas","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/9/2008,"Final - Incomplete"
1199388,"Martinez, Brandon","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Martinez, David","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/23/2012,"Noncompliant"
197336,"Martinez, Eric","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
490427,"Martinez, Ernesto","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",1/8/2013,"Compliant"
1799047,"Martinez, Ezequiel","Unlicensed Activity","Order to Cease and Desist",3/2/2020,"Order Rescinded"
303177,"Martinez, Matthew","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/13/2011,"Compliant"
126192,"Martinez, Nelson","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
126192,"Martinez, Nelson","Unlicensed Activity; Fraud","C&D, TAA, Pay Restitution, Assess Admin Penalty",6/6/2012,"Noncompliant"
1371982,"Martinez, Paula","Inadequate Disclosures","Order to Take Affirmative Action",5/8/2018,"Compliant"
,"Martinez, Sergio","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",7/11/2013,"Compliant"
188889,"Martinez, Xavier","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Martinez, Xochitl","Exam Failure","C&D, TAA, Pay Admin Penalty",11/27/2006,"Final - Incomplete"
,"Martins, Ashley","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",5/10/2010,"Final"
352555,"MARTINS, MOJEED","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
299654,"Marwan, Muhammad","Unlicensed Activity","Agreed Order to Surrender License",4/20/2020,"Surrendered in Lieu of Disciplinary Action"
299654,"Marwan, Muhammad","Unlicensed Activity","Agreed Order to Take Affirmative Action",10/7/2021,"Compliant"
,"Mascarenhas, Matthew","Unlicensed Activity","Order to Cease and Desist",1/4/2016,"Noncompliant"
278250,"Masri, Sam","Unlicensed Activity","Order to Take Affirmative Action",10/2/2017,"Compliant"
,"Massey, Joseph","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/4/2013,"Compliant"
212980,"Mata, Joe","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
204624,"Mateer, James","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/25/2012,"Compliant"
220457,"Matheu, William","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/7/2009,"Compliant"
,"Matthews, Carolyn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
,"Matthews, Christopher","Unlicensed Activity","Order to Cease and Desist",2/14/2006,"Compliant"
,"Matthews, Dwon","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",11/9/2007,"Compliant"
,"Mauldin, Shannon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
204612,"Maya, Robert","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/17/2012,"Compliant"
357923,"Mayfield, Darrell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
186736,"Maynez, Louis","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/5/2009,"Complete"
,"Mays, Clifford","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/23/2004,"Complete"
1410936,"Mazzucco, David","Unlicensed Activity; Fraud","Notice of Pending Revocation",7/10/2018,"Surrendered in Lieu of Disciplinary Action"
298844,"MC Capital Lending Group, Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/29/2018,"Compliant"
,"McAlpine, Munroe","Exam Deficiency","Order to Take Affirmative Action",1/24/2007,"Final - Incomplete"
,"McAlpine, Quintin","Exam Deficiency","Order to Take Affirmative Action",1/24/2007,"Surrendered in Lieu of Disciplinary Action"
296874,"McAnaul, Kathy","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",5/21/2012,"Compliant"
286217,"McBride, Emily .","Exam Deficiency","Order to TAA & Assessing Admin Penalty",5/15/2013,"Compliant"
,"McBride, James","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",4/28/2005,"Complete"
,"McBride, James","Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2009,"Final - Incomplete"
,"McBride, James","Exam Failure","Final Order Revoking Mortgage Broker License",5/27/2009,"Final"
,"McBride, James","Unlicensed Activity","Final Order",8/26/2010,"License Revoked; Administrative Penalty; Restitution"
,"Mcbride, Kelvin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
,"McCabe, Mark","Exam Failure","Agreed Order to Surrender License",9/5/2008,"Surrendered in Lieu of Disciplinary Action"
72028,"McCain, Richard","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
72028,"McCain, Richard","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
1162835,"McCauley, Charles","Unlicensed Activity","Order to Take Affirmative Action",1/4/2016,"Compliant"
207768,"McClellan, John","Misleading Practices","C&D, TAA, Pay Admin Penalty",3/26/2004,"Compliant"
311973,"McClure, James","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
315251,"McConchie, Jessie","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
1104794,"mccoy, guadalupe","Unlicensed Activity","Order to Cease and Desist",10/7/2008,"Final"
277931,"McCracken, Randel","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",4/5/2006,"Complete"
336264,"McCrary, Mike","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"McCray, Mark","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",7/7/2008,"Noncompliant"
236818,"mccray, stewart","Misleading Practices","Agreed Order to Surrender License",9/18/2009,"Surrendered in Lieu of Disciplinary Action"
,"McCully, Jennifer","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/28/2012,"Noncompliant"
,"McCully, Robert","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/28/2012,"Noncompliant"
,"McCutchen, Paul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
,"McCutchen, Paul","Failure to Cooperate or Respond","Agreed Order to Surrender License",1/27/2009,"Surrendered in Lieu of Disciplinary Action"
,"McDaniel, Tyron","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Final - Incomplete"
304116,"McDonald, Belsy","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
329871,"McDonald, Darren","Exam Deficiency","Order to Cease and Desist",2/4/2020,"Compliant"
330431,"McDonald, Darren Keith","Exam Inadequacy","Order to Take Affirmative Action",4/26/2023,"Noncompliant"
330431,"McDonald, Darren Keith","Failure to Comply with terms of Order/Agreed Order","Proposed Suspension of License",6/27/2023,"Final"
330431,"McDonald, Darren Keith","Exam Deficiency","Order of Suspension",8/28/2023,"License Suspended"
,"McDonald, Sonya","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
357444,"McDonald, Tammara","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1595213,"mcdoniel, malcom","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Final - Incomplete"
348515,"McDow, James","Misleading Practices; Consumer Restitution Required","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/14/2013,"Compliant"
,"McDowell, Linda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
367214,"McEldowney, Harding","Unlicensed Activity","Order to Cease and Desist",7/23/2019,"Compliant"
265673,"McElroy, Ricky","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
442964,"McFarlane, Janice","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Compliant"
299618,"McFerren, Matthew","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",7/31/2012,"Affirmed by Final Order"
299618,"McFerren, Matthew","Unlicensed Activity; Exam Failure","Final Order",1/11/2013,"Noncompliant"
317437,"McGhee, Kirt","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",6/8/2011,"Noncompliant"
,"McGough, James","Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2009,"Final"
,"McGough, James","Exam Failure","Agreed Order to Pay Administrative Penalty",4/23/2009,"Compliant"
48114,"McGrath, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
359938,"MCGUIRE, RONNIE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
885316,"McHatton, Jeffrey","Criminal Conviction or Indictment","Order of Suspension",9/27/2019,"License Surrendered"
210195,"McIntosh, Karla","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",6/4/2008,"Complete"
,"McKeever, J","Exam Inadequacy","Final Order Affirming Previous Order",6/10/2010,"Final - Incomplete"
,"McKelvie, Lori","Unlicensed Activity","Final Order",11/20/2019,"Previous Order Affirmed"
303449,"McKenzie, Melinda","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
298169,"McKinney, Robert","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/18/2011,"Compliant"
322977,"McKnight, Austin","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",10/23/2012,"Order Rescinded"
,"McLane, Sharon","Exam Failure","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/23/2006,"Final - Incomplete"
259916,"McLean, Elizabeth","Failure to Cooperate or Respond","Agreed Order",7/3/2006,"Compliant"
259916,"McLean, Elizabeth","Failure to Cooperate or Respond","Final Order",4/17/2008,"License Revoked"
338208,"McMahon, Kieran","Unlicensed Activity","Order to Take Affirmative Action",7/18/2016,"Compliant"
168742,"McMaster, Jeremi","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"McMillian, Gary","Misleading Practices","Order",12/22/2005,"Surrendered in Lieu of Disciplinary Action"
,"McMillian, Gary","Exam Failure","C&D, TAA, Pay Admin Penalty",7/5/2004,"Noncompliant"
,"McMullin, Miles","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/29/2010,"Noncompliant"
332100,"McNab, Scott","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
312815,"McNamara, Michael","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/29/2012,"Compliant"
290032,"McNaughton, Tara","Fraud","Order to C&D & Assessing Administrative Penalty",8/31/2009,"Complete"
,"McNeill, Matthew","Failure to Cooperate or Respond","Final Order Revoking Mortgage Broker License",5/27/2009,"Final"
318224,"McNerney, Leticia","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
313432,"McQuiggin-Hutson, Jane","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"McQuillan, Wendell","Exam Failure","Final Order Revoking Mortgage Broker License",2/9/2010,"Noncompliant"
,"McQuillan, Wendell","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/13/2008,"Compliant"
,"McQuillan, Wendell","Exam Failure","C&D, TAA, Pay Admin Penalty",5/27/2009,"Affirmed by Final Order"
,"McQuistion, Shaun","Unlicensed Activity","Order to Cease and Desist",4/28/2008,"Compliant"
309310,"McRae, Rusty","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
309310,"McRae, Rusty","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
921234,"McSpadden, Michael","Unlicensed Activity","Agreed Order to Cease and Desist",8/16/2017,"Compliant"
,"Meara, James","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Complete"
,"Meaux, Claudie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Final - Incomplete"
,"Meazell, John","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/22/2008,"Complete"
,"Mebane, Gail","Exam Failure","C&D, TAA, Pay Admin Penalty",10/29/2007,"Final - Incomplete"
325698,"Medina, Toni","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Medley, Russell","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Final - Incomplete"
,"Medley, Russell","Exam Deficiency","Agreed Order to Surrender License",7/7/2008,"Surrendered in Lieu of Disciplinary Action"
,"Medlock, Kenneth","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
,"Medlock, Kenneth","Fraud","Agreed Order to Surrender License",3/31/2010,"Final"
208142,"Megamerica Mortgage Group Inc.","Unlicensed Activity","Order to Take Affirmative Action",8/12/2016,"Compliant"
,"Meimaridis, Peter","Exam Inadequacy","Agreed Order",4/17/2008,"Complete"
1493172,"Melandie W. Rota","Unauthorized Activity","Order to Cease and Desist",4/29/2019,"Compliant"
,"Mendoza, Alfredo","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",3/17/2005,"Complete"
319280,"Mendoza, Belinda","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",7/15/2010,"Complete"
225619,"Mendoza, Daron","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/21/2014,"Compliant"
,"Mendoza, Pamela","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
,"Menefee, J.L.","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Final - Incomplete"
222329,"Mentzel, James","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/30/2007,"Complete"
208703,"Mercado, Christopher","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",6/19/2012,"Compliant"
215796,"MERCADO, ISABEL","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
215796,"MERCADO, ISABEL","Failure to Cooperate or Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
299713,"Merchant, Jana","Unlicensed Activity","Agreed Order to Cease and Desist",3/8/2013,"Compliant"
209305,"Merlo, Nicholas","Unlicensed Activity","Order to Take Affirmative Action",4/25/2017,"Noncompliant"
315488,"Merrikh, Jimmy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
,"Meyer, Richard","Unlicensed Activity","Agreed Order",11/30/2005,"Compliant"
307154,"MHOON, REGINALD","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Michaels, Scott","Fraud","Final Order",7/17/2007,"License Revoked; Administrative Penalty; Restitution"
,"Michelle, Dearing","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/8/2012,"Order Rescinded"
304786,"Midi Tung Enterprise Inc.","Unlicensed Activity","Order to Take Affirmative Action",8/18/2017,"Compliant"
255968,"Mier, Agustin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
35097,"Migliozzi, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Mikel, Jim","Violation of State and/or Federal Law","Final Order",6/10/2004,"License Revoked"
8361,"MILANA, MARY","Inadequate Disclosures","Order to Take Affirmative Action",9/29/2015,"Compliant"
355420,"MILES, DAVID","Fraud","Agreed Order to Cease and Desist",8/19/2009,"Compliant"
999091,"Miles, Malik","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
4792,"Miller, Arnold","Unlicensed Activity","Agreed Order",8/29/2008,"Compliant"
,"Miller, Bettye","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",8/27/2008,"Noncompliant"
,"Miller, Bettye","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/27/2008,"Noncompliant"
,"Miller, Darryl","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Final - Incomplete"
,"Miller, Darryl","Misleading Practices","Final Order",1/23/2006,"License Revoked"
,"Miller, Darryl","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Final - Incomplete"
,"Miller, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
323294,"Miller, Donald","Unlicensed Activity","Agreed Order",8/26/2008,"Compliant"
268432,"Miller, Gary","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
292841,"Miller, Janet","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Miller, Joe","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
,"Miller, Jonathan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Final - Incomplete"
,"Miller, Kevin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
319317,"Miller, Lawana","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
3682,"Miller, Robert","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
313315,"Miller, Robert","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",6/8/2011,"Compliant"
319088,"Miller, Stacey","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
1840408,"Millikan, Bryan","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
,"Mills, Angela","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/30/2008,"Final - Incomplete"
,"Millsap, Alexandra","Unlicensed Activity","Order to Cease and Desist",6/3/2015,"Compliant"
21083,"Milstein, Daniel","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",9/22/2008,"Compliant"
21083,"Milstein, Daniel","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",11/2/2010,"Compliant"
32636,"Mimms, Carolyn","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
225254,"Min, Hyun","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Affirmed by Final Order"
225254,"Min, Hyun","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Compliant"
,"Minor, Richard","Unlicensed Activity","Agreed Order",6/30/2008,"Compliant"
,"Minton, Jeanina","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/7/2009,"Noncompliant"
1068025,"minton, richard","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/7/2009,"Compliant"
1256415,"Mishler, Zachary","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
198754,"Mistowski, William","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
76357,"MKT Mortgage Katy Texas, LLC","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",10/14/2011,"Compliant"
,"Moarefian, Mehdi","Unlicensed Activity","Order to Cease and Desist",10/20/2014,"Noncompliant"
,"Moarefian, Mehdi","Unlicensed Activity","Order to Cease and Desist",10/20/2014,"Noncompliant"
252347,"Mobley, Todd","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
368101,"Mohammed, Ezekiel","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Mokritsky, Alla","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
229684,"Molina, Beverly","Exam Inadequacy","C&D, TAA",5/27/2003,"Complete"
227533,"Molina, Michelle","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
246810,"Monauni, Erin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Moncrief, Robert","Exam Inadequacy","Amended Order (by Agreement) to TAA",3/22/2010,"Surrendered in Lieu of Disciplinary Action"
1752833,"Money, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Monreal, Samuel","Fraud","Agreed Order to Surrender License",10/21/2009,"Surrendered in Lieu of Disciplinary Action"
356037,"Montalvo, Margely","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
350806,"Montemayor, Griselda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1548887,"Montenegro, Fabian","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
,"Montes, Analia","Unlicensed Activity","Order to Cease and Desist",8/24/2015,"Compliant"
366626,"Montes, Sarah","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/8/2012,"Compliant"
366626,"Montes, Sarah","Unlicensed Activity","Order to Take Affirmative Action",4/9/2014,"Compliant"
316488,"Montross, Darrell","Unlicensed Activity; Exam Failure","Amended Order to Take Affirmative Action",5/1/2012,"Noncompliant"
359012,"Monument Financial Services, Inc.","Failure To Respond","Order Lifting Suspension",6/17/2011,"Suspension Lifted"
315823,"moon, robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
315823,"moon, robert","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",5/8/2009,"Complete"
315823,"moon, robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2010,"Final - Incomplete"
295608,"Moore, Carl","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2007,"Complete"
,"Moore, Dustin","Unlicensed Activity","Order to Cease and Desist",1/23/2006,"Compliant"
280263,"Moore, Jesse","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/25/2013,"Compliant"
,"Moore, Kenneth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
,"Moore, Marylin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
311859,"Moore, Michael","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",2/26/2013,"Compliant"
,"Moore, Mike","Misleading Practices","Order to C&D & Assessing Administrative Penalty",2/3/2010,"Noncompliant"
,"Moore, Wendy","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/14/2008,"Complete"
286399,"Moore, Will","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
271637,"MORA, GUADALUPE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2009,"Complete"
271637,"MORA, GUADALUPE","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
234593,"Morace, Aleida","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
310908,"Morales, Ruth","Licensing Fraud","Agreed Settlement",3/10/2022,"Final"
,"Moran, Jr., George","Exam Failure","C&D, TAA, Pay Admin Penalty",4/14/2006,"Final - Incomplete"
,"Moree, Darryl","Exam Failure","C&D, TAA, Pay Admin Penalty",2/13/2008,"Final - Incomplete"
283850,"Morel, Christopher","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",12/5/2006,"Complete"
,"Morency, Arelis","Unlicensed Activity","Order to Cease and Desist",7/29/2008,"Final"
,"Moreno, Armando","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Final - Incomplete"
,"Moreno, Armando","Exam Deficiency","Order to Suspend & Admin Penalty",1/9/2009,"License Suspended"
,"Moreno, Luis","Fraud","Agreed Order to Surrender License",8/8/2008,"Surrendered in Lieu of Disciplinary Action"
301300,"Morfin, Yolanda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Morgan, Davey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Morgan, Doris","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
124773,"Morgan, Keith","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2005,"Complete"
124773,"Morgan, Keith","Unlicensed Activity","Order to Cease and Desist",5/1/2008,"Noncompliant"
124773,"Morgan, Keith","Unlicensed Activity","Agreed Order",5/19/2008,"Compliant"
335379,"morgan, matthew","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",1/23/2012,"Order Rescinded"
,"Morin, Richard","Unlicensed Activity","Order to Cease and Desist",10/7/2008,"Final"
237912,"Moritz, Troy","Licensing Fraud","Agreed Settlement",1/11/2022,"Final"
1052414,"Morris, Dawn","Unlicensed Activity","Agreed Order to Cease and Desist",8/15/2013,"Compliant"
243442,"Morris, James Denzil","Exam Deficiency","Order to Take Affirmative Action",5/15/2013,"Compliant"
273803,"Morris, John","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Morrison, Ben","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Final - Incomplete"
,"Morrison, Ben","Exam Deficiency","Order to Suspend & Admin Penalty",7/16/2009,"Final - Incomplete"
512551,"Morrison, Liliana","Misleading Practices","Order to Take Affirmative Action",11/17/2017,"Compliant"
1599456,"Mortgage Bankers of America","Inadequate Disclosures","Order to Take Affirmative Action",1/31/2018,"Compliant"
355959,"Mortgage Finance Company, LP","Failure To Respond","Order of Suspension",4/20/2011,"License Suspended"
262588,"Mortgage Options of Texas Limited Company","Inadequate Disclosures","Agreed Order to Take Affirmative Action",8/20/2014,"Compliant"
302950,"Mortgage Outfitters LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",6/24/2014,"Compliant"
2278563,"Mortgage Processing Depot Inc","Unlicensed Activity; Exam Failure","Order to Take Affirmative Action",2/10/2023,"Compliant"
283288,"Mortgage Pro's, Inc.","Exam Inadequacy","Agreed Order to Take Affirmative Action",4/5/2016,"Compliant"
20164,"Mortgage Security,Inc","Failure To Respond","Final Order Revoking License",1/17/2014,"License Revoked"
843782,"Mortgage Select, Inc","Exam Deficiency","Order to Take Affirmative Action",4/7/2015,"Compliant"
1024678,"MORTGAGE TOOLBOX, INC","Failure to Maintain Physical Office","Order to Take Affirmative Action",1/24/2020,"Compliant"
221116,"Morton, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Moser, James","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/9/2013,"Compliant"
,"Moss, Benjamin","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",8/29/2008,"Final - Incomplete"
464150,"Mostaghasi, Claudia","Violation of State and/or Federal Law; Misleading Practices","Order to Cease and Desist",2/13/2019,"Compliant"
,"Mostyn, Joshua","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
29845,"Mountain States Mortgage Centers, Inc.","Fraud; Misleading Practices; Failure to Cooperate or Respond","Order of Suspension",3/2/2011,"Noncompliant"
1574848,"Movsesian,Andrew","Unlicensed Activity","Order to Take Affirmative Action",11/14/2023,"Compliant"
,"Moya, Adolfo","Exam Deficiency","Order to Suspend & Admin Penalty",6/3/2008,"License Suspended"
,"Moya, Adolfo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/29/2008,"Final - Incomplete"
,"Moya, Adolfo","Failure to Cooperate or Respond","TAA, Pay Restitution, Assess Admin Penalty",5/6/2008,"Noncompliant"
,"Moya, Adolfo","Failure to Cooperate or Respond","Final Order",10/9/2008,"Previous Order Affirmed"
,"Moya, James","Inadequate Disclosures","AO to C&D & Ass'g. Adm. Pen.",1/30/2009,"Compliant"
355230,"MTH Lending Group, LP","Failure To Respond","Order of Suspension",4/26/2011,"Compliant"
355230,"MTH Lending Group, LP","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",3/11/2013,"Compliant"
,"Mueller, William","Fraud","Agreed Order to Surrender License",7/8/2009,"Final"
278381,"Mullins, Henry","Unlicensed Activity","Order to Cease and Desist",10/19/2007,"Compliant"
278381,"Mullins, Henry","Fraud","Agreed Order",8/14/2008,"Compliant"
278381,"Mullins, Henry","Unlicensed Activity","Agreed Order to Surrender License",7/29/2009,"Surrendered in Lieu of Disciplinary Action"
310822,"Muniz, Alicia","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Munoz, Christopher","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/23/2012,"Noncompliant"
360239,"Munoz, Debra","Misleading Practices","AO to C&D & Ass'g. Adm. Pen.",10/1/2009,"Compliant"
,"Murillo, Adrian","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/15/2010,"Noncompliant"
307329,"MURILLO, YOLANDA","Unlicensed Activity","Order to Take Affirmative Action",1/20/2016,"Compliant"
307329,"MURILLO, YOLANDA","Unlicensed Activity","Order to Take Affirmative Action",2/24/2016,"Compliant"
245908,"Murphey, Ryan","Licensing Fraud","Notice of Pending Revocation",12/17/2021,"Final"
245908,"Murphey, Ryan","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Murphy, Richard","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",5/15/2007,"Complete"
,"Murphy, Richard","Exam Failure","C&D, TAA, Pay Admin Penalty",6/3/2009,"Final - Incomplete"
,"Murray, Erica","Failure to Cooperate or Respond","C&D, TAA, Pay Admin Penalty",6/21/2004,"Compliant"
,"Murray, Erica","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",1/31/2006,"Complete"
,"Murray, Kamilyn","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",4/7/2008,"License Suspended"
355858,"Muthu, Ulagammai","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
355613,"Mwaniki, Mo Cherry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
1268485,"My Easy Mortgage, LLC","Exam Inadequacy","Order to Take Affirmative Action",9/9/2022,"Compliant"
,"Myer, Scott","Unlicensed Activity","Order to Cease and Desist",9/9/2022,"Final"
1182926,"Myers, Raquel Ann","Consumer Restitution Required","Agreed Order to Take Affirmative Action",2/15/2017,"Compliant"
247529,"Myers, Sylvia","Exam Inadequacy","Amended Order (by Agreement) to TAA",3/18/2010,"Complete"
353632,"Myres, Nancy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1553242,"MyZameen LLC","Exam Deficiency","Order to Take Affirmative Action",10/26/2017,"Compliant"
267600,"nabers mortgage inc.","Exam Deficiency","Order to TAA & Assessing Admin Penalty",3/22/2013,"Compliant"
334945,"Nabhan, Raymond","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
,"Nail, Grant","Exam Failure","Final Order Revoking Mortgage Broker License",7/21/2009,"Final"
583463,"Naprasnikova, Anna","Unlicensed Activity; Fraud","C&D, TAA, Pay Admin Penalty",6/1/2011,"Compliant"
314016,"NAQVI, VAQAR","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
231236,"Narmore, Clint","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Nash, Kelvin","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",1/19/2007,"Complete"
,"Nash, Youlanda","Unlicensed Activity","Order to Cease and Desist",7/16/2007,"Compliant"
232648,"Nation's Bankers Mortgage, Inc","Failure To Respond","Order of Suspension",4/26/2011,"Compliant"
333503,"Nationwide Finance Group, Inc.","Exam Deficiency","Order to Take Affirmative Action",1/8/2014,"Compliant"
1826416,"Nazarzai, Jahid","Licensing Fraud","Notice of Pending Revocation",5/26/2022,"License Surrendered"
307645,"Nees, Garrett","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
4082,"Neighborhood Assistance Corporation of America","Exam Inadequacy","Agreed Order",11/15/2013,"Compliant"
268944,"Nelson, Christopher","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1088213,"Nelson, Marcus","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
255979,"Nelson, Maurice","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
255979,"Nelson, Maurice","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Neuman, Michael","Exam Deficiency","Order to TAA & Assessing Admin Penalty",1/31/2007,"Final - Incomplete"
,"Neuman, Michael","Exam Deficiency","Agreed Order of Suspension",8/28/2007,"Complete"
335253,"NEVAREZ, ROCKEY","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
335253,"NEVAREZ, ROCKEY","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
343305,"Nevarez, Ryan","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/25/2013,"Compliant"
114708,"Nevelle, Charles","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
841930,"New Frontier Financial Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",5/21/2015,"Compliant"
1670185,"New Life Financial LLC","Unlicensed Activity","Order to Take Affirmative Action",3/27/2020,"Compliant"
278873,"NEWBRIDGE INVESTMENTS LLC","Exam Deficiency","Order to Cease and Desist",1/13/2017,"Compliant"
,"Newman, Jadon","Fraud","Order to C&D & Assessing Administrative Penalty",3/12/2010,"Noncompliant"
771936,"NEWPORT INDEPENDENT FUNDING LLC","Exam Deficiency","Order to Take Affirmative Action",12/30/2015,"Compliant"
210233,"Newton, Robert","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1660690,"NEXA Mortgage, LLC","Exam Deficiency","Order to Take Affirmative Action",9/16/2022,"Compliant"
,"Ngo, Son","Exam Failure","C&D, TAA, Pay Admin Penalty",10/23/2009,"Noncompliant"
,"Ngo, Son","Exam Inadequacy","Final Order Revoking License",10/6/2010,"Noncompliant"
288826,"Ngo, Xuan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
288826,"Ngo, Xuan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2009,"Complete"
351202,"NGUYEN, AN","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
316277,"NGUYEN, BICHTRAM","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
236741,"Nguyen, Cindy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
321546,"NGUYEN, DANIELLE","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Nguyen, Darci","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2010,"Complete"
298335,"Nguyen, Duc","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",10/14/2010,"Complete"
311802,"Nguyen, Duong","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
311802,"Nguyen, Duong","Inadequate Disclosures","Order to Take Affirmative Action",2/25/2015,"Compliant"
155015,"NGUYEN, HAO","Exam Inadequacy","Amended Agreed Order",3/5/2010,"Complete"
155015,"NGUYEN, HAO","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",11/15/2011,"Compliant"
,"Nguyen, Hiep","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
,"Nguyen, Hiep","Fraud","Agreed Order",1/18/2007,"Compliant"
301068,"Nguyen, Hoa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Nguyen, John","Exam Failure","C&D, TAA, Pay Admin Penalty",6/3/2009,"Final - Incomplete"
338867,"Nguyen, Karen","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
338867,"Nguyen, Karen","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Nguyen, Khanh","Exam Failure","C&D, TAA, Pay Restitution, Assess Admin Penalty",8/24/2007,"Complete"
,"Nguyen, Lam","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
319783,"Nguyen, Linda","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Nguyen, Lynda","Unlicensed Activity","Order to Cease and Desist",6/26/2008,"Final"
349748,"Nguyen, Mary","Unlicensed Activity","Order to Cease and Desist",2/26/2020,"Compliant"
281042,"Nguyen, Mike","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Affirmed by Final Order"
281042,"Nguyen, Mike","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Noncompliant"
,"Nguyen, Ngoc","Exam Failure","Final Order Revoking License",10/23/2008,"License Revoked"
,"Nguyen, Ngoc","Exam Failure","C&D, TAA, Pay Admin Penalty",7/14/2008,"Final - Incomplete"
,"Nguyen, Phuongvi","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
336815,"NGUYEN, QUANG","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Nguyen, Sean Cung","Fraud","Final Order",7/31/2006,"License Revoked"
,"Nguyen, Sean Cung","Exam Failure","C&D, TAA, Pay Admin Penalty",3/23/2006,"Final - Incomplete"
340822,"Nguyen, Thy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
340822,"Nguyen, Thy","Failure To Respond","Order Lifting Suspension",6/21/2011,"Suspension Lifted"
,"Nguyen, Tram","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",9/28/2007,"Complete"
,"Nguyen, Tuan","Unlicensed Activity","Order to Cease and Desist",7/31/2008,"Final"
,"Nguyen, Van","Unlicensed Activity","Agreed Order to Surrender License",7/10/2008,"Surrendered in Lieu of Disciplinary Action"
,"Nguyen, Vinh","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
329466,"nguyen, xuan","Licensing Fraud","Agreed Settlement",12/31/2021,"Final"
,"Nguyenle, Anstone","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/23/2005,"Complete"
,"Nguyenle, Anstone","Fraud","Order to Cease and Desist",4/30/2007,"Compliant"
,"Nguyenle, Anstone","Exam Failure","C&D, TAA, Pay Admin Penalty",1/28/2009,"Final - Incomplete"
235625,"Nicholas, James","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
235685,"Nicholas, Tanya","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1080402,"Nichols, Debbie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
1080402,"Nichols, Debbie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Final - Incomplete"
1080402,"Nichols, Debbie","Exam Inadequacy","Order to Suspend & Admin Penalty",7/16/2009,"Compliant"
207524,"Nichols, Natalie","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/22/2014,"Compliant"
271694,"Nickerson, Scott","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/15/2008,"Complete"
63855,"Nitkowski, Stacey","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1988954,"Nivison, Clint","Unlicensed Activity","Order to Cease and Desist",2/9/2023,"Final"
,"Nix, Ira","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",10/29/2007,"Complete"
325481,"Nkalari, Ndubuisi","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/9/2012,"Affirmed by Final Order"
325481,"Nkalari, Ndubuisi","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",6/30/2009,"Final - Incomplete"
325481,"Nkalari, Ndubuisi","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",6/23/2010,"Final - Incomplete"
325481,"Nkalari, Ndubuisi","Exam Failure","C&D, TAA, Pay Admin Penalty",10/14/2010,"Affirmed by Final Order"
325481,"Nkalari, Ndubuisi","Exam Failure","Final Order Affirming Previous Order",11/29/2011,"Compliant"
325481,"Nkalari, Ndubuisi","Unlicensed Activity","Final Order",12/17/2013,"Compliant"
251497,"NKEM, NINA","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
886336,"NMSI, Inc.","Unlicensed Activity","Order to Take Affirmative Action",2/23/2022,"Compliant"
67082,"Noet, Erik","Unlicensed Activity","Order to Cease and Desist",10/20/2017,"Compliant"
225678,"Noorani, Asif","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/5/2009,"Compliant"
,"Noorani, Kareem","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/5/2009,"Compliant"
838980,"Noormohamed, Junaid","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/25/2013,"Order Vacated By Commissioner"
838980,"Noormohamed, Junaid","Unlicensed Activity","Final Order",12/6/2013,"Final"
,"Norris, Anthony","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Final - Incomplete"
,"Norris, Anthony","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Final - Incomplete"
,"Norris, Stacey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Final - Incomplete"
,"Norris, Stacey","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Final - Incomplete"
180736,"NORTH AMERICAN FINANCIAL CORP","Unlicensed Activity","Order to Cease and Desist",11/13/2017,"Compliant"
648703,"North, David","Unlicensed Activity","Order to Cease and Desist",3/9/2017,"Noncompliant"
314257,"Novelli, Jordan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Nowlin, Joseph","Exam Failure","C&D, TAA, Pay Admin Penalty",4/14/2006,"Final - Incomplete"
835196,"NuHome Group, LLC","Unlicensed Activity; Exam Failure","AO to TAA, & Ass'ng Adm. Pen.",5/10/2013,"Compliant"
835196,"NuHome Group, LLC","Unlicensed Activity","Order to Take Affirmative Action",2/13/2018,"Compliant"
230785,"Nulf, Linda","Inadequate Disclosures","Order to Take Affirmative Action",10/5/2017,"Order Rescinded"
301241,"Nunez, Guillermo","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Nwachukwu, Patricia","Unlicensed Activity","Order to Cease and Desist",6/18/2008,"Final"
,"Nwanju, Mike","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/5/2009,"Noncompliant"
,"Nwulu, Nonso","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/28/2008,"Complete"
,"Nwulu, Nonso","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2009,"Final - Incomplete"
1250667,"Obaseki, Kingsley","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
1425046,"Obsidian Financial Services, Inc.","Exam Deficiency","Order to Take Affirmative Action",1/5/2018,"Compliant"
1425046,"Obsidian Financial Services, Inc.","Failure to Cooperate or Respond","Order to Cease and Desist",4/26/2018,"Compliant"
1425046,"Obsidian Financial Services, Inc.","Exam Deficiency","Agreed Order to Cease and Desist",12/27/2019,"Compliant"
1425046,"Obsidian Financial Services, Inc.","Exam Deficiency","Order to Take Affirmative Action",9/16/2022,"Compliant"
220783,"Ocampo, Juan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
220783,"Ocampo, Juan","Misleading Practices","Agreed Order to Surrender License",12/22/2008,"Surrendered in Lieu of Disciplinary Action"
283511,"Ocello, Linda","Exam Failure","C&D, TAA, Pay Admin Penalty",5/19/2008,"Final - Incomplete"
,"Ochiam, Godwin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
844491,"Ochoa, Tiana Denise","Unlicensed Activity","Order to Take Affirmative Action",8/8/2018,"Compliant"
1852,"Ocwen Loan Servicing, LLC","Misleading Practices","Order to Cease and Desist",2/18/2015,"Compliant"
1852,"Ocwen Loan Servicing, LLC","Violation of State and/or Federal Law","Consent Order",10/17/2017,"Complete"
318143,"O'Daniel, Woody","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
316979,"Ododo, Friday","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
344372,"Odom, Jay Lang","Exam Deficiency","Order to Take Affirmative Action",1/30/2014,"Compliant"
355534,"Ogundana, Sylvester","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/18/2005,"Complete"
331666,"ojo, raphael","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",3/18/2005,"Complete"
,"Ojongtambia, Regine","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/21/2008,"Affirmed by Final Order"
,"Ojongtambia, Regine","Exam Inadequacy","Final Order",11/18/2008,"License Revoked; Previous Order Affirmed"
,"Oke, Steve","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
1017332,"O'Keven, LLC","Exam Deficiency","Order to Take Affirmative Action",1/12/2018,"Compliant"
,"Okolie, Wilfred","Exam Inadequacy","Amended Order to Take Affirmative Action",3/12/2008,"Complete"
881949,"OKORAFOR, NNANNA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
,"Okoye, Benson","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
348186,"OKUMU, NYAGUDI","Failure to Cooperate or Respond","Order of Suspension",6/9/2011,"Compliant"
348186,"OKUMU, NYAGUDI","Failure To Respond","Order Lifting Suspension",1/5/2012,"Suspension Lifted"
350952,"OKUSANYA, OLADIMEJI","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Okwusogu, Isaac","Exam Inadequacy","Amended Order to Take Affirmative Action",4/22/2008,"Complete"
318221,"Ola, Philip","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
357755,"Olagbegi, Idowu","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/15/2008,"Complete"
357755,"Olagbegi, Idowu","Fraud; Misleading Practices","Final Order",3/6/2012,"Compliant"
208184,"OLDS, JUDY","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/20/2012,"Compliant"
353884,"Oliva, Elliott","Misleading Practices; Negligent Supervision/Failure to Supervise; Unlicensed Activity","Agreed Order to Cease and Desist",12/12/2011,"Noncompliant"
265400,"Olivares, Sylvia","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Oliver, Manuel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
,"Olivier, Henri","Unlicensed Activity","Order to Cease and Desist",9/5/2023,"Final"
4869,"Omni-Fund, Inc.","Exam Deficiency","Order to Take Affirmative Action",9/25/2018,"Compliant"
,"Omogbehin, Eric","Exam Inadequacy","Amended Order to Take Affirmative Action",4/22/2008,"Complete"
,"Omwirhiren, Cyril-Westcott","Negligent Supervision/Failure to Supervise","Agreed Order to Surrender License",4/2/2007,"Compliant"
302707,"ONAIWU, MONDAY","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
350526,"ONAIWU, MONDAY EKUASE","Exam Deficiency","Agreed Order to Cease and Desist",10/7/2016,"Compliant"
206443,"One Source Holding, LLC","Failure To Respond","Order of Suspension",6/1/2011,"Compliant"
,"Onwuchekwa, Bennett","Failure to Provide Bond","Final Order",1/20/2010,"Final - Incomplete"
,"Onwuchekwa, Bennett","Failure to Cooperate or Respond","Final Order",1/20/2010,"Noncompliant"
,"Onwuchekwa, Bennett","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
,"Onwuchekwa, Bennett","Failure to Cooperate or Respond","Order to TAA & Assessing Admin Penalty",6/16/2008,"Affirmed by Final Order"
343025,"ONWUDEBE, JOHN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
343025,"ONWUDEBE, JOHN","Failure To Respond","Order of Suspension",4/20/2011,"License Suspended"
,"Onyekwelu, Afam","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
,"Onyekwelu, Afam","Exam Failure","Agreed Order to Surrender License",11/13/2008,"Surrendered in Lieu of Disciplinary Action"
,"Onyekwelu, Chukwudum","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
307384,"OOLUT, JAMES","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
307384,"OOLUT, JAMES","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
307384,"OOLUT, JAMES","Misleading Practices","Agreed Order to Take Affirmative Action",12/13/2013,"Compliant"
307384,"OOLUT, JAMES","Violation of State and/or Federal Law","Agreed Order",9/17/2019,"Final"
1102896,"Oommen, Stanley","Misleading Practices; Unlicensed Activity","Amended Order to Cease and Desist",11/14/2013,"Compliant"
,"Opembe, Benjamin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
,"Opembe, Benjamin","Exam Failure","C&D, TAA, Pay Admin Penalty",11/24/2008,"Final - Incomplete"
,"Opembe, Benjamin","Exam Failure","Agreed Order to Surrender License",3/12/2009,"Surrendered in Lieu of Disciplinary Action"
245556,"Open Door Mortgage, LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/20/2014,"Compliant"
1574366,"Opendoor Home Loans LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/23/2022,"Compliant"
278833,"opusunju, gabriel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2010,"Complete"
278833,"opusunju, gabriel","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1140612,"Oribhabor, Matthew","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
375664,"Original Builders Mortgage Inc","Exam Failure","Agreed Order to Surrender License",9/17/2015,"License Surrendered"
290302,"ORLANDO, VINCENT","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
296280,"Ornelas, Sandra","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
2332917,"Ortega, Braulia","NMLS NSF","Order of Suspension",6/17/2024,"Suspension Lifted"
2332917,"Ortega, Braulia","NMLS NSF","Order Lifting Suspension",6/24/2024,"Compliant"
833420,"Ortega, Emmanuel","Misleading Practices","Agreed Order to Cease and Desist",8/2/2022,"Final"
317365,"Ortiz, Carlos","Failure To Cooperate Or Respond; Misleading Practices","AO to C&D & Ass'g. Adm. Pen.",3/30/2009,"Compliant"
297527,"Ortiz, Judy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
2367843,"Ortiz, Michelle","NSF Check","Order of Suspension",6/30/2023,"Order Rescinded"
,"Ortiz, Patricia","Fraud","C&D, TAA, Pay Admin Penalty",5/15/2007,"Compliant"
359754,"Ortiz, Salvador","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2006,"Complete"
,"Ou, Jerry","Unlicensed Activity","Order to Cease and Desist",1/9/2024,"Final"
,"Ovalle, Gabriel","Unlicensed Activity","Order to Cease and Desist",8/16/2004,"Final"
912890,"Owen, Amy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/29/2013,"Compliant"
318183,"Owen, Michael","Failure To Respond","Order to Suspend & Admin Penalty",4/7/2009,"Complete"
243219,"Owen, Tiffany","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
262110,"Owen, Timothy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/29/2013,"Compliant"
342384,"owens, charles","Exam Failure","Order of Suspension of Mortgage Broker License",4/1/2010,"Suspension Lifted"
342384,"owens, charles","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",8/5/2010,"Final"
298670,"Owens, Ruthie","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
298670,"Owens, Ruthie","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Owolabi, Adesegun","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Oyubu, Vincent","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
1284822,"Pacific Financial Group Inc.","Unlicensed Activity","Order to Cease and Desist",10/23/2020,"Compliant"
324101,"Pack, Cory","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
324101,"Pack, Cory","Failure To Respond","Order Lifting Suspension",3/12/2012,"Suspension Lifted"
313921,"Paige, Mieko","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
312848,"PAK, SARA","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Palacios, Federico","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",10/6/2008,"Complete"
308462,"PALACIOS, ROBERTO","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Palalon, Flavio","Unlicensed Activity","Order to Cease and Desist",10/29/2014,"Compliant"
348872,"Palmer, Joshua","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1525792,"Palmer, Lawrence","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/6/2007,"Complete"
317465,"Palmeros, Judy","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
317465,"Palmeros, Judy","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
827170,"PanAm Mortgage Funding, LLC","NSF Check","NSF Letter",1/22/2015,"Compliant"
283353,"PAPE MORTGAGE LLC.","Exam Inadequacy","Order to Take Affirmative Action",4/2/2019,"Compliant"
,"Parada, Maria","Unlicensed Activity","Order to Cease and Desist",3/8/2024,"Final"
,"Paredes, Judy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
543329,"Parish, Susan","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",8/8/2013,"Compliant"
270084,"Park, Han","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Park, John","Unlicensed Activity","Order to Cease and Desist",2/23/2022,"Compliant"
218038,"Park, Lori","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
318735,"PARK, SUN","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
244599,"Parker, Derrick","Failure To Respond","Order Lifting Suspension",11/30/2011,"Suspension Lifted"
,"Parker, William","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/31/2009,"Complete"
,"Parks, Doris","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/22/2006,"Noncompliant"
,"Parks, Doris","Unlicensed Activity","Order to Suspend & Admin Penalty",11/21/2006,"License Suspended"
1052127,"Parks, Ricky","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/20/2004,"Complete"
1052127,"Parks, Ricky","Fraud","Order to C&D & Assessing Administrative Penalty",7/8/2009,"Replaced by Agreed Order"
1052127,"Parks, Ricky","Fraud","Agreed Order to Surrender License",9/1/2009,"Final"
,"Parra, Ruth","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/13/2011,"Noncompliant"
,"Parras, Luis","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Noncompliant"
330150,"Pate, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
369615,"patel, arvind","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
8758,"PATEL, HASMUKH","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2010,"Complete"
313592,"PATEL, KALAVATI","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
314164,"Patel, Ronnie","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
1314728,"Patel, Sapna","Inadequate Disclosures","Order to Take Affirmative Action",4/13/2016,"Compliant"
223127,"Patterson, James","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",7/12/2012,"Compliant"
317273,"Pattison, Melissa","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
308697,"Patton, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Paul, Augustine","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Final - Incomplete"
,"Paver, Raymond","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",5/19/2009,"Compliant"
338727,"Pavia, Anthony","Exam Inadequacy","Amended Order to Take Affirmative Action",12/12/2007,"Complete"
359757,"Payne, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/30/2008,"Complete"
359757,"Payne, David","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
54853,"Payne, Jonathan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
263835,"Payne, Robert","Exam Failure","Agreed Order to Surrender License",6/2/2016,"License Surrendered"
303013,"Payne, Robert A","Exam Failure","Agreed Order to Surrender License",6/2/2016,"License Surrendered"
308153,"PEART, DONALD","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Pedroza, Paul","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/19/2013,"Noncompliant"
779577,"Peek, Casey","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Pejoves, Juan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Pellon, Ed","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
,"Pellon, Ed","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/27/2010,"Complete"
,"Pena, Rachel","Unlicensed Activity","Final Order",11/20/2014,"Previous Order Affirmed"
,"Penaranda, Antonio","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Order Vacated By Commissioner"
286572,"Penders, Christopher","Exam Inadequacy","Amended Order (by Agreement) to TAA, Pay Restitution and Assessing Administrative Penalty",3/27/2009,"Complete"
1420048,"Pennington, Hannah","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
307317,"pequeno, ramiro","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
327073,"Pereira, Norma","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
327073,"Pereira, Norma","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2009,"Complete"
1735120,"Perez Elite Holding LLC","Unlicensed Activity","Agreed Order to Cease and Desist",1/7/2019,"Compliant"
,"Perez, Francisco","Unlicensed Activity","Order to Cease and Desist",5/7/2019,"Compliant"
318930,"Perez, Ignacio","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
1132236,"Perez, Iliana","Inadequate Disclosures","Order to Take Affirmative Action",5/8/2018,"Compliant"
,"Perez, Joel","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",11/13/2009,"Noncompliant"
,"Perez, Juan","Exam Failure","C&D, TAA, Pay Admin Penalty",7/15/2008,"Affirmed by Final Order"
,"Perez, Juan","Exam Failure","Final Order Revoking Mortgage Broker License",11/25/2008,"License Revoked; Previous Order Affirmed"
295634,"Perez, Mireya","Fraud","AO to C&D & Ass'g. Adm. Pen.",3/2/2010,"Compliant"
,"Perez, Paul","Failure To Respond","Order to Suspend & Admin Penalty",5/7/2009,"License Suspended"
,"Perez, Rita","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
324884,"Perez, Sophia","Fraud","Order of Revocation",4/29/2025,"Final"
,"Perez, Veronica","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
254864,"Perez-Lynch, Griselda","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
,"Perkins, Anthony","Unlicensed Activity","Agreed Order",7/20/2009,"Final - Incomplete"
360944,"perlmutter, william","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
360944,"perlmutter, william","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Perry, Frederick","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/6/2012,"Affirmed by Final Order"
,"Perry, Frederick","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Noncompliant"
,"Peters, Dallas","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/25/2010,"Noncompliant"
351651,"Peterson, Bart","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Petkovich, Libero","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/26/2008,"Final - Incomplete"
,"Petkovich, Libero","Exam Inadequacy","Final Order",8/7/2008,"License Revoked"
306707,"Pettit, Craig","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/3/2011,"Compliant"
,"Pettit, Marilyn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/29/2005,"Complete"
1779940,"Petty, Glenn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
,"Pfister, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
323395,"PHAM, LUONG","Inadequate Disclosures","Agreed Order to Take Affirmative Action",8/15/2014,"Compliant"
851841,"Phan, Danh","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
659158,"Phares, Christopher","Unlicensed Activity","Order to Cease and Desist",3/4/2021,"Noncompliant"
1128791,"Philipps, Michael","Inadequate Disclosures","Order to Take Affirmative Action",7/28/2017,"Compliant"
864894,"Phillips, Brandon","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",8/7/2012,"Compliant"
,"Phillips, Eric","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",12/3/2007,"Complete"
317303,"Phillips, Kenneth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2009,"Complete"
338197,"Phung, Jenny","Unlicensed Activity","Order to Take Affirmative Action",6/9/2017,"Compliant"
351410,"Piazza, Sheila","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
351410,"Piazza, Sheila","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
,"Pichardo, Abelardo","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/11/2011,"Noncompliant"
,"Pierce, Brandon","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",10/5/2005,"Complete"
,"Pierce, Brandon","Fraud","Final Order",8/6/2008,"License Revoked; Administrative Penalty"
,"Pike, Chelsey","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",12/1/2011,"Final - Incomplete"
332094,"Pike, Gary","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Pilarte, Domingo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Final - Incomplete"
357622,"Pilgrim, Celeste","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
361093,"pinales, anna","NMLS NSF","Order of Suspension",12/10/2010,"License Suspended"
361093,"pinales, anna","NMLS NSF","NSF Letter",12/10/2010,"License Suspended"
350439,"Pinnacle Realty Advisors, Inc.","Exam Deficiency","AO to TAA, & Ass'ng Adm. Pen.",6/11/2013,"Compliant"
,"Pino, Kristen","Unlicensed Activity","Order to Cease and Desist",9/28/2023,"Final"
,"Pitre, William","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",10/30/2006,"Final - Incomplete"
363661,"Pitts, Donald","Failure To Respond","Order of Suspension",2/1/2011,"Suspension Lifted"
109995,"Pivot Financial Partners, Inc.","Violation of State and/or Federal Law","Proposed Suspension of License",7/10/2015,"Compliant"
109995,"Pivot Financial Partners, Inc.","Unlicensed Activity","Order to Take Affirmative Action",8/1/2016,"Compliant"
270061,"Pi-Young, Chien-Ming","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Placide, Shawna","Failure to Cooperate or Respond","Final Order",7/10/2008,"License Revoked"
272643,"Pleitez, Marlon","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Plesa-Pfeffer, Marlena","Exam Failure","Amended Order (agreed) to C&D & TAA",6/15/2007,"Complete"
362538,"Podzemny, Michael","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Polasek, Natalie","Exam Inadequacy","Order to Cease and Desist",4/26/2023,"Noncompliant"
276307,"Polasek, Shana","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Polcyn, Thomas","Criminal Conviction or Indictment; Fraud","Order to Cease and Desist and Revocation of a License",3/16/2001,"License Revoked"
994362,"Pollard, Michael","Unlicensed Activity","Order to Take Affirmative Action",5/13/2016,"Compliant"
41654,"Pompura, Gregory","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",11/2/2010,"Compliant"
,"Ponti, Costante","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/10/2010,"Replaced by Agreed Order"
,"Ponti, Costante","Exam Inadequacy","Agreed Order to Pay Administrative Penalty",5/4/2010,"Compliant"
221341,"Pool, Cathy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Final - Incomplete"
261700,"Poole, Maria","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",2/6/2013,"Compliant"
,"Poole, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
1775433,"Poon, Sui","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/5/2013,"Compliant"
,"Porter, Billie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Porter, Ivan","Unlicensed Activity","Order to Cease and Desist",7/16/2008,"Compliant"
,"Portillo, Edward","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Pospisil-Ford, Bobbie","Exam Failure","C&D, TAA, Pay Admin Penalty",6/8/2009,"Final - Incomplete"
,"Pospisil-Ford, Bobbie","Exam Failure","Final Order Revoking Mortgage Broker License",4/16/2010,"Final"
318629,"Postel, Philip","Exam Failure","Order to C&D, Pay Rest, & Assessing Adm Pnlty",3/15/2007,"Final - Incomplete"
1092089,"Poston, Donald","Unlicensed Activity","Agreed Order to Take Affirmative Action",4/22/2014,"Compliant"
347555,"POTCINSKE, JON","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/23/2004,"Complete"
318154,"Poteat, Rodney","Misleading Practices; Unlicensed Activity","Agreed Order",10/27/2008,"Compliant"
318154,"Poteat, Rodney","Misleading Practices; Negligent Supervision/Failure to Supervise; Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",12/12/2011,"Compliant"
,"Potts, Billy","Unlicensed Activity","Order to Cease and Desist",7/3/2008,"Final"
847925,"Potts, Ju","Unlicensed Activity","Order to Take Affirmative Action",5/18/2021,"Compliant"
,"Powell, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
,"Power, Barry","Unlicensed Activity","Order to Cease and Desist",11/13/2014,"Noncompliant"
,"Power, Barry","Unlicensed Activity","Order to Cease and Desist",2/25/2015,"Noncompliant"
,"Power, Barry","Unlicensed Activity","Order to Cease and Desist",2/25/2015,"Noncompliant"
,"Power, Timothy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/4/2009,"Affirmed by Final Order"
,"Power, Timothy","Unlicensed Activity","Final Order Affirming Previous Order",10/1/2009,"Final - Incomplete"
237597,"PRADIA, NINA","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
286821,"Prasla, Nash","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
286821,"Prasla, Nash","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/26/2012,"Compliant"
230098,"Preferred Home Lending LLC","Unlicensed Activity","Order to Take Affirmative Action",7/18/2016,"Compliant"
,"Premirelli, Amy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
280440,"Prendergast, Mark","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
265116,"Prestige Funding Solutions, LLC","Exam Deficiency","Order to Take Affirmative Action",7/3/2013,"Compliant"
,"Pribyl, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
,"Price, Jonathan","Unlicensed Activity","Agreed Settlement",2/13/2020,"Noncompliant"
212738,"Price, Judith","Failure to Provide Bond","Order to TAA; Provide Surety Bond",3/9/2009,"Noncompliant"
269124,"Price, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
269124,"Price, Michael","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Price, Rene","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/8/2011,"Noncompliant"
331515,"Price, Roderick","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
315840,"Prigmore, Julie","Exam Inadequacy","AO to C&D & Ass'g. Adm. Pen.",7/13/2010,"Complete"
347797,"Prime Loan Services, LLC","Misleading Practices","Order to Cease and Desist",8/10/2020,"Final"
887012,"PrimeSource Reverse Mortgage, Inc.","Exam Inadequacy","Agreed Order to Take Affirmative Action",9/29/2014,"Compliant"
,"Prince, Earl","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Compliant"
1499272,"Pringle Jaime R","Exam Deficiency","Order to Take Affirmative Action",10/14/2020,"Compliant"
2558,"Priority Financial Services, LLC","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",12/6/2010,"Compliant"
83340,"Priority One Mortgage Corporation","Failure To Respond","Order of Suspension",4/26/2011,"Compliant"
83340,"Priority One Mortgage Corporation","Failure To Respond","Order Lifting Suspension",6/22/2011,"Suspension Lifted"
83340,"Priority One Mortgage Corporation","Exam Deficiency","Order to Take Affirmative Action",7/17/2013,"Compliant"
83340,"Priority One Mortgage Corporation","Inadequate Disclosures","Order to Take Affirmative Action",5/20/2015,"Compliant"
1961179,"Priority Processing, LLC","Exam Deficiency","Order to Cease and Desist",12/20/2023,"Compliant"
197742,"Pritchett, Morgan","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",2/15/2012,"Compliant"
,"Probst, Jonathon","Violation of State and/or Federal Law; Misleading Practices","Order to Cease and Desist",9/5/2008,"Final"
237857,"Prodigy Inc","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2013,"Compliant"
237857,"Prodigy Inc","Unlicensed Activity","Order to Take Affirmative Action",12/30/2015,"Compliant"
72059,"Professional Mortgage, Inc.","Failure to Maintain Physical Office","Order to Take Affirmative Action",9/23/2019,"Compliant"
347776,"Prominent Holdings, LP","Exam Inadequacy","Agreed Order to Take Affirmative Action",5/25/2016,"Compliant"
365482,"Prospect Financial Group Inc.","Unlicensed Activity","Order to Take Affirmative Action",1/4/2018,"Compliant"
517204,"PROSPERITY MORTGAGE, LLC","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/5/2013,"Compliant"
132498,"Providential Bancorp, Ltd.","Exam Inadequacy","Order to Take Affirmative Action",4/9/2014,"Noncompliant"
326425,"pruski, cheryl","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
111937,"Psencik, Brian","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",12/1/2011,"Compliant"
111937,"Psencik, Brian","Unlicensed Activity","Order to Take Affirmative Action",3/3/2016,"Compliant"
235270,"Puente, Regina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
235270,"Puente, Regina","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
298632,"Pulliam, Russell","Unlicensed Activity","Order to Take Affirmative Action",2/26/2014,"Compliant"
1718537,"Purelend Mortgage LLC","Unlicensed Activity","Order to Take Affirmative Action",5/8/2025,"Compliant"
69875,"Purkins, Richard","Misleading Practices","Order to Cease and Desist",1/13/2017,"Compliant"
273299,"Purpose Funding Inc.","Unlicensed Activity","Order to Take Affirmative Action",10/11/2019,"Compliant"
,"Qamar, Safdar","Exam Failure","C&D, TAA, Pay Admin Penalty",4/30/2010,"Final - Incomplete"
,"Quach, Yen-Thanh","Exam Failure","C&D, TAA, Pay Admin Penalty",4/14/2006,"Final - Incomplete"
1790467,"Quaker Capital Partners, LLC","Engaging in Conduct Which Constitutes Improper and Deceptive/Dishonest Dealings","Order to Cease and Desist",12/6/2019,"Compliant"
178463,"QUALITY FLORIDA GROUP, CORP","Failure To Respond","Order of Suspension",4/19/2011,"License Suspended"
1524652,"Quartz Mortgage Processing LLC","Unlicensed Activity","Agreed Order",12/3/2018,"Compliant"
357278,"Quinn, Nicole","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
315448,"QUINN, TYWANDA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
316727,"Quintanilla, Leticia","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/13/2012,"Compliant"
,"Quintanilla, Maria","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Noncompliant"
178413,"QUINTERO, NORMAN","Fraud; Misleading Practices","Agreed Order to Pay Restitution",11/16/2011,"Final"
860209,"Quintero, Rubin","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Quiroz, Raymond","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",9/6/2012,"Compliant"
392485,"R&D LENDING, LLC","Exam Inadequacy","Order to Take Affirmative Action",6/16/2016,"Compliant"
1835028,"R&R Realty Homes Incorporated","Unlicensed Activity","Order to Cease and Desist",10/23/2020,"Compliant"
,"Rabel, Michael","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",10/9/2012,"Final - Incomplete"
305294,"Radack, Jeremy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
1628874,"Rafferty, Randolph","Unlicensed Activity","Order to Cease and Desist",8/10/2018,"Compliant"
351183,"Rahman, SM","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
351183,"Rahman, SM","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
351183,"Rahman, SM","Engaging in Conduct Which Constitutes Improper and Deceptive/Dishonest Dealings","Order Directing Payment from Recovery Fund",9/25/2024,"Compliant"
895289,"Rahman, SM Faizur","Engaging in Conduct Which Constitutes Improper and Deceptive/Dishonest Dealings","Order Directing Payment from Recovery Fund",9/25/2024,"Compliant"
40481,"Rakeman, Michael","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
296907,"Ramachandran, Hem","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
300186,"Ramey, Wiliam","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Ramey, Yashare","Exam Failure","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",11/12/2007,"Final - Incomplete"
,"Ramey, Yashare","Unlicensed Activity","Order to Cease and Desist",5/22/2006,"Compliant"
,"Ramirez, Adrian","Exam Failure","C&D, TAA, Pay Admin Penalty",3/11/2008,"Final - Incomplete"
,"Ramirez, Adrian","Exam Failure","Final Order Revoking License",10/22/2008,"License Revoked"
,"Ramirez, Andrea","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/19/2010,"Noncompliant"
946291,"RAMIREZ, DINA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Ramirez, Gilbert","Exam Inadequacy","Agreed Order",9/15/2005,"Complete"
282291,"ramirez, lillian","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Ramirez, Zuleyma","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",9/6/2012,"Compliant"
310412,"ramos, domingo","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
366484,"RAMOS, SERGIO","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",10/14/2011,"Compliant"
268966,"Ramsey, William","Unlicensed Activity","Order to Take Affirmative Action",1/5/2018,"Compliant"
,"Randle, Dionne","Unlicensed Activity","AO to C&D, TAA & Ass'ng Adm. Pen.",12/17/2008,"Final - Incomplete"
,"Randle, Dionne","Unlicensed Activity","Agreed Order to Surrender License",6/30/2009,"Final"
,"Randle, Dionne",,"Order of Suspension",2/25/2010,"Noncompliant"
219845,"Randolph, David","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Randolph, Dexter","Exam Deficiency","Order to Suspend & Admin Penalty",5/15/2007,"Complete"
,"Randolph, Dexter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Final - Incomplete"
282034,"Randolph, Tamela","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Rangel, Cristina","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",6/5/2013,"Compliant"
,"Rangel, Luis","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",9/6/2012,"Compliant"
872964,"Rapid Eloans, LLC","Exam Deficiency","Order to Take Affirmative Action",5/5/2016,"Compliant"
216385,"Rashell, Madge","Failure to Provide Bond","Order of Suspension",6/16/2008,"Noncompliant"
234686,"Rasor, John","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",1/23/2009,"Complete"
28820,"Raun, Owen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
298483,"Ray, Shawn","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",7/31/2012,"Compliant"
308601,"Rayborn, John","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1222892,"Reading, Erin","Misleading Practices","Agreed Order to Cease and Desist",6/26/2017,"Compliant"
257550,"Ready Mortgage Corp.","Exam Deficiency","Order to TAA & Assessing Admin Penalty",5/1/2013,"Compliant"
,"Reagan, Jared","Exam Failure","C&D, TAA, Pay Admin Penalty",8/8/2007,"Final - Incomplete"
,"Reagan, Jared","Exam Failure","Final Order",4/7/2008,"License Revoked"
51034,"Real Mortgage Partners, Inc","Failure To Respond","Order of Suspension",4/26/2011,"License Suspended"
244649,"Realzola, Octavio","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
288780,"Red Rock Home Loans, Inc.","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
209871,"Redd, Lori","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
295939,"Reddington, Connie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
262478,"Redmon, Paula","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",7/9/2012,"Compliant"
,"Reed, Derrick","Fraud","Order to Cease and Desist",1/31/2007,"Noncompliant"
311150,"REED, JASON","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Reed, Joeknox","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/28/2010,"Final - Incomplete"
2250663,"Reed, Romana","Fraud","Agreed Order to Surrender License",8/26/2008,"Surrendered in Lieu of Disciplinary Action"
1552952,"Reekwald, Russell","Unlicensed Activity","Agreed Order to Cease and Desist",1/15/2019,"Noncompliant"
,"Rees, Andrew","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Final - Incomplete"
,"Reeves, Charles","Unlicensed Activity","Agreed Order",1/31/2006,"Noncompliant"
,"Reeves, Charles","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Final - Incomplete"
341004,"Reeves, Clarice","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Reeves, Clifford","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
,"Reeves, Clifford","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
,"Regallo, Larry","Failure To Respond","Order to Suspend & Admin Penalty",4/7/2009,"Complete"
382721,"Reid, Jana","Recovery Fund Payout","Order Directing Payment from Recovery Fund",6/20/2023,"Final"
250089,"Reid, Mary","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
283696,"Reis, Terry","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",1/26/2007,"Complete"
272858,"REJAS, ANDRES","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",5/13/2009,"Compliant"
137288,"Reliance Financial Group, Inc.","Unlicensed Activity","Order to Take Affirmative Action",4/23/2025,"Compliant"
1075152,"Reliant Mortgage LLC","Exam Deficiency","Agreed Order",9/30/2019,"Compliant"
278041,"Remington Mortgage, Ltd","Exam Failure","Order to TAA & Assessing Admin Penalty",1/10/2013,"Compliant"
258097,"Renaissance Lending Group, Inc",,"Order to Take Affirmative Action",8/26/2014,"Compliant"
2314,"Resolution Capital, L.P.","Inadequate Disclosures","Order to Cease and Desist",10/27/2016,"Compliant"
,"Restrepo, Louis","Criminal Conviction or Indictment","Final Order",3/13/2009,"License Revoked"
195766,"Reverse Mortgage Direct LLC","Exam Deficiency","Order to Take Affirmative Action",12/5/2014,"Compliant"
1436354,"Reverse Mortgage Lending, Inc.","Exam Deficiency","Order to Take Affirmative Action",4/29/2022,"Compliant"
,"Reyes, Cindy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Complete"
311225,"Reyes, David","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/15/2014,"Compliant"
1018172,"REYES, IVETTE","Unlicensed Activity","Agreed Order to Cease and Desist",5/31/2013,"Compliant"
,"Reyes, Robert","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/19/2013,"Noncompliant"
,"Reyes, Robert","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",9/17/2013,"Noncompliant"
,"Reyes, Robert","Unlicensed Activity","Order to Cease and Desist",2/9/2015,"Noncompliant"
298689,"Reyna, Rachel","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
298689,"Reyna, Rachel","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
109836,"Rhea, Clifton","Unlicensed Activity","Agreed Order",9/10/2019,"Noncompliant"
304508,"rhyne, christie",,"Order to TAA; Provide Surety Bond",4/17/2008,"Noncompliant"
318594,"Rice, Jana","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/29/2009,"Complete"
,"Rice, Raymond","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",11/19/2010,"Surrendered in Lieu of Disciplinary Action"
,"Rice, Scott","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
,"Rice, Scott","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",7/26/2012,"Noncompliant"
,"Rich, Fred","Unlicensed Activity","Agreed Order to Cease and Desist",9/4/2015,"Compliant"
1285715,"Richard Ryan Dias","Exam Deficiency","Order to Take Affirmative Action",4/25/2017,"Compliant"
1285715,"Richard Ryan Dias","Failure to Maintain Physical Office","Order to Take Affirmative Action",4/12/2019,"Compliant"
759822,"Richard, Vincent","Unlicensed Activity","Order to Take Affirmative Action",2/3/2023,"Compliant"
351152,"richards, luther","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Richardson, Brenda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
,"Richardson, Brenda","Exam Deficiency","Order to Suspend & Admin Penalty",12/20/2007,"Compliant"
,"Richardson, John","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/1/2008,"Final - Incomplete"
,"Richardson, Rick","Unlicensed Activity","Order to Cease and Desist",8/16/2006,"Compliant"
,"Richardson, Ross","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Richardson, Ross","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
243193,"Ricks, James","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",11/15/2011,"Compliant"
207701,"Riddle, Mavet","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
316838,"Rider, Ruby","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
1656960,"RIGHT NOW MORTGAGE LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",11/19/2018,"Compliant"
254066,"riley, daxton","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/13/2012,"Compliant"
,"Riley, Jeffrey","Exam Inadequacy","Agreed Order",10/3/2005,"Complete"
,"Riley, Ronald","Exam Failure","C&D, TAA, Pay Restitution, Assess Admin Penalty",9/12/2006,"Complete"
,"Riley, Ronald","Exam Failure","Agreed Order",2/5/2007,"Surrendered in Lieu of Disciplinary Action"
312809,"Rincones, Javier","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
298793,"Ringer, Aaron","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/26/2012,"Noncompliant"
167149,"Rinn, Raymond","Unlicensed Activity","Order to Cease and Desist",8/26/2021,"Noncompliant"
217612,"Riopelle, Debbie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Rios, Ricardo","Unlicensed Activity","Order to Cease and Desist",10/9/2018,"Compliant"
,"Rios, Ricardo","Unlicensed Activity","Order to Cease and Desist",2/23/2022,"Final"
319003,"Risenhoover, Robert","Misleading Practices","Order to C&D & Assessing Administrative Penalty",9/21/2010,"Compliant"
,"Risner, Benny","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
315665,"Ritchards, Stephanie","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
326198,"Rivas, Gloria","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Rivera, Jenifer","Failure to Cooperate or Respond","Final Order",9/29/2005,"License Revoked"
113833,"RIVERA, JOSEPH","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
289446,"RLM Mortgage, LLC","Exam Deficiency","Agreed Order to Take Affirmative Action",5/14/2015,"Compliant"
345721,"Roberson, Eric","Misleading Practices; Consumer Restitution Required","Agreed Order to Pay Restitution and Administrative Penalty",5/7/2009,"Compliant"
226411,"Roberts, Karen","Unlicensed Activity","Agreed Order to Take Affirmative Action",11/20/2014,"Compliant"
,"Roberts, Olusesan","Exam Inadequacy","Amended Order to Take Affirmative Action",1/24/2008,"Complete"
272277,"Roberts, Rian","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",10/21/2009,"Complete"
317721,"Roberts, Ricky","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
213395,"Roberts, Stan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Roberts, Steve","Consumer Restitution Required","Order to C&D & Assessing Administrative Penalty",10/11/2011,"Noncompliant"
,"Roberts, Tony","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",3/2/2010,"Noncompliant"
220849,"Roberts-Rathwick, Annette","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Robins, Michael","Exam Failure","C&D, TAA, Pay Admin Penalty",5/19/2008,"Final - Incomplete"
,"Robinson, Byron","Exam Deficiency","Order to Suspend & Admin Penalty",1/8/2009,"Final - Incomplete"
287274,"Robinson, Cheryl","Criminal Conviction or Indictment","Final Order",1/16/2009,"License Granted"
311009,"Robinson, Kathy","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
276853,"Robinson, Tracey","Misleading Practices; Consumer Restitution Required","AO to C&D & Ass'g. Adm. Pen.",4/1/2010,"Final"
,"Robinson, Wanda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Robledo, Ashley","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",9/6/2012,"Compliant"
,"Robson, Gary","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",8/15/2008,"Noncompliant"
344146,"Rockaway, David","Exam Failure","AO to TAA, & Ass'ng Adm. Pen.",4/2/2008,"Complete"
3030,"Rocket Mortgage, LLC","Advertising Violation","Agreed Settlement",10/5/2021,"Final"
,"Rodden, Robert","Unlicensed Activity","Agreed Order to Cease and Desist",3/16/2010,"Final"
,"Rodriguez, Ernesto","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
295805,"RODRIGUEZ, JUAN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
359255,"RODRIGUEZ, KATHLEEN","Unlicensed Activity","Final Order",9/18/2015,"Penalty Affirmed by Final Order"
,"Rodriguez, Kelvin","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/27/2011,"Noncompliant"
350750,"Rodriguez, Lucia","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Rodriguez, Manuel","Unlicensed Activity","Order to Cease and Desist",10/5/2009,"Final"
,"Rodriguez, Raul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
,"Rodriguez, Raul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Surrendered in Lieu of Disciplinary Action"
,"Rodriguez, Raul","Unlicensed Activity","Agreed Order to Surrender License",5/26/2009,"Surrendered in Lieu of Disciplinary Action"
,"Rodriguez, Richard","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/26/2011,"Affirmed by Final Order"
,"Rodriguez, Richard","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",5/29/2012,"Noncompliant"
222698,"Rodriguez, Richie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Rodriguez, Robert","Exam Deficiency","Order to Suspend & Admin Penalty",7/10/2008,"Final - Incomplete"
349986,"Rodriguez, Rodney","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
356496,"Rodriguez, Rosa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
356496,"Rodriguez, Rosa","Failure To Respond","Order Lifting Suspension",1/20/2012,"Suspension Lifted"
,"Rodriguez, Sharon","Fraud","Final Order",9/19/2008,"License Revoked; Administrative Penalty"
340415,"Rodriguez, Terry","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
317552,"Rodriguez, Yolanda","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Rodriquez, Ismael","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",8/30/2011,"Complete"
968606,"ROGERS PROCESSING, LLC","Unlicensed Activity; Exam Failure","Order to Take Affirmative Action",3/15/2023,"Noncompliant"
,"Rogers, Jean","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/3/2005,"Complete"
319183,"Rogers, Joe","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",5/17/2007,"Complete"
297108,"Rojas, Omar","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Rojas, Pedro","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Noncompliant"
1624340,"Romero, Eric","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",10/5/2011,"Compliant"
,"Romero, Jose","Recovery Fund Payout","Order Directing Payment from Recovery Fund",4/29/2010,"Noncompliant"
,"Romo, Brian","Unlicensed Activity","C&D; and Pay Restitution",5/22/2006,"Noncompliant"
360779,"romo, edward","License Denial Appeal","Final Order",8/4/2008,"Probationary License Granted"
326342,"Romo, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
293879,"Rooters, Mary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/2/2006,"Complete"
346840,"Roper, James","Unlicensed Activity","Order to Take Affirmative Action",10/20/2017,"Compliant"
326007,"Rosas, Joe","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
276896,"rose mortgage services corp","Exam Deficiency","AO to TAA, & Ass'ng Adm. Pen.",6/5/2013,"Compliant"
357918,"ROSE, HUNT","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",12/4/2009,"Complete"
357918,"ROSE, HUNT","Misleading Practices","Agreed Order to Cease and Desist and Take Affirmative Action",5/4/2005,"Compliant"
,"Rosen, Jerald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
315401,"ROSENBERG, PAUL","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/31/2013,"Compliant"
329924,"Rosenkranz, Trent","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Ross, Anthony","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Final - Incomplete"
,"Ross, David","Exam Inadequacy","Amended Order to Take Affirmative Action",6/5/2008,"Surrendered in Lieu of Disciplinary Action"
,"Ross, John","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/8/2008,"Final - Incomplete"
,"Ross, John","Exam Inadequacy","Final Order",11/25/2008,"Previous Order Affirmed"
,"Ross, John","Failure to Cooperate or Respond","Agreed Order",12/22/2008,"Final"
287492,"Ross, Myrtle","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Roubinek, Jack","Unlicensed Activity","Agreed Order to Cease and Desist",8/3/2009,"Final"
322800,"Roubinek, Jack","Unlicensed Activity","Agreed Order to Take Affirmative Action",10/1/2013,"Compliant"
,"Rowe, Ontario","Fraud","Order to Cease and Desist",6/6/2007,"Compliant"
230028,"Rowlett Mortgage Lending, Ltd.","Exam Deficiency","Order to Take Affirmative Action",3/16/2017,"Compliant"
261935,"Rowley, Shaun","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
2096906,"roxlo LLC","Unauthorized Activity","Order to Take Affirmative Action",4/29/2022,"Compliant"
,"Roy, Jennifer","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/15/2005,"Complete"
306265,"ROZEFF, DAVID","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
183680,"Rubalcava, Frank","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
228654,"Rubin, Joanne","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Rubin, Jonathan","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/8/2013,"Noncompliant"
219440,"Rubin, Peter","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/19/2011,"Noncompliant"
348049,"Rubiola Mortgage Co, Inc.","Exam Inadequacy","Order to Take Affirmative Action",7/24/2013,"Compliant"
269701,"Rubiola, Gregory","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
269701,"Rubiola, Gregory","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
269701,"Rubiola, Gregory","Unlicensed Activity","Order to Take Affirmative Action",7/24/2013,"Compliant"
269701,"Rubiola, Gregory","NSF Check","NSF Letter",9/19/2013,"Compliant"
269701,"Rubiola, Gregory","NSF Check","Order of Suspension",10/4/2013,"Final"
,"Rucker, Alfred","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Rucker, Alfred","Fraud","Final Order",10/17/2007,"License Revoked"
,"Rufus, Mary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
,"Rufus, Mary","Exam Deficiency","Order to Suspend & Admin Penalty",8/1/2007,"Complete"
,"Rufus, Mary","Exam Failure","C&D, TAA, Pay Admin Penalty",2/23/2009,"Final - Incomplete"
,"Rufus, Mary","Exam Failure","Final Order Revoking Mortgage Broker License",7/21/2009,"Final - Incomplete"
,"Ruiz, Francisco","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",10/25/2005,"Complete"
197778,"RUIZ, HECTOR","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/7/2012,"Compliant"
197778,"RUIZ, HECTOR","Fraud","Order to C&D & Assessing Administrative Penalty",9/25/2013,"Compliant"
197778,"RUIZ, HECTOR","Unlicensed Activity","Order to Take Affirmative Action",4/24/2014,"Compliant"
536062,"Ruiz, JoAnn","Inadequate Disclosures","Order to Take Affirmative Action",10/1/2015,"Compliant"
226059,"RUIZ, MICHAEL","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
226059,"RUIZ, MICHAEL","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
,"Ruiz, Ruben","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/10/2005,"Complete"
351920,"Rushing, Philip","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
314366,"Rusk, Barbara","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
268631,"Russell, Jeffrey","Unlicensed Activity","Order to Take Affirmative Action",1/3/2019,"Noncompliant"
226815,"Russell, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
349564,"Russell, Robert","Misleading Practices","Order to Cease and Desist",10/20/2014,"Final - Incomplete"
72073,"Russo, Michael","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/29/2014,"Compliant"
311340,"Ryan, Michael","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
311238,"Ryan, Shala","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
71438,"Rybak, Stephen","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",6/5/2013,"Compliant"
294323,"Rybczyk, Stephanie","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
2066530,"Ryle, Charles","NSF Check","Order of Suspension",3/17/2023,"License Suspended"
220487,"S.M. NEIDER MORTGAGE CONSULTANTS, INC.",,"Order to Take Affirmative Action",8/26/2014,"Compliant"
,"Saam, Douglas","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",8/12/2005,"Complete"
242285,"Sabbagh, Said","Unlicensed Activity","Order to Take Affirmative Action",10/1/2015,"Compliant"
242285,"Sabbagh, Said","Inadequate Disclosures","Agreed Order",12/11/2018,"Compliant"
350799,"SADIQ, SHAMIMA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
315726,"Saenz, Arjelia","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",5/17/2013,"Compliant"
207706,"Saenz, Elizabeth","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
207706,"Saenz, Elizabeth","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
410614,"Saenz, Federico","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",3/8/2012,"Complete"
211182,"saenz, isela","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
334824,"Saenz, Josefina","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/7/2013,"Compliant"
276665,"Sage, Victoria","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
120117,"Saghafi, Khashayar","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
120117,"Saghafi, Khashayar","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
,"Sakaki, Parviz","Unlicensed Activity; Exam Failure","Agreed Order",2/14/2006,"Compliant"
326672,"Sakran, Mounir","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Salazar, David","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
284261,"Salazar, Sandra","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
298388,"Salazar, Tina","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
298388,"Salazar, Tina","Failure To Respond","Order Lifting Suspension",3/12/2012,"Suspension Lifted"
,"Salcedo, Nivia","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",6/2/2011,"Noncompliant"
,"Saldana, David","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",12/12/2008,"Noncompliant"
323132,"Salemi, Philip","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/17/2009,"Complete"
208556,"Salinas, Ashley","Fraud","Final Order",10/18/2013,"License Revoked; Administrative Penalty"
,"Salter, Phillis","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/8/2005,"Complete"
,"Salter, Robert","Exam Failure","C&D, TAA, Pay Admin Penalty",3/10/2008,"Final - Incomplete"
,"Salter, Robert","Exam Failure","Final Order",7/16/2008,"License Revoked"
212397,"Salvaggio, Vincent","Criminal Conviction or Indictment","Agreed Order to Pay Administrative Penalty",5/3/2005,"Compliant"
212397,"Salvaggio, Vincent","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
212397,"Salvaggio, Vincent","Failure To Respond","Order Lifting Suspension",4/26/2011,"Suspension Lifted"
278201,"SALVATIERRA, RENE","Failure to Cooperate or Respond","Agreed Order to Pay Restitution and Administrative Penalty",10/21/2009,"Compliant"
,"Sample, Michael","Exam Deficiency","Order to Suspend & Admin Penalty",1/20/2010,"License Suspended"
,"Sample, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/5/2009,"Final - Incomplete"
1816898,"Sams, Aaron","Criminal Conviction or Indictment","Order of Suspension",6/20/2024,"Final"
,"Samuels, Harold","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Complete"
,"Samuels, Harold","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Final - Incomplete"
358038,"San Roman, Antonio","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
275734,"Sanabria, Edith","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Sanchez, Abel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Complete"
,"Sanchez, Abel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/26/2009,"Complete"
,"Sanchez, Ceasar","Unlicensed Activity","Order to Cease and Desist",10/5/2009,"Final"
323652,"SANCHEZ, EDGAR","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
323652,"SANCHEZ, EDGAR","Failure To Respond","Order Lifting Suspension",5/10/2011,"Compliant"
,"Sanchez, Gloria","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
,"Sanchez, Kimberly","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/25/2012,"Compliant"
289093,"Sanchez, Miguel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
355809,"Sanchez, Miguel","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Sanders, Carolyn","Exam Deficiency","Order to Suspend & Admin Penalty",7/10/2008,"Complete"
33931,"Sanders, Edward","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
33931,"Sanders, Edward","Failure To Respond","Order Lifting Suspension",4/28/2011,"Suspension Lifted"
,"Sanders, Kasie","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",6/8/2009,"Noncompliant"
,"Sanders, Keith","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/17/2013,"Noncompliant"
,"Sanderson, Kevin","Fraud","Order to Cease and Desist",8/24/2005,"Compliant"
213254,"Sanderson, Scott","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/30/2008,"Complete"
346571,"Sandoval, Jorge","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
346571,"Sandoval, Jorge","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
740882,"Sandoval, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
,"Sanjuan, Marithza","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",3/19/2013,"Noncompliant"
1310860,"Santa Homes, LP","Unlicensed Activity","Order to Take Affirmative Action",6/3/2016,"Compliant"
1310860,"Santa Homes, LP","Exam Deficiency","Order to Take Affirmative Action",8/25/2017,"Compliant"
360865,"Santamaria, Joaquin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
392773,"Santos, Brian","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
359815,"Santos, Eremer","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Sapaugh, Gerald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Final - Incomplete"
310179,"sapien, gabriela","Fraud","Order to C&D & Assessing Administrative Penalty",10/23/2009,"Replaced by Agreed Order"
310179,"sapien, gabriela","Failure to Cooperate or Respond","AO to C&D & Ass'g. Adm. Pen.",5/13/2010,"Final"
325927,"SARABIA, LINDA","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",11/4/2010,"Final - Incomplete"
,"Sartor, Danny","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Sartor, Danny","Fraud","Agreed Order",7/24/2006,"Surrendered in Lieu of Disciplinary Action"
,"Sartor, Danny","Unlicensed Activity","Order to Cease and Desist",10/10/2005,"Final"
,"Sartor, Danny","Misleading Practices","Order to Cease and Desist",10/10/2005,"Final"
350386,"SASSER, JASON","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
350386,"SASSER, JASON","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
8538,"Satero, Leon","Inadequate Disclosures","Order to Take Affirmative Action",10/27/2017,"Compliant"
4190,"Satori Financial Mortgage Group, LLC","Failure to Maintain Physical Office","Order to Take Affirmative Action",1/24/2020,"Compliant"
312587,"Saucedo, Ruben","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
1074487,"Savage, Joshua","Inadequate Disclosures","Order to Take Affirmative Action",3/5/2015,"Order Rescinded"
1184788,"Savage, Kelly","Inadequate Disclosures","Order to Take Affirmative Action",3/5/2015,"Order Rescinded"
349845,"Savala, LLC","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
255216,"Savino, Peter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/2/2009,"Complete"
287761,"Savoy, Steven","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/14/2011,"Compliant"
,"Sawyer, Nathan","Unlicensed Activity","Order to Cease and Desist",7/7/2008,"Final"
234589,"Sawyer, Thomas","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Sayon-Cole, Peggy","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",2/5/2008,"Complete"
,"Scales, Norman","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
291637,"Schaar, Kelly","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
317732,"Schacherl, Carol","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
331908,"Schafer, Dennis","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
329347,"Schaumburg, Kristen","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Schober, Geoffrey","Unlicensed Activity","Agreed Order to Cease and Desist",7/11/2016,"Final"
,"Schober, Thomas","Unlicensed Activity","Agreed Order to Cease and Desist",7/11/2016,"Final"
220794,"Schoffler, Gerald","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
134332,"Scholer, Ryan","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",3/2/2010,"Final"
391711,"Schomp, Timothy","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/14/2013,"Compliant"
,"Schooler, Paul","Unlicensed Activity; Advertising Violation","Order to C&D & Assessing Administrative Penalty",1/25/2010,"Final - Incomplete"
14702,"Schott, Ivone","Unlicensed Activity","Order to Take Affirmative Action",10/22/2014,"Compliant"
206748,"Schreiber, Daniel","Unlicensed Activity; Exam Failure","Amended Order to Take Affirmative Action",5/1/2012,"Compliant"
357744,"Schreimann, Daniel","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
419121,"Schulman, Douglas","Exam Deficiency","Order to Suspend & Admin Penalty",7/10/2008,"Complete"
,"Schulting, Marty","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/5/2010,"Compliant"
183674,"Schutz, Kristin","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
176310,"SCHWARTZKOPF, ANDREW","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
311074,"Schwarz, Jeremy","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",7/28/2011,"Compliant"
341114,"Scott Wizig Enterprises Inc","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/6/2012,"Compliant"
341114,"Scott Wizig Enterprises Inc","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",4/16/2013,"Compliant"
311520,"Scott, Anthony","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
866764,"Scott, Charles","Exam Deficiency","Order to Take Affirmative Action",5/11/2020,"Compliant"
587690,"Scott, Clyde","Exam Inadequacy","Amended Order to Take Affirmative Action",3/28/2008,"Complete"
217604,"Scott, Joseph","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",4/6/2009,"Compliant"
38109,"Scott, Keyan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Scott, Misty","Unlicensed Activity","Order to Cease and Desist",8/5/2005,"Compliant"
231224,"Scott, Walter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/26/2008,"Final - Incomplete"
265835,"Scouten, Stephen","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Sealy, Sandra","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
234180,"SEARSON, BOBBIE","Misleading Practices","Order to Take Affirmative Action",6/3/2016,"Compliant"
139832,"Seckel Capital LLC","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/17/2012,"Compliant"
,"Sedighi, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Final - Incomplete"
,"Seibert, Jim","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/31/2008,"Noncompliant"
269788,"Selman, D'Lyle","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",8/16/2013,"Compliant"
269788,"Selman, D'Lyle","Unlicensed Activity","Agreed Order to Take Affirmative Action",3/23/2016,"Compliant"
257913,"Senior Reverse Mortgage Services, Inc.","Exam Inadequacy","Order to Take Affirmative Action",9/17/2015,"Compliant"
184149,"Sentrix Financial Services, Inc.","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",2/15/2012,"Compliant"
316325,"SEO, HYUN","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Seriki, Raheem","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2007,"Complete"
181495,"Settles, Takahiro","Criminal Conviction or Indictment; Fraud","Order of Suspension",1/12/2012,"Final"
908058,"Seward, Samuel","Exam Failure","C&D, TAA, Pay Admin Penalty",1/22/2009,"Compliant"
315783,"seymour, christeen","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
324813,"Shafer, Siegred","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
223577,"Shaffer, Diana","Unlicensed Activity","Order to Cease and Desist",3/30/2005,"Final"
217352,"Shah Mortgages Incorporated","Inadequate Disclosures","Order to Take Affirmative Action",7/28/2015,"Compliant"
393535,"Shalaby, Joseph","Unlicensed Activity","Agreed Order to Take Affirmative Action",9/11/2014,"Compliant"
393535,"Shalaby, Joseph","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Shami, Jamila","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
1680873,"Shamrock Home Mortgage Inc.","Exam Deficiency","Order to Take Affirmative Action",8/28/2018,"Compliant"
309627,"SHANKLE, KELVIN","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
284035,"Shapiro, Brian","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
80968,"Sharer, Lynn","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/25/2012,"Compliant"
,"Sharif, Ashfaq","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Final - Incomplete"
259779,"SHARP MORTGAGE LENDING, L.L.C.","Inadequate Disclosures","Agreed Order to Take Affirmative Action",4/9/2015,"Compliant"
233343,"Sharpe, Thomas","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/30/2012,"Compliant"
155768,"Shaw, Kenneth","Exam Inadequacy","Order to Take Affirmative Action",8/15/2016,"Compliant"
,"Shea, William","Exam Failure","C&D, TAA, Pay Admin Penalty",6/16/2010,"Compliant"
247324,"Sheehan, James","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",10/17/2008,"Complete"
324870,"Shelhorse, Richard","Unlicensed Activity","Order to Take Affirmative Action",10/11/2024,"Compliant"
185754,"Shelton, Sue","Misleading Practices; Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",1/8/2013,"Compliant"
249766,"Shen, Dennis","Unlicensed Activity","Order to Cease and Desist",10/23/2020,"Compliant"
,"Shepherd, Dorothy","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",10/17/2008,"Complete"
,"Shepherd, Janice","Fraud","Order to Cease and Desist",8/24/2005,"Final"
850596,"Shepherd, Julian","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",9/8/2008,"Compliant"
,"Shepherd, Mathew","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",9/12/2012,"Noncompliant"
337038,"sheppard, darryl","Exam Inadequacy","Amended Order to Take Affirmative Action",4/17/2008,"Complete"
337038,"sheppard, darryl","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Sheppard, Leonard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
1031946,"Sherman Bridge Fund, LLC","Unlicensed Activity","Order to Take Affirmative Action",6/21/2017,"Compliant"
138591,"Sherman, Harvey","Failure To Respond","Order of Suspension",2/1/2011,"Suspension Lifted"
138591,"Sherman, Harvey","Failure To Respond","Order Lifting Suspension",6/1/2011,"Suspension Lifted"
218467,"Sherrard, Derrick","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",8/9/2011,"Final"
218467,"Sherrard, Derrick","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",5/18/2012,"Compliant"
6175,"Shibley, Jon","Exam Failure","C&D, TAA, Pay Admin Penalty",11/4/2008,"Complete"
,"Shields, Jeffrey","Unlicensed Activity","C&D, TAA & Pay Rest.",5/15/2007,"Noncompliant"
242324,"Shields, Scott","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Shike, John","Exam Inadequacy","Agreed Order to Inactivate License",9/12/2008,"Final"
,"Shipley, Karen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Shirazi, Mohammad","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
,"Shirazi, Mohammad","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",6/10/2009,"Complete"
267607,"Shirley, Sheryl","Consumer Restitution Required","Order to Cease and Desist",9/20/2019,"Compliant"
,"Shogbamimu, Oluwafemi","Misleading Practices","Order to C&D, Pay Rest, & Assessing Adm Pnlty",11/5/2008,"Noncompliant"
858175,"Shoreline Mortgage, Inc.","Exam Deficiency","Order to Cease and Desist",1/13/2017,"Compliant"
,"Shortes, Jason","Misleading Practices","Final Order",10/24/2007,"License Revoked"
,"Shortland, Roni","Exam Failure","Amended Order (agreed) to C&D & TAA",3/17/2008,"Surrendered in Lieu of Disciplinary Action"
374645,"Shrewsbury, David","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
2266978,"SHUM, SAMUEL","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
2266978,"SHUM, SAMUEL","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/6/2009,"Affirmed by Final Order"
2266978,"SHUM, SAMUEL","Exam Inadequacy","Final Order Affirming Previous Order",8/18/2009,"Complete"
,"Shum, Wai","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2006,"Complete"
360011,"Sibley, Cynthia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
360011,"Sibley, Cynthia","Unlicensed Activity","Agreed Order to Cease and Desist",8/25/2020,"Compliant"
217037,"Siegel, Ronald","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
309821,"Siew, Hueh","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
1626699,"Sign On The Line Inc.","Inadequate Disclosures","Order to Take Affirmative Action",8/26/2020,"Compliant"
,"Silaski, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Sills, Lindsay","Unlicensed Activity","Order to Take Affirmative Action",1/3/2019,"Compliant"
2469,"Silver Hill Capital, LLC","Violation of State and/or Federal Law","Consent Order",12/31/2024,"Final"
217452,"SILVERSTONE MORTGAGE INC.","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/18/2011,"Compliant"
217452,"SILVERSTONE MORTGAGE INC.","Inadequate Disclosures","Order to Cease and Desist",2/13/2018,"Compliant"
217452,"SILVERSTONE MORTGAGE INC.","NSF Check","Proposed Suspension of License",4/20/2023,"Compliant"
,"Simmons, Matthew","Misleading Practices","Order to Cease and Desist",11/4/2008,"Final"
,"Simmons, Matthew","Fraud","AO to C&D & Ass'g. Adm. Pen.",6/30/2009,"Compliant"
357574,"Simmons, Meshach","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/28/2010,"Complete"
889015,"Simons, Jacqulin","Misleading Practices","Agreed Order to Cease and Desist",10/19/2015,"Compliant"
1428379,"Simplifi Loans, Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",6/1/2017,"Compliant"
232943,"Simpson, Jason","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Simpson, Nick","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/2/2011,"Order Vacated By Commissioner"
359247,"Simpson, William","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
310750,"Sims, Shane","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Sims, Shuntae","Unlicensed Activity","Order to Cease and Desist",2/28/2008,"Final"
361049,"Siner, Charles","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Singletary, Wendal","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/30/2012,"Final - Incomplete"
,"Singletary, Wendal","Unlicensed Activity","Order to Cease and Desist",4/18/2008,"Noncompliant"
,"Sivertsen, Lynn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Sivertsen, Lynn","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",4/30/2007,"Compliant"
350280,"Skorich, Montee","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Skousen, Mark","Exam Inadequacy","Amended Order to Take Affirmative Action",11/26/2007,"Complete"
323086,"Slaydon, James","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
76823,"Slayton, Erika","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/8/2013,"Compliant"
,"Smart, Doyle","Unlicensed Activity","Order to Cease and Desist",2/3/2006,"Final"
,"Smith, Carolyn","Exam Failure","Final Order",10/5/2007,"License Revoked"
,"Smith, Dana","Misleading Practices; Unlicensed Activity","C&D, TAA & Pay Rest.",11/29/2006,"Compliant"
1214558,"Smith, Daniel","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Smith, Donald","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",9/8/2008,"Final - Incomplete"
311255,"Smith, Elvin","Exam Inadequacy","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
337527,"Smith, Ester","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
337527,"Smith, Ester","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
421355,"Smith, Heather","Misleading Practices","Order to Take Affirmative Action",10/28/2015,"Replaced by Agreed Order"
224826,"Smith, Jeffery","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
13095,"Smith, Jeffrey","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
335699,"SMITH, JEREMY","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",6/4/2012,"Compliant"
1952357,"Smith, Jordan","Unlicensed Activity; Exam Failure","Order of Suspension",7/31/2024,"License Suspended"
274855,"Smith, Joshua","Unlicensed Activity","Order to Take Affirmative Action",2/26/2014,"Compliant"
318188,"smith, melkeisha","Unlicensed Activity","Order to Cease and Desist",12/6/2019,"Noncompliant"
,"Smith, Michael","Criminal Conviction or Indictment","Final Order",10/9/2008,"License Revoked; Administrative Penalty"
225193,"Smith, Mickey","Exam Failure","C&D, TAA",5/8/2006,"Final"
225193,"Smith, Mickey","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",8/4/2006,"Final - Incomplete"
225193,"Smith, Mickey","Exam Inadequacy","Amended Order (by Agreement) to TAA, Pay Restitution and Assessing Administrative Penalty",6/24/2010,"Final"
1160081,"Smith, Millard","Unlicensed Activity","Order to Cease and Desist",12/6/2019,"Noncompliant"
,"Smith, Nicole","Unlicensed Activity","Order to Cease and Desist",4/14/2016,"Noncompliant"
,"Smith, Patricia","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",1/12/2010,"Final - Incomplete"
343111,"SMITH, PATRICK","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Smith, Randall","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/28/2005,"Complete"
,"Smith, Richard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/5/2009,"Final - Incomplete"
220593,"Smith, Richard","Misleading Practices","Order to Cease and Desist",10/21/2016,"Compliant"
,"Smith, Robert","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",12/18/2007,"License Suspended"
,"Smith, Ryan","Unlicensed Activity","Agreed Order to Cease and Desist",11/22/2013,"Compliant"
1776000,"Smith, Shauna","Unauthorized Activity","Order to Cease and Desist",2/23/2022,"Noncompliant"
863501,"smith, Shawn","Unlicensed Activity","AO to C&D, TAA & Ass'ng Adm. Pen.",5/17/2013,"Compliant"
315153,"Smith, Trent","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/30/2009,"Final - Incomplete"
309917,"Smrkovsky, Bethany","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
276847,"Snortland, Brett","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
2496422,"Sohrt, Chad","Unlicensed Activity; Advertising Violation","Agreed Order",5/5/2008,"Compliant"
2496422,"Sohrt, Chad","Unlicensed Activity; Advertising Violation","Agreed Order",5/5/2008,"Compliant"
975951,"Solari, Nicole","Inadequate Disclosures","Order to Cease and Desist",2/12/2019,"Compliant"
373687,"Soldati, Jason","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
279620,"Solis, Erik","Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2009,"Complete"
279620,"Solis, Erik","Exam Failure","Final Order Revoking Mortgage Broker License",7/21/2009,"Order Rescinded"
,"Solis, Judy","Fraud; Misleading Practices","Order to Pay Restitution and Assessing Administrative Penalty",2/5/2008,"Noncompliant"
,"Solis, Judy","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/15/2009,"Noncompliant"
284373,"Solis, Mark","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
286796,"SOLOMIE, ZVETLANA","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
286796,"SOLOMIE, ZVETLANA","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
258262,"Solter, Edward","Unlicensed Activity","Order to Take Affirmative Action",1/5/2018,"Compliant"
321739,"Song, Karen","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",2/26/2013,"Compliant"
,"Soofi, Amirali","Unlicensed Activity","Order to Cease and Desist",4/13/2007,"Final"
,"Soon, Aldan","Exam Deficiency","Order to Cease and Desist",3/24/2025,"Noncompliant"
,"Soriano, Nicholas","Criminal Conviction or Indictment","Agreed Order to Surrender License",11/26/2007,"Surrendered in Lieu of Disciplinary Action"
,"Soto, Roberto","Exam Failure","Amended Order (by Agreement)",9/6/2007,"Complete"
,"South, Albert","Unlicensed Activity","Order to Cease and Desist",11/3/2016,"Compliant"
375336,"Southard, Carla","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
310173,"Southern Funding Alliance USA, L.L.C.","Exam Deficiency","Order to TAA & Assessing Admin Penalty",8/21/2013,"Compliant"
370420,"Southern Star Capital, L.L.C.","Advertising Violation","Order to C&D & Assessing Administrative Penalty",6/5/2013,"Compliant"
370420,"Southern Star Capital, L.L.C.","Exam Deficiency","Agreed Order to Take Affirmative Action",7/10/2013,"Compliant"
,"Sowells, Bert","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/13/2011,"Noncompliant"
,"Sowells, Chris","Misleading Practices","Final Order",12/14/2009,"License Revoked"
228693,"Spaniel, Tom","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",12/12/2008,"Compliant"
228693,"Spaniel, Tom","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
228693,"Spaniel, Tom","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
305166,"Sparks, Craig","Unlicensed Activity","Agreed Order to Take Affirmative Action",5/26/2021,"Compliant"
280185,"Sparks, Lasco","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/29/2004,"Complete"
270370,"Spears, Jonathan Mathew","Exam Deficiency","Order to TAA & Assessing Admin Penalty",4/3/2013,"Compliant"
,"Spears, Joycelyn","Unlicensed Activity","Order to Cease and Desist",5/5/2008,"Noncompliant"
263307,"Spehr, Timothy","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",1/26/2012,"Compliant"
,"Speller, Christopher","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Speller, Christopher","NSF Check","Order to Suspend & Admin Penalty",12/28/2009,"Noncompliant"
360863,"Spencer, Earnest","Failure To Respond","Order Lifting Suspension",12/12/2011,"Compliant"
298196,"Spencer, Kellie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Spencer, Kimberley","Exam Failure","C&D, TAA, Pay Admin Penalty",4/14/2006,"Complete"
,"Spencer, Kimberley","Exam Failure","Order to Suspend & Admin Penalty",11/10/2006,"Complete"
,"Spencer, Troy","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",10/20/2006,"Complete"
216121,"Spiccia, Dawn","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
306888,"Spiegel, Brian","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
2084866,"SPRING BRANCH MORTGAGE CORP","Unlicensed Activity","Order to Take Affirmative Action",1/28/2025,"Compliant"
,"Spurlock, Bruce","Fraud; Misleading Practices","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/21/2011,"Noncompliant"
227943,"St Aubin, James","Unlicensed Activity","Order to Take Affirmative Action",8/20/2014,"Compliant"
,"Stafford, Ernest","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/10/2005,"Complete"
273986,"Stafford, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Complete"
367232,"Stafford, Robert Turney","Exam Deficiency","Order to Take Affirmative Action",5/15/2013,"Compliant"
,"Staggs, Nicci","Unlicensed Activity","Order to Cease and Desist",1/29/2015,"Noncompliant"
,"Stahl, John","Violation of State and/or Federal Law","Agreed Order to Surrender License",10/6/2008,"Surrendered in Lieu of Disciplinary Action"
,"Staller, Jason","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2007,"Complete"
279994,"Stanford, Lisa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Stanley, Brandon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
,"Stanley, Robert","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",6/24/2008,"License Suspended"
1198744,"Starlight Mortgage, Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",9/16/2015,"Compliant"
1198744,"Starlight Mortgage, Inc.","Exam Failure","Agreed Order to Surrender License",4/24/2017,"Surrendered in Lieu of Disciplinary Action"
,"Starr, Marty","Unlicensed Activity","Order to Cease and Desist",4/30/2007,"Compliant"
,"Starzyk, Penny","Exam Inadequacy","AO to TAA, Pay Rest, & Ass'g Admin Pnlty",1/23/2007,"Final - Incomplete"
,"Starzyk, Penny","Exam Inadequacy","Final Order",7/12/2007,"License Revoked"
266953,"STATON, JENNY","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2012,"Incomplete"
1400337,"Stavropoulos, James","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Stead, Christopher","Unlicensed Activity","Order to Cease and Desist",2/4/2015,"Compliant"
884268,"Stealey, Brian","Unlicensed Activity","Order to Cease and Desist",11/4/2005,"Final"
,"Stebelton, Tiffany","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/25/2013,"Noncompliant"
258383,"STEELE, HAROLD","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
209212,"Steffek, Shane","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
36150,"Stein, David","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Stell, Rebecca","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Stell, Rebecca","Failure to Cooperate or Respond","Order to TAA & Assessing Admin Penalty",9/28/2001,"Noncompliant"
375477,"Stelzer, David","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",12/13/2011,"Noncompliant"
41770,"Stemrich, Frederick","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Stephens, Cordell","Criminal Conviction or Indictment","Final Order",10/9/2008,"License Revoked; Administrative Penalty"
389757,"Sterling Investor Capital LLC","Unlicensed Activity","Order to Cease and Desist",7/10/2015,"Replaced by Agreed Order"
,"Stern, Mark","Failure to Cooperate or Respond","Order to Take Affirmative Action",4/5/2002,"Noncompliant"
,"Stern, Mark","Misleading Practices","Final Order",4/16/2003,"License Revoked"
220207,"Stern, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
,"Stevens, Todd","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",4/30/2007,"Noncompliant"
314498,"Stewart, Cheryl","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
679928,"Stewart, Joshua","Unlicensed Activity","Agreed Order",10/11/2019,"Compliant"
,"Stewart, Keith","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/28/2008,"Complete"
307802,"Stewart, Kimberly","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
,"Stewart, Shawn","Exam Failure","C&D, TAA, Pay Admin Penalty",4/14/2009,"Final - Incomplete"
294259,"Stewart, William","Unlicensed Activity","Agreed Order to Cease and Desist",4/30/2013,"Compliant"
260635,"Stifflemire, Lance","Misleading Practices","Agreed Order of Suspension",11/26/2018,"Noncompliant"
,"Stiles, Sheldon","Misleading Practices","Order to Cease and Desist",1/24/2006,"Compliant"
312172,"Stilwell, Peter","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
312172,"Stilwell, Peter","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
204985,"Stinson, James","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",7/24/2012,"Noncompliant"
290023,"Stoddart, Misty","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
,"Stoker, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Final - Incomplete"
,"Stoker, John","Exam Deficiency","Order to Suspend & Admin Penalty",11/13/2006,"Final - Incomplete"
,"Stokes, Matt","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2009,"Order Rescinded"
1606121,"Stokes, Shane","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
72221,"Stoneburner, Steven","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",1/4/2010,"Compliant"
72221,"Stoneburner, Steven","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
353631,"Stovall, Kim","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
353705,"Streamline Mortgage Services, LLC","Failure To Respond","Order of Suspension",4/26/2011,"License Suspended"
,"Strickland, Coletta","Misleading Practices; Unlicensed Activity; Failure To Respond Or Cooperate","C&D, TAA, Pay Admin Penalty",6/12/2007,"Noncompliant"
310534,"Strickland, Timothy","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
,"Stull, Timothy","Unlicensed Activity","Order to Cease and Desist",6/3/2016,"Noncompliant"
259118,"suh, jeff","Unlicensed Activity; Fraud","C&D, TAA, Pay Admin Penalty",5/10/2011,"Order Rescinded"
344881,"SULAIMAN RAHEEM OLUKAYODE","Exam Inadequacy","Order to Take Affirmative Action",3/5/2014,"Compliant"
344881,"SULAIMAN RAHEEM OLUKAYODE","Exam Deficiency","Order to Take Affirmative Action",9/23/2015,"Compliant"
261921,"SULAIMAN, RAHEEM","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
261921,"SULAIMAN, RAHEEM","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2008,"Final - Incomplete"
19678,"Sullivan, Matthew","Unlicensed Activity","Order to Cease and Desist",12/2/2015,"Compliant"
289118,"Sullivan, Paul","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
289118,"Sullivan, Paul","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/13/2010,"Complete"
,"Sumlin, Jay","Unlicensed Activity","Order to Cease and Desist",9/29/2004,"Final"
322282,"Sun, Yinan","Violation of State and/or Federal Law","C&D, TAA",5/5/2008,"Final"
,"Sung, Young","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Final - Incomplete"
1408622,"Sunview Lending, Inc.","Unlicensed Activity","Agreed Order to Take Affirmative Action",1/11/2021,"Compliant"
,"Surles, Sharon","Fraud","Final Order",8/23/2005,"License Revoked"
291086,"Sutton Residential and Commercial Mortgage, LLC","Exam Inadequacy","Agreed Order to Take Affirmative Action",1/21/2015,"Compliant"
275025,"Svoboda, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
409091,"Swann, Darin","Exam Failure","C&D, TAA, Pay Admin Penalty",10/23/2008,"Complete"
341112,"SWE Homes LP","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/6/2012,"Compliant"
341112,"SWE Homes LP","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",4/16/2013,"Compliant"
316194,"Sweney, Lizbeth","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
207515,"Swink, Kurt","Unlicensed Activity","Order to Take Affirmative Action",12/18/2019,"Compliant"
312313,"Tablizo, Dennis Lee","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
292724,"Tablizo, Victoria","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
372426,"TADESSE, MUZIT","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Taghizadeh, Khorshid","Failure To Respond","Order of Suspension of Loan Officer License",7/21/2009,"License Suspended"
220103,"Talamantes, Martin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
303992,"Talbert, floria","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
276124,"Tallent, Evelyn","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Tamez, Pedro","Exam Failure","C&D, TAA, Pay Admin Penalty",11/7/2008,"Penalty Affirmed by Final Order"
,"Tamez, Pedro","Exam Failure","Final Order Revoking Mortgage Broker License and Affirming Previously Assessed Penalty",3/13/2009,"License Revoked; Administrative Penalty"
337095,"Tan, Bee Kew","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
173740,"TANNER, BILLY","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/31/2012,"Affirmed by Final Order"
173740,"TANNER, BILLY","Unlicensed Activity; Exam Failure","Final Order Affirming Previous Order",8/22/2012,"Noncompliant"
220284,"tatum, katie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Tavakkoli, Sahand","Unlicensed Activity","Order to Cease and Desist",2/14/2006,"Final"
,"Tavares, Zanetta","Unlicensed Activity","Order to Cease and Desist",12/11/2006,"Compliant"
,"Taylor, Bart","Exam Inadequacy","Agreed Order",5/17/2005,"Complete"
210284,"Taylor, Dana","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",5/23/2012,"Compliant"
,"Taylor, Louis","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Final - Incomplete"
,"Taylor, Louis","Exam Deficiency","Agreed Order to Surrender License",6/30/2009,"Final"
,"Taylor, Melvin","Exam Failure","C&D, TAA, Pay Admin Penalty",1/21/2010,"Final - Incomplete"
,"Taylor, Melvin","Exam Failure","Order to Suspend & Admin Penalty",5/3/2010,"License Suspended"
,"Taylor, Saundra","Exam Failure","C&D, TAA, Pay Admin Penalty",11/1/2007,"Final - Incomplete"
,"Taylor, Saundra","Exam Failure","Order to Suspend & Admin Penalty",12/20/2007,"Final - Incomplete"
,"Taylor, Stephanie","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/19/2007,"Final - Incomplete"
,"Taylor, Stephanie","Exam Inadequacy","Final Order",9/10/2007,"License Revoked"
,"Taylor, Thaddeus","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/27/2005,"Complete"
,"Tenorio, Jorge","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",8/14/2012,"Compliant"
,"Tenorio, Jorge","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/25/2013,"Noncompliant"
,"Tenorio, Jorge","Unlicensed Activity","Order to Cease and Desist",6/3/2014,"Noncompliant"
276918,"Terra Ferma Mortgage, Inc",,"Order to Take Affirmative Action",8/26/2014,"Compliant"
276918,"Terra Ferma Mortgage, Inc","Exam Deficiency","Order to Take Affirmative Action",5/11/2016,"Compliant"
276918,"Terra Ferma Mortgage, Inc","Failure To Respond","Order to Take Affirmative Action",7/2/2021,"Compliant"
,"Terrell-Smith, Holly","Fraud","Agreed Order to Surrender License",4/12/2010,"Final"
,"Terreo, Patricia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
340108,"Tesfa, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/28/2009,"Complete"
286616,"Tevis, Thomas","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",10/5/2011,"Compliant"
1616402,"Texas Family Mortgage LLC","Exam Deficiency","Order to Take Affirmative Action",5/15/2023,"Compliant"
353784,"Texas Mortgage Capital corporation","Exam Failure","Order to Take Affirmative Action",2/18/2015,"Compliant"
898360,"TEXAS PREMIER MORTGAGE INC","Exam Deficiency","Order to Take Affirmative Action",5/15/2013,"Order Rescinded"
1479522,"TEXAS PRIDE LENDING, LLC.","Exam Deficiency","Order to Cease and Desist",1/13/2017,"Compliant"
1101278,"Texas Reverse Mortgage, Inc.","Unlicensed Activity","Final Order",4/14/2015,"Compliant"
1101278,"Texas Reverse Mortgage, Inc.","Exam Deficiency","Order to Take Affirmative Action",4/25/2017,"Compliant"
341119,"Texas Specialty Homes LP","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/6/2012,"Compliant"
341119,"Texas Specialty Homes LP","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",4/16/2013,"Compliant"
245914,"Texas Supreme Mortgage, Inc.","Unlicensed Activity; Exam Failure","Amended Order to Cease and Desist",6/15/2012,"Compliant"
,"Thai, Son","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2010,"Final - Incomplete"
114716,"Thamann, James","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
224574,"The Mortgage Department, Inc.",,"Order to Take Affirmative Action",8/26/2014,"Compliant"
339845,"The Mortgage Store, LLC","Exam Deficiency","Order to TAA & Assessing Admin Penalty",4/3/2013,"Compliant"
1192844,"The Newfinity Group INC.","Unlicensed Activity","Order to Take Affirmative Action",2/9/2015,"Compliant"
307919,"The Tema Group, Inc","Failure To Respond","Order of Suspension",4/26/2011,"Compliant"
,"Theriot, Brad","Unlicensed Activity","Order to Cease and Desist",7/11/2008,"Final"
,"Thomas, April","Fraud","Final Order Revoking Loan Officer License",1/29/2009,"License Revoked"
,"Thomas, Carl","Misleading Practices","C&D, TAA, Pay Admin Penalty",6/23/2004,"Compliant"
279079,"Thomas, David","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Thomas, Farrell","NSF Check","Order to C&D & Assessing Administrative Penalty",3/1/2011,"Noncompliant"
221336,"Thomas, James","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
,"Thomas, Karen","Unlicensed Activity; Fraud","Order to Cease and Desist",8/15/2008,"Final"
,"Thomas, Leah","Exam Deficiency","Order to Cease and Desist",6/12/2013,"Noncompliant"
251706,"Thomas, Lida","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
257054,"Thomas, Linda","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
,"Thompson, Brooke","Unlicensed Activity","Order to Cease and Desist",4/26/2007,"Compliant"
,"Thompson, Dallas","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",2/22/2008,"Complete"
275478,"Thompson, Debra","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
274382,"Thompson, Dwayne","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
205146,"Thompson, Jill","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Thompson, Leslie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
,"Thompson, Lisa","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
211380,"Thompson, Mickie","Unlicensed Activity","Agreed Order to Take Affirmative Action",7/23/2013,"Compliant"
312218,"Thompson, Virginia","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
223141,"Thomson, Sharon","Inadequate Disclosures","Order to Take Affirmative Action",5/8/2018,"Noncompliant"
,"Thornton, F","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/13/2005,"Complete"
255265,"Thune, Jeffrey","Unlicensed Activity","Order to Cease and Desist",10/31/2016,"Compliant"
,"Tidmore, Jerry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/24/2009,"Complete"
,"Tidwell, Ted","Exam Failure","Amended Order to Take Affirmative Action",4/7/2008,"Surrendered in Lieu of Disciplinary Action"
341554,"TIEC, VIVIAN","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
217677,"Tielke, Reagan","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
173844,"TIEU, ANH","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
342122,"tiffani anne lohden","Exam Deficiency","Agreed Order to Cease and Desist",5/14/2019,"Compliant"
264929,"Tijerina, Maricela","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Tims, Sonia","Fraud","Agreed Order to Surrender License",3/7/2008,"Surrendered in Lieu of Disciplinary Action"
32208,"Tinsley, Jimmy","Misleading Practices","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",8/31/2006,"Compliant"
3689,"Tiscione, Stephen","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
216386,"Titel, Mary","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Titus, John","Exam Failure","Order to Cease and Desist",5/8/2007,"Noncompliant"
,"Titus, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Final - Incomplete"
,"Titus, Kacey","Fraud","Final Order",12/16/2005,"License Revoked"
143086,"Titus, Richard","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",1/17/2012,"Compliant"
332482,"Tjahjono, Suminto","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
2239,"TJC Mortgage, Inc.","Exam Deficiency","Agreed Order to Take Affirmative Action",12/27/2022,"Final"
277190,"To, Caitlin","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Todd, Titus","Exam Failure","Amended Order (agreed) to C&D & TAA",4/1/2008,"Surrendered in Lieu of Disciplinary Action"
162104,"TOLLEY, DANNY","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",1/24/2013,"Compliant"
311675,"Tolson, Markus","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Tomas, Michael","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
222287,"Tomman, Kimberli","Criminal Conviction or Indictment; Fraud","Proposed Suspension of License",4/14/2023,"Final"
338946,"TON, HOA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
2563934,"Tongee, Sherwin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/3/2005,"Complete"
1851448,"Top Source Lending","Exam Failure","Agreed Order",5/17/2021,"Compliant"
1026096,"Topletz Investments","Unlicensed Activity","Agreed Order to Cease and Desist",3/19/2015,"Compliant"
,"Torres, Crystal","Negligent Supervision/Failure to Supervise","Agreed Order to Surrender License",9/18/2009,"Surrendered in Lieu of Disciplinary Action"
255493,"Torres, Ricardo","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",8/5/2010,"Complete"
27260,"Toth, James","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Touchi, Shaunna","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",9/25/2013,"Affirmed by Final Order"
,"Touchi, Shaunna","Unlicensed Activity","Final Order",3/28/2014,"Noncompliant"
,"Toussant, Corinthia","Misleading Practices","Final Order",12/12/2007,"License Revoked"
,"Toussant, Corinthia","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",5/20/2009,"Noncompliant"
,"Towery, Matthew","Exam Failure","C&D, TAA, Pay Admin Penalty",9/24/2008,"Final - Incomplete"
301292,"Townsend, Maria","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
394777,"TRA Investment, Inc.","Violation of State and/or Federal Law","Agreed Order to Take Affirmative Action",6/1/2017,"Compliant"
293558,"Trammell, Casandra","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
316576,"Tran, Hoa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
314506,"Tran, Hoang","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
342354,"TRAN, MINDY","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Tran, Nam","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
409810,"TRAN, THANH","Unlicensed Activity","Agreed Order to Take Affirmative Action",7/29/2015,"Compliant"
312361,"TRAN, YONG","Unlicensed Activity","Order to Take Affirmative Action",1/4/2016,"Compliant"
262248,"Tranah Asset Management Corporation","Unlicensed Activity","Order to Take Affirmative Action",6/16/2016,"Compliant"
262248,"Tranah Asset Management Corporation","Exam Inadequacy","Order to Cease and Desist",6/4/2018,"Compliant"
262248,"Tranah Asset Management Corporation","Exam Deficiency","Agreed Order to Take Affirmative Action",2/24/2022,"Compliant"
375813,"Tran-Asaad, Kim","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/29/2012,"Compliant"
357466,"TRAN-LUCE, CHRISTELLA","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
208677,"Trantham, Sammy","Unlicensed Activity","Agreed Order to Cease and Desist",12/3/2020,"Compliant"
,"Trapp, Helen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/31/2008,"Complete"
1535309,"Trayler, John","Unlicensed Activity","Order to Cease and Desist",10/31/2018,"Compliant"
7126,"Traylor, Glenn","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",7/11/2008,"Complete"
294284,"TREISTMAN, EDWARD","Unlicensed Activity","Order to Take Affirmative Action",9/10/2019,"Compliant"
,"Trent, Walter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
356940,"Trent-Adeshewo, Marian","Exam Failure","C&D, TAA, Pay Admin Penalty",9/3/2010,"Final - Incomplete"
,"Trevino, Jose","Exam Inadequacy","Agreed Order",4/21/2005,"Complete"
,"Trevino, Jose","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",4/13/2009,"Surrendered in Lieu of Disciplinary Action"
,"Trien, John","Consumer Restitution Required","Agreed Order to Cease and Desist",2/28/2014,"Final - Incomplete"
,"Trien, John","Consumer Restitution Required","Order to Cease and Desist",5/21/2014,"Compliant"
,"Trien, John","Unlicensed Activity","Agreed Order to Cease and Desist",10/7/2016,"Compliant"
,"Trien, John","Unlicensed Activity","Agreed Order to Cease and Desist",10/7/2016,"Compliant"
,"Trien, John","NSF Check","NSF Letter",4/6/2017,"Compliant"
1658801,"Trinidad Mortgage Servicing, LLC","Unlicensed Activity","Order to Cease and Desist",3/2/2020,"Order Rescinded"
1658801,"Trinidad Mortgage Servicing, LLC","Unlicensed Activity","Agreed Order",6/5/2020,"Compliant"
1443326,"Trinity Oaks Mortgage, LLC","Exam Deficiency","Order to Take Affirmative Action",9/9/2022,"Compliant"
1162384,"TRN Financial LLC","Unlicensed Activity","Order to Take Affirmative Action",1/30/2015,"Compliant"
1642169,"Troxler, Robert","Unlicensed Activity","Agreed Order",6/3/2019,"Compliant"
332561,"TrueSouth Mortgage, LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",7/23/2013,"Compliant"
316162,"TRUONG, ANNA","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/25/2007,"Complete"
296901,"truong, artie","Exam Inadequacy","Order to TAA, Pay Admin Penalty, Pay Restitution",4/25/2007,"Complete"
315119,"Truong, Christopher","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
351444,"TRUONG, JADE","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
293199,"Truong, Tung","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",10/19/2011,"Compliant"
217690,"Tucker, Nancy","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Tucker, Toni","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/16/2006,"Complete"
,"Tukabo, Meharena","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
212390,"Tully, Brandon","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
1752863,"Turbo Mortgage LLC","Unlicensed Activity","Agreed Order",12/7/2018,"Compliant"
,"Turner, Carmen","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",8/15/2008,"Final - Incomplete"
,"Turner, Carmen","Exam Inadequacy","Final Order Revoking Mortgage Broker License",1/15/2009,"License Revoked"
366369,"TURNER, CLEOPHUS","Inadequate Disclosures","Order to Cease and Desist",5/1/2017,"Compliant"
,"Turner, Douglas","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
148017,"Turner, Douglas","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
297922,"Turner, Giovanna","Misleading Practices","Agreed Order to Cease and Desist and Take Affirmative Action",5/6/2005,"Compliant"
319272,"Turner, Myrtice","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
319272,"Turner, Myrtice","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
,"Turner, Randall","Exam Inadequacy","Agreed Order to Surrender License",11/12/2008,"Surrendered in Lieu of Disciplinary Action"
268856,"Turner, Thomas","Inadequate Disclosures","Agreed Order",11/21/2019,"Compliant"
344327,"Turner, Tudario","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Turnley, Howard","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2006,"Complete"
,"Turskey, Krystle","Unlicensed Activity","Order to Cease and Desist",4/13/2007,"Order Rescinded"
313115,"Tuttle, Leslie","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",1/18/2012,"Compliant"
,"Ubak Offiong, Udoh","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/29/2009,"Complete"
204711,"Ugay, Jason","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",4/25/2012,"Compliant"
,"Ukpedinjagba, Sam","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",2/5/2008,"Final - Incomplete"
,"Ukpedinjagba, Sam","Exam Inadequacy","Final Order",7/15/2008,"License Revoked"
1942,"United American Mortgage Corporation","Unauthorized Activity","Order to Take Affirmative Action",7/8/2019,"Compliant"
1749719,"United Direct Lending LLC","Failure to Maintain Physical Office","Order to Take Affirmative Action",10/30/2019,"Compliant"
,"Unknown, Unknown","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",2/19/2010,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity; Advertising Violation","Order to C&D & Assessing Administrative Penalty",11/19/2009,"Noncompliant"
,"Unknown, Unknown","Failure To Respond","Final Order Revoking License",10/5/2009,"Final"
,"Unknown, Unknown","Unlicensed Activity","C&D; and Pay Restitution",8/20/2009,"Compliant"
,"Unknown, Unknown","Unlicensed Activity; Advertising Violation","AO to C&D & Ass'g. Adm. Pen.",2/22/2010,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/22/2010,"Final"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",6/4/2010,"Compliant"
,"Unknown, Unknown","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",3/23/2011,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",2/7/2012,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/8/2013,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",1/17/2013,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",4/7/2015,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",1/4/2016,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",1/4/2016,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",4/28/2016,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",7/5/2016,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",11/3/2016,"Compliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",2/23/2017,"Final"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",3/23/2018,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",2/14/2019,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",4/26/2019,"Noncompliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",10/31/2019,"Final"
,"Unknown, Unknown","Unlicensed Activity","Final Order",1/10/2020,"Final"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",3/4/2021,"Noncompliant"
,"Unknown, Unknown","Exam Inadequacy","Order to Take Affirmative Action",2/23/2022,"Compliant"
,"Unknown, Unknown","Unlicensed Activity","Order to Cease and Desist",2/25/2022,"Noncompliant"
,"Unknown, Unknown","Recovery Fund Payout","Order Directing Payment from Recovery Fund",8/15/2022,"Final"
,"Unknown, Unknown","Recovery Fund Payout","Order Directing Payment from Recovery Fund",7/15/2022,"Final"
199928,"Uphus-Hernandez, Cynthia","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
199928,"Uphus-Hernandez, Cynthia","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
167768,"Uptown Mortgage, LLC","Unlicensed Activity","Order to Take Affirmative Action",5/21/2018,"Compliant"
,"Urso, Andrew","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/2/2011,"Order Vacated By Commissioner"
87325,"US FINANCIAL GROUP, INC","Unlicensed Activity","Order to Take Affirmative Action",12/30/2015,"Compliant"
244778,"US Lending & Company, Inc.","Exam Deficiency","Order to Take Affirmative Action",9/25/2018,"Compliant"
1108258,"US MORTGAGE LENDERS LLC","Unlicensed Activity","Order to Take Affirmative Action",10/11/2024,"Compliant"
123401,"USA Mortgage Funding Corp","Failure To Respond","Order of Suspension",6/1/2011,"Compliant"
244917,"Ussery, Carol","Inadequate Disclosures","Agreed Order to Take Affirmative Action",4/14/2016,"Compliant"
218611,"Uszynski, Janet","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
989307,"Utz, Joseph","Unlicensed Activity","Order to Take Affirmative Action",4/30/2014,"Compliant"
,"Valadez, Javier","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/27/2007,"Final - Incomplete"
312138,"Valdespino, Paul","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/25/2013,"Compliant"
,"Valdez, Alfred","Exam Inadequacy","Amended Order to Take Affirmative Action",12/10/2007,"Complete"
340895,"Valdez, Christie","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
371111,"Valdez, Maria","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",3/12/2012,"Compliant"
295258,"Valek, Carrie","Failure To Respond","Order of Suspension",6/9/2011,"Compliant"
,"Valencia, Colin","Misleading Practices","Order to Cease and Desist",1/11/2017,"Compliant"
,"Valles, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2006,"Complete"
,"Valles, Robert","Unlicensed Activity","Order to Cease and Desist",4/13/2007,"Final"
,"Valles, Robert","Unlicensed Activity","TAA, Assess Admin Penalty",3/12/2008,"Noncompliant"
,"Valles, Robert","Unlicensed Activity","Final Order Revoking License",1/6/2009,"License Revoked"
,"Van Wagner, Jr., Harry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Final - Incomplete"
,"Vandergriff, Lynn","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Final - Incomplete"
,"Vandergriff, Lynn","Exam Deficiency","Order to Suspend & Admin Penalty",5/13/2008,"Final - Incomplete"
81786,"VanDeventer, Thomas","Unlicensed Activity","Order to Cease and Desist",4/24/2015,"Compliant"
,"Vargas, Rodrigo","Criminal Conviction or Indictment","Order of Suspension of Mortgage Broker License",12/18/2007,"License Suspended"
346652,"Varghese, Minu","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Varon, Numa","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",3/6/2006,"Complete"
215882,"Varrone, Jon","Failure To Respond","Order Lifting Suspension",9/9/2011,"Suspension Lifted"
342553,"VARUGHESE, CHARALES","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/2/2006,"Complete"
249815,"Vasquez, Claudia","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/28/2007,"Complete"
,"Vasquez, George","Unlicensed Activity","Agreed Settlement",8/1/2019,"Compliant"
219685,"Vasquez, Javier","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
392484,"Vasquez, Julian","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",5/10/2013,"Compliant"
353086,"Vaughan, Mujidat","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/2/2007,"Complete"
353086,"Vaughan, Mujidat","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2009,"Complete"
353086,"Vaughan, Mujidat","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Vaughn, Chad","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",1/27/2010,"Final"
305619,"Vaughn, Donna","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
265039,"VAYTSMAN, INNA","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
306486,"VEGA, MYRNA","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
306486,"VEGA, MYRNA","Failure To Respond","Agreed Order to Surrender License",8/30/2011,"Surrendered in Lieu of Disciplinary Action"
187198,"Velarde, Robert","Licensing Fraud","Agreed Settlement",12/14/2021,"Final"
315518,"Velasco, Jorge","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
315518,"Velasco, Jorge","Failure To Respond","Order Lifting Suspension",9/13/2011,"Suspension Lifted"
255360,"Velasco, Julie","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
255360,"Velasco, Julie","Failure To Respond","Order Lifting Suspension",4/24/2012,"Suspension Lifted"
255360,"Velasco, Julie","Unlicensed Activity","Agreed Order to Pay Administrative Penalty",8/30/2012,"Compliant"
352396,"Velasco, Peter","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
1748918,"Velasquez, Britney","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Veliz, Robert","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/5/2005,"Complete"
996682,"Ven-Ken, Inc.","Unlicensed Activity","Order to Take Affirmative Action",4/30/2014,"Compliant"
996682,"Ven-Ken, Inc.","Exam Deficiency","Order to Take Affirmative Action",10/6/2015,"Compliant"
996682,"Ven-Ken, Inc.","Exam Deficiency","Order to Cease and Desist",4/27/2020,"Compliant"
458778,"Venture Lending Group LLC","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",12/1/2011,"Compliant"
91460,"Vessel, Terence","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
91460,"Vessel, Terence","Failure To Respond","Order Lifting Suspension",2/14/2012,"Suspension Lifted"
1703583,"Vibrant Mortgage Group, Inc.","Failure to Maintain Physical Office","Agreed Order to Take Affirmative Action",4/29/2020,"Compliant"
310303,"Vidrine, Jennifer","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
279786,"VILCHEZ, DENIS","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Villalba, Celina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
727595,"Villa-Lobos, Victor","Licensing Fraud","Agreed Settlement",12/30/2021,"Final"
125831,"Villanueva, Crystal","Fraud; Misleading Practices","Order to C&D & Assessing Administrative Penalty",12/15/2010,"Replaced by Agreed Order"
125831,"Villanueva, Crystal","Unlicensed Activity; Advertising Violation","Agreed Order",1/18/2011,"Compliant"
,"Villanueva, Hugo","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",10/25/2013,"Noncompliant"
,"Villanueva, Jorge","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",8/31/2006,"Compliant"
,"Villanueva, Jorge","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/25/2006,"Noncompliant"
,"Villa-Penna, Maria","Exam Failure","C&D, TAA, Pay Admin Penalty",4/2/2007,"Final - Incomplete"
,"Villa-Penna, Maria","Exam Failure","Final Order",10/1/2007,"License Revoked"
,"Villarreal, Anna","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/29/2008,"Final - Incomplete"
302587,"Villarreal, Samantha","Failure To Respond","Order Lifting Suspension",1/27/2012,"Suspension Lifted"
851739,"Villatoro, Eduardo","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",10/29/2012,"Compliant"
,"Villavicencio, Presley","Unlicensed Activity","Order to Cease and Desist",3/31/2014,"Noncompliant"
297486,"Vincent, Vicki","Licensing Fraud","Agreed Settlement",1/11/2022,"Final"
233108,"Vint, Michael","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
266210,"VIP Mortgage Inc.","Unlicensed Activity","Order to Take Affirmative Action",8/12/2016,"Compliant"
86787,"Virrueta, Daniel","Licensing Fraud","Agreed Settlement",12/22/2021,"Final"
,"Vitulano, Jason","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",5/2/2012,"Noncompliant"
,"Viveros, Jon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/10/2006,"Complete"
,"Viveros, Jon","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
269136,"VLASAK, MARGE","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
,"Vokshori, Stephen","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/17/2010,"Compliant"
349850,"Voortrekker, LP","Failure To Respond","Order of Suspension",4/19/2011,"Compliant"
,"Vu, Joachim","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",3/13/2006,"Complete"
,"Vu, Joachim","Unlicensed Activity","Agreed Order",5/30/2008,"Compliant"
,"Vu, Joachim","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/6/2009,"Complete"
,"Vu, Joachim","Unlicensed Activity","Agreed Order to Surrender License",7/29/2009,"Final"
,"Vu, Joachim","Unlicensed Activity","Agreed Order to Surrender License",7/29/2009,"Final"
,"Vu, Joachim","Unlicensed Activity","Agreed Order to Surrender License",7/29/2009,"Final"
,"Wade, Freddie","Misleading Practices","Agreed Order",2/7/2008,"Surrendered in Lieu of Disciplinary Action"
,"Wade, Freddie",,"Agreed Order",2/7/2008,"Surrendered in Lieu of Disciplinary Action"
,"Wages, Christopher","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/8/2013,"Noncompliant"
,"Wagner, Peter","Unlicensed Activity","Agreed Order",4/24/2019,"Noncompliant"
361255,"waldman, doreen","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Walker, Bevan","Exam Inadequacy","TAA, Assess Admin Penalty",3/8/2005,"Complete"
,"Walker, Bevan","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",3/9/2006,"Compliant"
1848405,"Walker, Chastity","NSF Check","Order to Suspend & Admin Penalty",2/19/2010,"Compliant"
,"Walker, Johnnie","Failure to Cooperate or Respond","Order to TAA & Assessing Admin Penalty",9/21/2000,"Final"
,"Walker, Jonathan","Unlicensed Activity","Order to Cease and Desist",3/11/2016,"Compliant"
306014,"Walker, Lee","Unlicensed Activity; Exam Failure","Final Order",8/22/2012,"Compliant"
,"Walker, Melissa Lee","Unlicensed Activity","Agreed Order to Take Affirmative Action",9/22/2015,"Compliant"
96587,"Walker, Ralph","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
311084,"Wall, Kathy","Failure To Respond","Order of Suspension",5/17/2011,"Compliant"
293668,"Walley, Heather","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",9/25/2012,"Compliant"
244900,"Walsh, Christian","Unlicensed Activity; Exam Failure","Order to TAA & Assessing Admin Penalty",1/8/2013,"Compliant"
5445,"Walsh, John","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Walters, Melissa","Exam Inadequacy","Amended Order to Take Affirmative Action",2/26/2007,"Complete"
302150,"Walters, Reagan","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/13/2011,"Compliant"
1757106,"Walters-South, Tina","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/10/2004,"Complete"
1757106,"Walters-South, Tina","Misleading Practices","Agreed Order to Surrender License",2/18/2009,"Surrendered in Lieu of Disciplinary Action"
,"Waltz, Steffen","Misleading Practices","Order to Cease and Desist",1/9/2024,"Final"
358652,"WANDERA, PATRICK","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/31/2007,"Complete"
358652,"WANDERA, PATRICK","Failure To Respond","Order of Suspension",2/1/2011,"Suspension Lifted"
,"Wang, Pamela","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/5/2005,"Final - Incomplete"
,"Wang, Rebecca","Fraud","Agreed Order to Surrender License",7/16/2008,"Surrendered in Lieu of Disciplinary Action"
276867,"WANG, ZI SHUN","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
276867,"WANG, ZI SHUN","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",4/7/2009,"Complete"
168854,"Ward, James","Unlicensed Activity","Order to Take Affirmative Action",1/5/2018,"Compliant"
,"Warmack, Susan","Failure to Cooperate or Respond","Final Order Revoking Mortgage Broker License",3/13/2009,"License Revoked"
,"Warner, Jim","Unlicensed Activity; Fraud","Order to C&D & Assessing Administrative Penalty",1/4/2011,"Replaced by Agreed Order"
,"Warner, Jim","Unlicensed Activity; Advertising Violation","Agreed Order to Pay Administrative Penalty",1/18/2011,"Compliant"
228899,"Warrick, Andrew","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",7/7/2008,"Complete"
,"Wash, Kenneth","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2006,"Complete"
,"Wash, Kenneth","Exam Failure","C&D, TAA, Pay Admin Penalty",1/6/2009,"Noncompliant"
,"Washington, Lynetta","Criminal Conviction or Indictment; Fraud","Order of Suspension",3/5/2009,"License Suspended"
,"Washington, Rodney","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",3/14/2006,"Final - Incomplete"
1629267,"WATERLOO LENDING LLC","Unlicensed Activity; Exam Failure","Order to Take Affirmative Action",3/15/2023,"Compliant"
1642905,"Watkins, John","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",11/19/2008,"Surrendered in Lieu of Disciplinary Action"
,"Watson, Jr., Edward","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Final - Incomplete"
,"Watson, Karen","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",12/1/2006,"Complete"
326574,"Watson, Kevin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
381259,"Way, Tiffany","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
381259,"Way, Tiffany","Failure To Respond","Order Lifting Suspension",12/12/2011,"Compliant"
9900,"Weathersbee, Raymond","Misleading Practices","Order to Cease and Desist",10/31/2016,"Compliant"
,"Weaver, Anne","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",12/3/2007,"Complete"
,"Weaver, Tracy","Unlicensed Activity; Fraud","Order to C&D, Pay Rest, & Assessing Adm Pnlty",5/16/2011,"Noncompliant"
279291,"WEBB, MARY","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
376262,"Weeks, Ginger","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
173875,"Weeks, Michael","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Weeks, Stephen","Fraud","Agreed Order to Surrender License",5/14/2015,"License Surrendered"
,"Wegscheider, Chad","Exam Inadequacy","Agreed Order to Surrender License",5/22/2007,"License Surrendered"
1682932,"WEIL, KARLA","Unlicensed Activity","Agreed Order to Cease and Desist",5/17/2021,"Compliant"
,"Weiser, Philip","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",4/7/2009,"Compliant"
207659,"Weishaar, Eric","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
,"Weiss, Robert","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/23/2012,"Noncompliant"
,"Welch, Kenneth","Exam Failure","Agreed Order to Surrender License",5/23/2008,"Surrendered in Lieu of Disciplinary Action"
2156084,"Welcome Mortgage LLC","Fraud; Misleading Practices; Failure to Cooperate or Respond","Order to Take Affirmative Action",1/18/2023,"Compliant"
,"Welsh, Desmond","Exam Inadequacy","Agreed Order to Surrender License",8/20/2010,"Noncompliant"
1853218,"Wemlo, LLC","Unlicensed Activity","Agreed Order to Take Affirmative Action",2/28/2024,"Final"
2111701,"Wemmer, Jennifer","Unlicensed Activity","Order to Cease and Desist",9/28/2023,"Final"
259094,"Wesley, Shalane","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
258500,"WEST COAST FUNDING AND REAL ESTATE SERVICES INC","Exam Deficiency","Order to Cease and Desist",10/30/2019,"Compliant"
1149236,"West Texas Mortgage Services, LLC","Exam Deficiency","Order to Take Affirmative Action",7/28/2015,"Compliant"
,"West, Anthony","Unlicensed Activity","Agreed Order",10/20/2004,"Noncompliant"
,"West, Anthony","Misleading Practices","C&D, TAA, Pay Admin Penalty",2/17/2004,"Noncompliant"
305123,"West, Jeremy","Failure To Respond","Order of Suspension",5/17/2011,"License Suspended"
328188,"Western Mortgage Corporation","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",5/18/2011,"Compliant"
328188,"Western Mortgage Corporation","Exam Deficiency","Order to TAA & Assessing Admin Penalty",2/26/2013,"Compliant"
328188,"Western Mortgage Corporation","Exam Deficiency","Order to Take Affirmative Action",4/27/2016,"Compliant"
327049,"Westover, Adriana","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
32388,"WHEELER, NOELLE","Exam Inadequacy","AO to TAA, & Ass'ng Adm. Pen.",3/5/2008,"Complete"
,"Wheless, Leah","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/24/2006,"Complete"
,"Whitaker, Mary","Exam Inadequacy","TAA, Pay Restitution, Assess Admin Penalty",4/5/2005,"Complete"
246698,"Whitaker, Randy","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",2/25/2013,"Compliant"
,"Whitchurch, Judith","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Final - Incomplete"
303823,"White, Billy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
276602,"White, Cheryl","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"White, Daniel","Consumer Restitution Required","Order to C&D, Pay Rest, & Assessing Adm Pnlty",6/14/2013,"Noncompliant"
329938,"White, Darren","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
207962,"White, David","Unlicensed Activity","Order to Take Affirmative Action",8/20/2014,"Compliant"
9715,"White, Garrett","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
361652,"White, Leon","Exam Failure","Amended Order (agreed) C&D,TAA,Ass. Adm Pen.",7/9/2010,"Complete"
358330,"White, Mathew","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/30/2009,"Complete"
,"White, Terrance","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",1/25/2012,"Noncompliant"
840889,"whites, jimmey","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/4/2004,"Complete"
317250,"Whiting, Sheronne","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/27/2005,"Complete"
,"Whitney, Bernard","Exam Inadequacy","Order to TAA & Assessing Admin Penalty",1/26/2007,"Surrendered in Lieu of Disciplinary Action"
295632,"Whitt, Richard","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
14185,"Wicke, Anthony","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
141048,"Wiest, Kristina","Unlicensed Activity; Exam Failure","Agreed Order to Pay Administrative Penalty",11/1/2012,"Compliant"
319401,"Wigginton, Billy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/27/2007,"Complete"
319401,"Wigginton, Billy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2009,"Complete"
,"Wigginton, Scott","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
,"Wigginton, Scott","Fraud","Order to Cease and Desist",10/3/2007,"Compliant"
,"Wigginton, Scott","Unlicensed Activity","Agreed Order",6/25/2008,"Compliant"
,"Wigginton, Scott","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/30/2009,"Complete"
257619,"Wilburn, Crystal","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/23/2004,"Complete"
257619,"Wilburn, Crystal","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/30/2008,"Complete"
257619,"Wilburn, Crystal","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
13374,"Wilhelm, Baron","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",10/28/2008,"Compliant"
174131,"Williams Financial, Inc.","Exam Failure","Agreed Order to Surrender License",9/20/2017,"Surrendered in Lieu of Disciplinary Action"
279182,"Williams, Betty","NMLS NSF","NSF Letter",5/12/2011,"Compliant"
,"Williams, Brendan","Unlicensed Activity","Order to Cease and Desist",4/7/2016,"Noncompliant"
,"Williams, Denetta","Exam Failure","C&D, TAA, Pay Restitution, Assess Admin Penalty",4/7/2006,"Final - Incomplete"
,"Williams, Efrem","Exam Failure","Agreed Order",12/3/2007,"Final - Incomplete"
,"Williams, Efrem","Failure to Cooperate or Respond","Agreed Order to Surrender License",8/13/2008,"Surrendered in Lieu of Disciplinary Action"
,"Williams, Jeannine","Unlicensed Activity; Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",1/10/2012,"Compliant"
,"Williams, John","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/4/2006,"Complete"
,"Williams, Justin","Unlicensed Activity","Order to Cease and Desist",7/29/2014,"Noncompliant"
,"Williams, Justin","Unlicensed Activity","Order to Cease and Desist",7/29/2014,"Noncompliant"
,"Williams, Larry","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
,"Williams, LaSandra","Unlicensed Activity","Order to Cease and Desist",10/3/2007,"Noncompliant"
,"Williams, Lucy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",10/14/2008,"Complete"
323017,"Williams, Marie","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
339714,"Williams, Nathan","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Williams, Rodney","Fraud","Final Order",9/29/2005,"License Revoked"
349181,"Williams, Vernon","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
352279,"Williamson, Billy","Exam Inadequacy","Amended Order to Take Affirmative Action",12/11/2007,"Complete"
1757025,"Williamson, Douglas","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Complete"
,"Willis, Revis","Fraud","Agreed Order",6/13/2007,"Surrendered in Lieu of Disciplinary Action"
389744,"Willson, Jonathan","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/30/2009,"Complete"
266803,"Wilson, Bruce","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Wilson, David","Unlicensed Activity; Exam Failure","Order to C&D & Assessing Administrative Penalty",9/28/2011,"Noncompliant"
113095,"Wilson, Donna","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/6/2009,"Complete"
185451,"Wilson, Lisa","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
350039,"Wilson, Maurice","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
71718,"Wilson, Robert","Failure To Respond","Order Lifting Suspension",12/5/2011,"Suspension Lifted"
,"Wiltz, Tammy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Complete"
352174,"Wiltz-Boney, Sharwin","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Winkler, Veronica","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Final - Incomplete"
,"Winters, Qutha","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",7/31/2007,"Complete"
302340,"WINTEX GROUP LLC","Inadequate Disclosures","Order to Take Affirmative Action",3/14/2019,"Compliant"
176431,"WINTON, RUSSELL","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Wirth, Raymond","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",1/16/2008,"License Suspended"
,"Wirth, Raymond","Criminal Conviction or Indictment","Order of Suspension of Loan Officer License",8/6/2008,"License Suspended"
,"Wirth, Raymond","Criminal Conviction or Indictment","Final Order Revoking Loan Officer License",3/4/2009,"License Revoked"
,"Wirth, Raymond","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",1/17/2012,"Noncompliant"
,"Wiseman, Robert","Unlicensed Activity; Exam Failure","AO to C&D, TAA & Ass'ng Adm. Pen.",8/9/2012,"Final - Incomplete"
258296,"Wiser Lending LLC","Unlicensed Activity","Order to Cease and Desist",8/19/2015,"Final"
258296,"Wiser Lending LLC","Exam Inadequacy","Order to Take Affirmative Action",5/10/2017,"Compliant"
85202,"Wit, Frederick","Failure To Respond","Order of Suspension",2/1/2011,"License Surrendered"
,"Witmer, Danny","Unlicensed Activity","Order to Cease and Desist",5/21/2007,"Compliant"
,"Witmer, Danny","Unlicensed Activity","Order to C&D & Assessing Administrative Penalty",7/16/2008,"Compliant"
,"Witmer, Danny","Unlicensed Activity","C&D, TAA, Pay Admin Penalty",6/25/2007,"Compliant"
268490,"Wittwer, Frederick","Unlicensed Activity","Order to Cease and Desist",4/9/2014,"Order Vacated By Commissioner"
339343,"Wizig, Scott","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
212873,"Wollenman, Tim","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
334504,"WOMACK, ASHLEY","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Wong, Norman","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/26/2008,"Complete"
311891,"Wong, Scott","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
254745,"Wood, Stephanie","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
289904,"Woods, Rebbie","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",8/23/2007,"Complete"
1145114,"Woodside Mortgage Corporation","Unlicensed Activity","Order to Take Affirmative Action",10/7/2019,"Compliant"
307566,"Woodson, Jeremy","Unlicensed Activity","Order to Cease and Desist",10/6/2009,"Final"
,"Wooldridge, David","Unlicensed Activity","Agreed Order",12/18/2018,"Compliant"
306227,"Wooten, Clarence","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Wormly, Shirley","Fraud","Final Order",7/17/2007,"License Revoked; Administrative Penalty"
,"Worsham, David","Unlicensed Activity","AO to C&D & Ass'g. Adm. Pen.",11/5/2007,"Compliant"
,"Wright, Doug","Unlicensed Activity","Order to Cease and Desist",2/13/2009,"Final"
,"Wright, George","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",12/22/2004,"Final - Incomplete"
,"Wright, George","Exam Deficiency","Notice of Violation and Assessment of Administrative Penalty",5/5/2005,"Complete"
,"Wright, Latasha","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/7/2012,"Noncompliant"
507572,"Wright, Paula","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/8/2004,"Complete"
354636,"Wright, Vestell","Misleading Practices; Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",2/28/2012,"Compliant"
,"Wright, Vicki","Unlicensed Activity","Order to Cease and Desist",4/17/2007,"Final"
278904,"Wright, William","Violation of State and/or Federal Law; Misleading Practices","Order to Cease and Desist",9/5/2008,"License Previously Surrendered; No Jurisdiction"
,"Wu, Fusung","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",4/24/2009,"Complete"
244114,"Wu, Xiaomin","Violation of State and/or Federal Law","C&D, TAA",5/5/2008,"Final"
,"Wuest, David","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",9/12/2012,"Noncompliant"
,"Wyatt, Helen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/7/2005,"Complete"
,"Wyatt, Helen","Exam Failure","C&D, TAA, Pay Admin Penalty",1/28/2009,"Final - Incomplete"
,"Wyatt, Helen","Exam Failure","Final Order Revoking Mortgage Broker License",7/21/2009,"Final - Incomplete"
,"Wyckoff, Robert","Unlicensed Activity","C&D, TAA, Pay Restitution, Assess Admin Penalty",4/18/2007,"Compliant"
,"Wyckoff, Robert","Unlicensed Activity","AO to TAA, & Ass'ng Adm. Pen.",4/8/2008,"Compliant"
,"Yadgir, Tiffany","Unlicensed Activity","Agreed Order to Take Affirmative Action",12/19/2017,"Compliant"
151457,"Yancey, Michael","Exam Failure","Agreed Order to Surrender License",4/24/2017,"Surrendered in Lieu of Disciplinary Action"
272470,"Yanez, Teresa","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Yang, Bo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",3/31/2008,"Final - Incomplete"
,"Yang, Bo","Exam Deficiency","Agreed Order to Surrender License",7/21/2008,"Surrendered in Lieu of Disciplinary Action"
315304,"Yang, Lucy","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
232800,"Yarborough, Leland","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
218901,"Yarbrough, Gary","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/11/2005,"Complete"
208147,"Yates, Clinton","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",8/8/2012,"Compliant"
328703,"Yates, Kimberly","Unlicensed Activity","Agreed Order",10/16/2008,"Compliant"
,"Yates, Lindsey","Unlicensed Activity","Order to Cease and Desist",8/9/2007,"Compliant"
279459,"Yazbek, Laudy","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
162878,"Yefremenko, Victor","Failure To Respond","Order of Suspension",2/1/2011,"License Suspended"
,"Yemitan, Olaolu","Exam Failure","C&D, TAA, Pay Admin Penalty",7/15/2008,"Final - Incomplete"
319143,"Youmagul, Phelotkhane","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
,"Young, Catina","Fraud","Agreed Order to Surrender License",4/6/2009,"Surrendered in Lieu of Disciplinary Action"
1136703,"Young, Jonathan","Fraud","Agreed Order to Surrender License",10/27/2015,"License Surrendered"
32205,"Yount, Donald","Fraud","AO to C&D, TAA,Pay Rest, & Ass. Adm Pen.",8/31/2006,"Compliant"
32205,"Yount, Donald","Failure to Cooperate or Respond","Agreed Order",9/12/2008,"Compliant"
,"Yount, Stephen","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/1/2008,"Final - Incomplete"
,"Yount, Stephen","Exam Deficiency","Order to Suspend & Admin Penalty",5/13/2008,"License Suspended"
,"Yount, Stephen","Failure to Cooperate or Respond","Agreed Order to Surrender License",8/8/2008,"Surrendered in Lieu of Disciplinary Action"
,"Yu, Patrick","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/31/2007,"Complete"
,"Yu, Patrick","Exam Failure","C&D, TAA, Pay Admin Penalty",4/29/2009,"Final - Incomplete"
,"Yu, Patrick","Exam Failure","Final Order Revoking Mortgage Broker License",9/18/2009,"Final - Incomplete"
287273,"Yuan, Shilman","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",11/29/2007,"Complete"
315361,"yung, chung","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",1/5/2010,"Complete"
315361,"yung, chung","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",4/29/2008,"Complete"
221206,"Zach, Ron","Unlicensed Activity","Order to TAA & Assessing Admin Penalty",7/24/2013,"Compliant"
,"Zachary, Michael","Exam Failure","Amended Order (agreed) to C&D & TAA",5/26/2009,"Surrendered in Lieu of Disciplinary Action"
,"Zamarron, Nancy","Fraud","Final Order Revoking Mortgage Broker License",2/8/2010,"Final"
,"Zamora, Robert","Exam Inadequacy","Amended Order (by Agreement) to TAA",4/2/2008,"Surrendered in Lieu of Disciplinary Action"
1027411,"Zareei, Hamed","Unlicensed Activity","Order to Take Affirmative Action",7/18/2016,"Compliant"
1266470,"Zavala, Linda Araceli","Engaging in Conduct Which Constitutes Improper and Deceptive/Dishonest Dealings","Agreed Order",8/14/2019,"Compliant"
1266470,"Zavala, Linda Araceli","Exam Deficiency","Agreed Order to Take Affirmative Action",3/14/2016,"Compliant"
1266470,"Zavala, Linda Araceli","Exam Deficiency","Agreed Order to Take Affirmative Action",1/25/2018,"Compliant"
309879,"Zavala, Mario","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",6/28/2012,"Compliant"
,"Zenon, Jacqueline","Unlicensed Activity","Order to C&D, Pay Rest, & Assessing Adm Pnlty",8/22/2012,"Affirmed by Final Order"
,"Zenon, Jacqueline","Unlicensed Activity","Final Order",3/20/2013,"Noncompliant"
315472,"Zhang, Haiping","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",5/3/2010,"Complete"
335179,"ZHANG, JING","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",6/29/2006,"Complete"
270501,"Zhang, Jing","Exam Inadequacy","Order to Take Affirmative Action",4/7/2016,"Compliant"
,"Zhang, John","Exam Inadequacy","Amended Order (by Agreement) to TAA",4/1/2008,"Surrendered in Lieu of Disciplinary Action"
314957,"Zhang, Ou","Failure To Respond","Order of Suspension",2/1/2011,"Compliant"
389676,"Zhao, Jianguo","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",9/17/2007,"Complete"
215743,"Zhou, Jia","Exam Inadequacy","Order to Take Affirmative Action",8/3/2015,"Compliant"
1821512,"Zhu, Wenyan","Unlicensed Activity","Order to Take Affirmative Action",1/23/2025,"Compliant"
356686,"Zidan, Maria","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
174125,"Zigler, William","Exam Failure","Agreed Order to Surrender License",9/20/2017,"Surrendered in Lieu of Disciplinary Action"
,"Zimmer, Kathleen","Unlicensed Activity; Exam Failure","C&D, TAA, Pay Admin Penalty",9/26/2011,"Noncompliant"
,"Zimmer, Richard","Exam Failure","Final Order",7/17/2007,"License Revoked"
981262,"Zorka, Timothy","Misleading Practices","Order to Cease and Desist",6/1/2017,"Order Rescinded"
362392,"ZT Mortgage, LLC","Exam Inadequacy","Agreed Order to Take Affirmative Action",5/30/2014,"Compliant"
,"Zuberi, Fasihuddin","Exam Deficiency","Notice of Violation; Order to TAA; Exam Report",2/13/2006,"Complete"
318733,"zucaro, megan","Failure To Respond","Order of Suspension",6/9/2011,"License Suspended"
,"Zuehlke, Arthur","Exam Inadequacy","Amended Order (by Agreement) to TAA, & Ass'g. Adm.",1/16/2008,"Complete"
248157,"Zuniga, Lorena","Unlicensed Activity; Exam Failure","AO to C&D & Ass'g. Adm. Pen.",7/3/2012,"Compliant"